HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-27 | 16 | 172 | 188 | 91.49% |
2024-04-30 | 16 | 169 | 185 | 91.35% |
2024-03-31 | 16 | 170 | 186 | 91.40% |
2024-02-29 | 15 | 171 | 186 | 91.94% |
2024-01-31 | 14 | 167 | 181 | 92.27% |
2023-12-31 | 14 | 160 | 174 | 91.95% |
2023-11-30 | 14 | 161 | 175 | 92.00% |
2023-10-31 | 15 | 158 | 173 | 91.33% |
2023-09-30 | 15 | 152 | 167 | 91.02% |
2023-08-31 | 15 | 151 | 166 | 90.96% |
2023-07-31 | 16 | 151 | 167 | 90.42% |
2023-06-30 | 16 | 149 | 165 | 90.30% |
2023-05-31 | 16 | 149 | 165 | 90.30% |
2023-04-30 | 15 | 146 | 161 | 90.68% |
2023-03-31 | 14 | 150 | 164 | 91.46% |
2023-02-28 | 13 | 150 | 163 | 92.02% |
2023-01-31 | 13 | 148 | 161 | 91.93% |
2022-12-31 | 13 | 147 | 160 | 91.88% |
2022-11-30 | 13 | 146 | 159 | 91.82% |
2022-10-31 | 13 | 146 | 159 | 91.82% |
2022-09-30 | 14 | 146 | 160 | 91.25% |
2022-08-31 | 14 | 144 | 158 | 91.14% |
2022-07-31 | 15 | 146 | 161 | 90.68% |
2022-06-30 | 15 | 148 | 163 | 90.80% |
2022-05-31 | 15 | 147 | 162 | 90.74% |
2022-04-30 | 14 | 145 | 159 | 91.19% |
2022-03-31 | 14 | 143 | 157 | 91.08% |
2022-02-28 | 13 | 146 | 159 | 91.82% |
2022-01-31 | 12 | 144 | 156 | 92.31% |
2021-12-31 | 12 | 143 | 155 | 92.26% |
2021-11-30 | 13 | 140 | 153 | 91.50% |
2021-10-31 | 14 | 141 | 155 | 90.97% |
2021-09-30 | 15 | 128 | 143 | 89.51% |
2021-08-31 | 15 | 135 | 150 | 90.00% |
2021-07-31 | 14 | 131 | 145 | 90.34% |
2021-06-30 | 13 | 132 | 145 | 91.03% |
2021-05-31 | 13 | 134 | 147 | 91.16% |
2021-04-30 | 12 | 135 | 147 | 91.84% |
2021-03-31 | 12 | 123 | 135 | 91.11% |
2021-02-28 | 11 | 123 | 134 | 91.79% |
2021-01-31 | 12 | 121 | 133 | 90.98% |
2020-12-31 | 11 | 122 | 133 | 91.73% |
2020-11-30 | 10 | 123 | 133 | 92.48% |
2020-10-31 | 9 | 126 | 135 | 93.33% |
2020-09-30 | 9 | 125 | 134 | 93.28% |
2020-08-31 | 9 | 122 | 131 | 93.13% |
2020-07-31 | 9 | 129 | 138 | 93.48% |
2020-06-30 | 9 | 130 | 139 | 93.53% |
2020-05-31 | 9 | 132 | 141 | 93.62% |
2020-04-30 | 9 | 132 | 141 | 93.62% |
2020-03-31 | 9 | 129 | 138 | 93.48% |
2020-02-29 | 9 | 126 | 135 | 93.33% |
2020-01-31 | 9 | 125 | 134 | 93.28% |
2019-12-31 | 9 | 127 | 136 | 93.38% |
2019-11-30 | 10 | 126 | 136 | 92.65% |
2019-10-31 | 10 | 127 | 137 | 92.70% |
2019-09-30 | 10 | 128 | 138 | 92.75% |
2019-08-31 | 10 | 127 | 137 | 92.70% |
2019-07-31 | 11 | 126 | 137 | 91.97% |
2019-06-30 | 11 | 122 | 133 | 91.73% |
2019-05-31 | 11 | 123 | 134 | 91.79% |
2019-04-30 | 11 | 120 | 131 | 91.60% |
2019-03-31 | 11 | 118 | 129 | 91.47% |
2019-02-28 | 11 | 115 | 126 | 91.27% |
2019-01-31 | 11 | 119 | 130 | 91.54% |
2018-12-31 | 11 | 115 | 126 | 91.27% |
2018-11-30 | 11 | 113 | 124 | 91.13% |
2018-10-31 | 11 | 115 | 126 | 91.27% |
2018-09-30 | 11 | 114 | 125 | 91.20% |
2018-08-31 | 11 | 113 | 124 | 91.13% |
2018-07-31 | 11 | 114 | 125 | 91.20% |
2018-06-30 | 9 | 114 | 123 | 92.68% |
2018-05-31 | 9 | 117 | 126 | 92.86% |
2018-04-30 | 10 | 117 | 127 | 92.13% |
2018-03-31 | 10 | 119 | 129 | 92.25% |
2018-02-28 | 10 | 121 | 131 | 92.37% |
2018-01-31 | 10 | 121 | 131 | 92.37% |
2017-12-31 | 10 | 121 | 131 | 92.37% |
2017-11-30 | 10 | 123 | 133 | 92.48% |
2017-10-31 | 10 | 120 | 130 | 92.31% |
2017-09-30 | 10 | 118 | 128 | 92.19% |
2017-08-31 | 10 | 118 | 128 | 92.19% |
2017-07-31 | 10 | 123 | 133 | 92.48% |
2017-06-30 | 10 | 124 | 134 | 92.54% |
2017-05-31 | 10 | 126 | 136 | 92.65% |
2017-04-30 | 10 | 126 | 136 | 92.65% |
2017-03-31 | 10 | 125 | 135 | 92.59% |
2017-02-28 | 9 | 120 | 129 | 93.02% |
2017-01-31 | 9 | 121 | 130 | 93.08% |
2016-12-31 | 9 | 121 | 130 | 93.08% |
2016-11-30 | 9 | 124 | 133 | 93.23% |
2016-10-31 | 9 | 122 | 131 | 93.13% |
2016-09-30 | 8 | 123 | 131 | 93.89% |
2016-08-31 | 8 | 123 | 131 | 93.89% |
2016-07-31 | 8 | 123 | 131 | 93.89% |
2016-06-30 | 8 | 124 | 132 | 93.94% |
2016-05-31 | 8 | 123 | 131 | 93.89% |
2016-04-30 | 8 | 124 | 132 | 93.94% |
2016-03-31 | 8 | 120 | 128 | 93.75% |
2016-02-29 | 8 | 119 | 127 | 93.70% |
2016-01-31 | 7 | 120 | 127 | 94.49% |
2015-12-31 | 7 | 119 | 126 | 94.44% |
2015-11-30 | 7 | 120 | 127 | 94.49% |
2015-10-31 | 7 | 118 | 125 | 94.40% |
2015-09-30 | 7 | 116 | 123 | 94.31% |
2015-08-31 | 7 | 114 | 121 | 94.21% |
2015-07-31 | 7 | 110 | 117 | 94.02% |
2015-06-30 | 7 | 109 | 116 | 93.97% |
2015-05-31 | 7 | 107 | 114 | 93.86% |
2015-04-30 | 8 | 105 | 113 | 92.92% |
2015-03-31 | 8 | 104 | 112 | 92.86% |
2015-02-28 | 9 | 104 | 113 | 92.04% |
2015-01-31 | 11 | 101 | 112 | 90.18% |
2014-12-31 | 10 | 102 | 112 | 91.07% |
2014-11-30 | 11 | 101 | 112 | 90.18% |
2014-10-31 | 11 | 102 | 113 | 90.27% |
2014-09-30 | 11 | 102 | 113 | 90.27% |
2014-08-31 | 11 | 101 | 112 | 90.18% |
2014-07-31 | 12 | 104 | 116 | 89.66% |
2014-06-30 | 13 | 109 | 122 | 89.34% |
2014-05-31 | 12 | 105 | 117 | 89.74% |
2014-04-30 | 12 | 103 | 115 | 89.57% |
2014-03-31 | 13 | 98 | 111 | 88.29% |
2014-02-28 | 13 | 98 | 111 | 88.29% |
2014-01-31 | 13 | 98 | 111 | 88.29% |
2013-12-31 | 13 | 98 | 111 | 88.29% |
2013-11-30 | 13 | 99 | 112 | 88.39% |
2013-10-31 | 13 | 100 | 113 | 88.50% |
2013-09-30 | 13 | 103 | 116 | 88.79% |
2013-08-31 | 13 | 101 | 114 | 88.60% |
2013-07-31 | 13 | 103 | 116 | 88.79% |
2013-06-30 | 13 | 103 | 116 | 88.79% |
2013-05-31 | 13 | 103 | 116 | 88.79% |
2013-04-30 | 13 | 100 | 113 | 88.50% |
2013-03-31 | 13 | 103 | 116 | 88.79% |
2013-02-28 | 13 | 103 | 116 | 88.79% |
2013-01-31 | 13 | 106 | 119 | 89.08% |
2012-12-31 | 14 | 105 | 119 | 88.24% |
2012-11-30 | 14 | 105 | 119 | 88.24% |
2012-10-31 | 14 | 102 | 116 | 87.93% |
2012-09-30 | 14 | 100 | 114 | 87.72% |
2012-08-31 | 14 | 98 | 112 | 87.50% |
2012-07-31 | 14 | 98 | 112 | 87.50% |
2012-06-30 | 14 | 97 | 111 | 87.39% |
2012-05-31 | 14 | 98 | 112 | 87.50% |
2012-04-30 | 14 | 96 | 110 | 87.27% |
2012-03-31 | 15 | 95 | 110 | 86.36% |
2012-02-29 | 14 | 92 | 106 | 86.79% |
2012-01-31 | 14 | 93 | 107 | 86.92% |
2011-12-31 | 14 | 92 | 106 | 86.79% |
2011-11-30 | 14 | 98 | 112 | 87.50% |
2011-10-31 | 15 | 101 | 116 | 87.07% |
2011-09-30 | 14 | 97 | 111 | 87.39% |
2011-08-31 | 13 | 100 | 113 | 88.50% |
2011-07-31 | 13 | 100 | 113 | 88.50% |
2011-06-30 | 15 | 98 | 113 | 86.73% |
2011-05-31 | 15 | 100 | 115 | 86.96% |
2011-04-30 | 15 | 105 | 120 | 87.50% |
2011-03-31 | 15 | 102 | 117 | 87.18% |
2011-02-28 | 15 | 96 | 111 | 86.49% |
2011-01-31 | 15 | 92 | 107 | 85.98% |
2010-12-31 | 15 | 93 | 108 | 86.11% |
2010-11-30 | 15 | 94 | 109 | 86.24% |
2010-10-31 | 15 | 89 | 104 | 85.58% |
2010-09-30 | 15 | 91 | 106 | 85.85% |
2010-08-31 | 14 | 89 | 103 | 86.41% |
2010-07-31 | 14 | 90 | 104 | 86.54% |
2010-06-30 | 12 | 81 | 93 | 87.10% |
2010-05-31 | 9 | 74 | 83 | 89.16% |
2010-04-30 | 9 | 73 | 82 | 89.02% |
2010-03-31 | 10 | 74 | 84 | 88.10% |
2010-02-28 | 10 | 72 | 82 | 87.80% |
2010-01-31 | 10 | 71 | 81 | 87.65% |
2009-12-31 | 10 | 69 | 79 | 87.34% |
2009-11-30 | 10 | 72 | 82 | 87.80% |
2009-10-31 | 10 | 72 | 82 | 87.80% |
2009-09-30 | 10 | 72 | 82 | 87.80% |
2009-08-31 | 10 | 72 | 82 | 87.80% |
2009-07-31 | 10 | 72 | 82 | 87.80% |
2009-06-30 | 10 | 72 | 82 | 87.80% |
2009-05-31 | 10 | 73 | 83 | 87.95% |
2009-04-30 | 10 | 73 | 83 | 87.95% |
2009-03-31 | 10 | 72 | 82 | 87.80% |
2009-02-28 | 10 | 71 | 81 | 87.65% |
2009-01-31 | 10 | 71 | 81 | 87.65% |
2008-12-31 | 10 | 71 | 81 | 87.65% |
2008-11-30 | 10 | 71 | 81 | 87.65% |
2008-10-31 | 10 | 76 | 86 | 88.37% |
2008-09-30 | 10 | 77 | 87 | 88.51% |
2008-08-31 | 10 | 84 | 94 | 89.36% |
2008-07-31 | 11 | 83 | 94 | 88.30% |
2008-06-30 | 10 | 83 | 93 | 89.25% |
2008-05-31 | 10 | 82 | 92 | 89.13% |
2008-04-30 | 10 | 81 | 91 | 89.01% |
2008-03-31 | 9 | 79 | 88 | 89.77% |
2008-02-29 | 9 | 79 | 88 | 89.77% |
2008-01-31 | 9 | 75 | 84 | 89.29% |
2007-12-31 | 9 | 73 | 82 | 89.02% |
2007-11-30 | 9 | 72 | 81 | 88.89% |
2007-10-31 | 9 | 72 | 81 | 88.89% |
2007-09-30 | 9 | 72 | 81 | 88.89% |
2007-08-31 | 9 | 69 | 78 | 88.46% |
2007-07-31 | 9 | 63 | 72 | 87.50% |
2007-06-30 | 8 | 59 | 67 | 88.06% |
2007-05-31 | 8 | 60 | 68 | 88.24% |
2007-04-30 | 9 | 64 | 73 | 87.67% |
2007-03-31 | 9 | 65 | 74 | 87.84% |
2007-02-28 | 10 | 67 | 77 | 87.01% |
2007-01-31 | 10 | 67 | 77 | 87.01% |
2006-12-31 | 11 | 67 | 78 | 85.90% |
2006-11-30 | 11 | 68 | 79 | 86.08% |
2006-10-31 | 11 | 64 | 75 | 85.33% |
2006-09-30 | 11 | 62 | 73 | 84.93% |
2006-08-31 | 11 | 62 | 73 | 84.93% |
2006-07-31 | 11 | 60 | 71 | 84.51% |
2006-06-30 | 11 | 62 | 73 | 84.93% |
2006-05-31 | 11 | 63 | 74 | 85.14% |
2006-04-30 | 11 | 62 | 73 | 84.93% |
2006-03-31 | 9 | 60 | 69 | 86.96% |
2006-02-28 | 8 | 60 | 68 | 88.24% |
2006-01-31 | 8 | 57 | 65 | 87.69% |
2005-12-31 | 5 | 58 | 63 | 92.06% |
2005-11-30 | 5 | 58 | 63 | 92.06% |
2005-10-31 | 6 | 60 | 66 | 90.91% |
2005-09-30 | 6 | 65 | 71 | 91.55% |
2005-08-31 | 6 | 63 | 69 | 91.30% |
2005-07-31 | 7 | 61 | 68 | 89.71% |
2005-06-30 | 7 | 62 | 69 | 89.86% |
2005-05-31 | 7 | 64 | 71 | 90.14% |
2005-04-30 | 7 | 64 | 71 | 90.14% |
2005-03-31 | 7 | 64 | 71 | 90.14% |
2005-02-28 | 7 | 63 | 70 | 90.00% |
2005-01-31 | 7 | 62 | 69 | 89.86% |
2004-12-31 | 7 | 61 | 68 | 89.71% |
2004-11-30 | 7 | 59 | 66 | 89.39% |
2004-10-31 | 7 | 59 | 66 | 89.39% |
2004-09-30 | 7 | 58 | 65 | 89.23% |
2004-08-31 | 6 | 59 | 65 | 90.77% |
2004-07-31 | 6 | 55 | 61 | 90.16% |
2004-06-30 | 6 | 55 | 61 | 90.16% |
2004-05-31 | 6 | 56 | 62 | 90.32% |
2004-04-30 | 6 | 57 | 63 | 90.48% |
2004-03-31 | 6 | 57 | 63 | 90.48% |
2004-02-29 | 5 | 57 | 62 | 91.94% |
2004-01-31 | 5 | 59 | 64 | 92.19% |
2003-12-31 | 5 | 58 | 63 | 92.06% |
2003-11-30 | 4 | 60 | 64 | 93.75% |
2003-10-31 | 4 | 58 | 62 | 93.55% |
2003-09-30 | 5 | 58 | 63 | 92.06% |
2003-08-31 | 5 | 57 | 62 | 91.94% |
2003-07-31 | 5 | 59 | 64 | 92.19% |
2003-06-30 | 4 | 59 | 63 | 93.65% |
2003-05-31 | 4 | 61 | 65 | 93.85% |
2003-04-30 | 4 | 59 | 63 | 93.65% |
2003-03-31 | 5 | 58 | 63 | 92.06% |
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