TFI Securities and Futures Limited 天風國際證券與期貨有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-04 | 14 | 67 | 81 | 82.72% |
| 2024-10-31 | 14 | 67 | 81 | 82.72% |
| 2024-09-30 | 13 | 67 | 80 | 83.75% |
| 2024-08-31 | 13 | 66 | 79 | 83.54% |
| 2024-07-31 | 13 | 65 | 78 | 83.33% |
| 2024-06-30 | 13 | 66 | 79 | 83.54% |
| 2024-05-31 | 13 | 65 | 78 | 83.33% |
| 2024-04-30 | 13 | 68 | 81 | 83.95% |
| 2024-03-31 | 13 | 66 | 79 | 83.54% |
| 2024-02-29 | 14 | 67 | 81 | 82.72% |
| 2024-01-31 | 14 | 66 | 80 | 82.50% |
| 2023-12-31 | 14 | 67 | 81 | 82.72% |
| 2023-11-30 | 14 | 66 | 80 | 82.50% |
| 2023-10-31 | 14 | 63 | 77 | 81.82% |
| 2023-09-30 | 13 | 61 | 74 | 82.43% |
| 2023-08-31 | 13 | 54 | 67 | 80.60% |
| 2023-07-31 | 14 | 51 | 65 | 78.46% |
| 2023-06-30 | 14 | 52 | 66 | 78.79% |
| 2023-05-31 | 13 | 52 | 65 | 80.00% |
| 2023-04-30 | 13 | 47 | 60 | 78.33% |
| 2023-03-31 | 13 | 49 | 62 | 79.03% |
| 2023-02-28 | 13 | 51 | 64 | 79.69% |
| 2023-01-31 | 11 | 51 | 62 | 82.26% |
| 2022-12-31 | 11 | 51 | 62 | 82.26% |
| 2022-11-30 | 11 | 50 | 61 | 81.97% |
| 2022-10-31 | 11 | 48 | 59 | 81.36% |
| 2022-09-30 | 11 | 45 | 56 | 80.36% |
| 2022-08-31 | 11 | 43 | 54 | 79.63% |
| 2022-07-31 | 11 | 39 | 50 | 78.00% |
| 2022-06-30 | 12 | 37 | 49 | 75.51% |
| 2022-05-31 | 11 | 32 | 43 | 74.42% |
| 2022-04-30 | 11 | 33 | 44 | 75.00% |
| 2022-03-31 | 11 | 32 | 43 | 74.42% |
| 2022-02-28 | 10 | 33 | 43 | 76.74% |
| 2022-01-31 | 11 | 35 | 46 | 76.09% |
| 2021-12-31 | 10 | 34 | 44 | 77.27% |
| 2021-11-30 | 9 | 34 | 43 | 79.07% |
| 2021-10-31 | 9 | 30 | 39 | 76.92% |
| 2021-09-30 | 10 | 29 | 39 | 74.36% |
| 2021-08-31 | 10 | 29 | 39 | 74.36% |
| 2021-07-31 | 10 | 27 | 37 | 72.97% |
| 2021-06-30 | 10 | 27 | 37 | 72.97% |
| 2021-05-31 | 11 | 29 | 40 | 72.50% |
| 2021-04-30 | 11 | 29 | 40 | 72.50% |
| 2021-03-31 | 11 | 29 | 40 | 72.50% |
| 2021-02-28 | 12 | 29 | 41 | 70.73% |
| 2021-01-31 | 12 | 28 | 40 | 70.00% |
| 2020-12-31 | 12 | 26 | 38 | 68.42% |
| 2020-11-30 | 12 | 27 | 39 | 69.23% |
| 2020-10-31 | 11 | 27 | 38 | 71.05% |
| 2020-09-30 | 11 | 23 | 34 | 67.65% |
| 2020-08-31 | 10 | 23 | 33 | 69.70% |
| 2020-07-31 | 10 | 23 | 33 | 69.70% |
| 2020-06-30 | 9 | 21 | 30 | 70.00% |
| 2020-05-31 | 9 | 20 | 29 | 68.97% |
| 2020-04-30 | 8 | 20 | 28 | 71.43% |
| 2020-03-31 | 8 | 20 | 28 | 71.43% |
| 2020-02-29 | 8 | 19 | 27 | 70.37% |
| 2020-01-31 | 8 | 19 | 27 | 70.37% |
| 2019-12-31 | 8 | 15 | 23 | 65.22% |
| 2019-11-30 | 6 | 16 | 22 | 72.73% |
| 2019-10-31 | 5 | 17 | 22 | 77.27% |
| 2019-09-30 | 5 | 15 | 20 | 75.00% |
| 2019-08-31 | 5 | 14 | 19 | 73.68% |
| 2019-07-31 | 3 | 14 | 17 | 82.35% |
| 2019-06-30 | 3 | 10 | 13 | 76.92% |
| 2019-05-31 | 3 | 8 | 11 | 72.73% |
| 2019-04-30 | 3 | 7 | 10 | 70.00% |
| 2019-03-31 | 3 | 7 | 10 | 70.00% |
| 2019-02-28 | 3 | 6 | 9 | 66.67% |
| 2019-01-31 | 3 | 6 | 9 | 66.67% |
| 2018-12-31 | 3 | 7 | 10 | 70.00% |
| 2018-11-30 | 3 | 7 | 10 | 70.00% |
| 2018-10-31 | 3 | 6 | 9 | 66.67% |
| 2018-09-30 | 3 | 6 | 9 | 66.67% |
| 2018-08-31 | 2 | 6 | 8 | 75.00% |
| 2018-07-31 | 2 | 7 | 9 | 77.78% |
| 2018-06-30 | 2 | 5 | 7 | 71.43% |
| 2018-05-31 | 3 | 5 | 8 | 62.50% |
| 2018-04-30 | 3 | 5 | 8 | 62.50% |
| 2018-03-31 | 3 | 5 | 8 | 62.50% |
| 2018-02-28 | 3 | 5 | 8 | 62.50% |
| 2018-01-31 | 3 | 5 | 8 | 62.50% |
| 2017-12-31 | 3 | 5 | 8 | 62.50% |
| 2017-11-30 | 3 | 5 | 8 | 62.50% |
| 2017-10-31 | 3 | 5 | 8 | 62.50% |
| 2017-09-30 | 3 | 5 | 8 | 62.50% |
| 2017-08-31 | 3 | 4 | 7 | 57.14% |
| 2017-07-31 | 3 | 4 | 7 | 57.14% |
| 2017-06-30 | 3 | 4 | 7 | 57.14% |
| 2017-05-31 | 3 | 5 | 8 | 62.50% |
| 2017-04-30 | 3 | 6 | 9 | 66.67% |
| 2017-03-31 | 3 | 6 | 9 | 66.67% |
| 2017-02-28 | 3 | 7 | 10 | 70.00% |
| 2017-01-31 | 3 | 7 | 10 | 70.00% |
| 2016-12-31 | 3 | 7 | 10 | 70.00% |
| 2016-11-30 | 3 | 7 | 10 | 70.00% |
| 2016-10-31 | 2 | 8 | 10 | 80.00% |
| 2016-09-30 | 3 | 7 | 10 | 70.00% |
| 2016-08-31 | 3 | 6 | 9 | 66.67% |
| 2016-07-31 | 3 | 4 | 7 | 57.14% |
| 2016-06-30 | 4 | 3 | 7 | 42.86% |
| 2016-05-31 | 4 | 3 | 7 | 42.86% |
| 2016-04-30 | 4 | 2 | 6 | 33.33% |
| 2016-03-31 | 3 | 4 | 7 | 57.14% |
| 2016-02-29 | 3 | 4 | 7 | 57.14% |
| 2016-01-31 | 3 | 4 | 7 | 57.14% |
| 2015-12-31 | 3 | 4 | 7 | 57.14% |
| 2015-11-30 | 3 | 4 | 7 | 57.14% |
| 2015-10-31 | 3 | 4 | 7 | 57.14% |
| 2015-09-30 | 3 | 4 | 7 | 57.14% |
| 2015-08-31 | 3 | 4 | 7 | 57.14% |
| 2015-07-31 | 3 | 3 | 6 | 50.00% |
| 2015-06-30 | 3 | 3 | 6 | 50.00% |
| 2015-05-31 | 2 | 5 | 7 | 71.43% |
| 2015-04-30 | 3 | 4 | 7 | 57.14% |
| 2015-03-31 | 3 | 4 | 7 | 57.14% |
| 2015-02-28 | 2 | 4 | 6 | 66.67% |
| 2015-01-31 | 3 | 5 | 8 | 62.50% |
| 2014-12-31 | 3 | 5 | 8 | 62.50% |
| 2014-11-30 | 2 | 5 | 7 | 71.43% |
| 2014-10-31 | 2 | 5 | 7 | 71.43% |
| 2014-09-30 | 2 | 5 | 7 | 71.43% |
| 2014-08-31 | 2 | 5 | 7 | 71.43% |
| 2014-07-31 | 2 | 5 | 7 | 71.43% |
| 2014-06-30 | 2 | 5 | 7 | 71.43% |
| 2014-05-31 | 2 | 5 | 7 | 71.43% |
| 2014-04-30 | 2 | 5 | 7 | 71.43% |
| 2014-03-31 | 2 | 4 | 6 | 66.67% |
| 2014-02-28 | 2 | 4 | 6 | 66.67% |
| 2014-01-31 | 2 | 4 | 6 | 66.67% |
| 2013-12-31 | 2 | 4 | 6 | 66.67% |
| 2013-11-30 | 2 | 4 | 6 | 66.67% |
| 2013-10-31 | 2 | 3 | 5 | 60.00% |
| 2013-09-30 | 2 | 1 | 3 | 33.33% |
| 2013-08-31 | 2 | 1 | 3 | 33.33% |
| 2013-07-31 | 2 | 0 | 2 | 0.00% |
| 2013-06-30 | 2 | 0 | 2 | 0.00% |
| 2013-05-31 | 2 | 0 | 2 | 0.00% |
| 2013-04-30 | 0 | 0 | 0 | 0.00% |
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