Quam Securities Limited 華富建業證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-03 | 11 | 102 | 113 | 90.27% |
2024-09-30 | 11 | 102 | 113 | 90.27% |
2024-08-31 | 11 | 105 | 116 | 90.52% |
2024-07-31 | 12 | 104 | 116 | 89.66% |
2024-06-30 | 12 | 103 | 115 | 89.57% |
2024-05-31 | 12 | 104 | 116 | 89.66% |
2024-04-30 | 13 | 105 | 118 | 88.98% |
2024-03-31 | 13 | 105 | 118 | 88.98% |
2024-02-29 | 13 | 108 | 121 | 89.26% |
2024-01-31 | 13 | 109 | 122 | 89.34% |
2023-12-31 | 13 | 108 | 121 | 89.26% |
2023-11-30 | 13 | 116 | 129 | 89.92% |
2023-10-31 | 12 | 117 | 129 | 90.70% |
2023-09-30 | 12 | 117 | 129 | 90.70% |
2023-08-31 | 12 | 121 | 133 | 90.98% |
2023-07-31 | 11 | 123 | 134 | 91.79% |
2023-06-30 | 11 | 124 | 135 | 91.85% |
2023-05-31 | 11 | 125 | 136 | 91.91% |
2023-04-30 | 11 | 125 | 136 | 91.91% |
2023-03-31 | 12 | 122 | 134 | 91.04% |
2023-02-28 | 12 | 122 | 134 | 91.04% |
2023-01-31 | 12 | 123 | 135 | 91.11% |
2022-12-31 | 12 | 125 | 137 | 91.24% |
2022-11-30 | 12 | 127 | 139 | 91.37% |
2022-10-31 | 12 | 125 | 137 | 91.24% |
2022-09-30 | 12 | 125 | 137 | 91.24% |
2022-08-31 | 12 | 125 | 137 | 91.24% |
2022-07-31 | 12 | 128 | 140 | 91.43% |
2022-06-30 | 12 | 128 | 140 | 91.43% |
2022-05-31 | 12 | 132 | 144 | 91.67% |
2022-04-30 | 12 | 133 | 145 | 91.72% |
2022-03-31 | 13 | 132 | 145 | 91.03% |
2022-02-28 | 15 | 132 | 147 | 89.80% |
2022-01-31 | 17 | 140 | 157 | 89.17% |
2021-12-31 | 17 | 142 | 159 | 89.31% |
2021-11-30 | 17 | 143 | 160 | 89.38% |
2021-10-31 | 16 | 144 | 160 | 90.00% |
2021-09-30 | 16 | 143 | 159 | 89.94% |
2021-08-31 | 16 | 145 | 161 | 90.06% |
2021-07-31 | 16 | 146 | 162 | 90.12% |
2021-06-30 | 16 | 149 | 165 | 90.30% |
2021-05-31 | 16 | 151 | 167 | 90.42% |
2021-04-30 | 18 | 152 | 170 | 89.41% |
2021-03-31 | 18 | 148 | 166 | 89.16% |
2021-02-28 | 18 | 147 | 165 | 89.09% |
2021-01-31 | 18 | 147 | 165 | 89.09% |
2020-12-31 | 18 | 147 | 165 | 89.09% |
2020-11-30 | 16 | 148 | 164 | 90.24% |
2020-10-31 | 16 | 145 | 161 | 90.06% |
2020-09-30 | 15 | 149 | 164 | 90.85% |
2020-08-31 | 14 | 158 | 172 | 91.86% |
2020-07-31 | 14 | 160 | 174 | 91.95% |
2020-06-30 | 14 | 161 | 175 | 92.00% |
2020-05-31 | 14 | 158 | 172 | 91.86% |
2020-04-30 | 12 | 159 | 171 | 92.98% |
2020-03-31 | 12 | 162 | 174 | 93.10% |
2020-02-29 | 15 | 164 | 179 | 91.62% |
2020-01-31 | 15 | 159 | 174 | 91.38% |
2019-12-31 | 14 | 159 | 173 | 91.91% |
2019-11-30 | 16 | 154 | 170 | 90.59% |
2019-10-31 | 16 | 154 | 170 | 90.59% |
2019-09-30 | 16 | 159 | 175 | 90.86% |
2019-08-31 | 15 | 161 | 176 | 91.48% |
2019-07-31 | 14 | 160 | 174 | 91.95% |
2019-06-30 | 14 | 161 | 175 | 92.00% |
2019-05-31 | 14 | 161 | 175 | 92.00% |
2019-04-30 | 14 | 162 | 176 | 92.05% |
2019-03-31 | 14 | 163 | 177 | 92.09% |
2019-02-28 | 14 | 162 | 176 | 92.05% |
2019-01-31 | 14 | 158 | 172 | 91.86% |
2018-12-31 | 13 | 159 | 172 | 92.44% |
2018-11-30 | 13 | 157 | 170 | 92.35% |
2018-10-31 | 14 | 157 | 171 | 91.81% |
2018-09-30 | 12 | 158 | 170 | 92.94% |
2018-08-31 | 13 | 160 | 173 | 92.49% |
2018-07-31 | 13 | 158 | 171 | 92.40% |
2018-06-30 | 13 | 158 | 171 | 92.40% |
2018-05-31 | 12 | 153 | 165 | 92.73% |
2018-04-30 | 12 | 154 | 166 | 92.77% |
2018-03-31 | 12 | 149 | 161 | 92.55% |
2018-02-28 | 12 | 151 | 163 | 92.64% |
2018-01-31 | 12 | 176 | 188 | 93.62% |
2017-12-31 | 10 | 174 | 184 | 94.57% |
2017-11-30 | 10 | 176 | 186 | 94.62% |
2017-10-31 | 10 | 175 | 185 | 94.59% |
2017-09-30 | 12 | 174 | 186 | 93.55% |
2017-08-31 | 11 | 178 | 189 | 94.18% |
2017-07-31 | 11 | 177 | 188 | 94.15% |
2017-06-30 | 11 | 178 | 189 | 94.18% |
2017-05-31 | 11 | 175 | 186 | 94.09% |
2017-04-30 | 12 | 174 | 186 | 93.55% |
2017-03-31 | 12 | 178 | 190 | 93.68% |
2017-02-28 | 12 | 185 | 197 | 93.91% |
2017-01-31 | 12 | 183 | 195 | 93.85% |
2016-12-31 | 12 | 185 | 197 | 93.91% |
2016-11-30 | 11 | 184 | 195 | 94.36% |
2016-10-31 | 11 | 185 | 196 | 94.39% |
2016-09-30 | 11 | 186 | 197 | 94.42% |
2016-08-31 | 11 | 182 | 193 | 94.30% |
2016-07-31 | 10 | 185 | 195 | 94.87% |
2016-06-30 | 10 | 185 | 195 | 94.87% |
2016-05-31 | 11 | 186 | 197 | 94.42% |
2016-04-30 | 17 | 196 | 213 | 92.02% |
2016-03-31 | 18 | 202 | 220 | 91.82% |
2016-02-29 | 19 | 204 | 223 | 91.48% |
2016-01-31 | 14 | 206 | 220 | 93.64% |
2015-12-31 | 14 | 201 | 215 | 93.49% |
2015-11-30 | 14 | 200 | 214 | 93.46% |
2015-10-31 | 14 | 198 | 212 | 93.40% |
2015-09-30 | 13 | 199 | 212 | 93.87% |
2015-08-31 | 13 | 218 | 231 | 94.37% |
2015-07-31 | 14 | 213 | 227 | 93.83% |
2015-06-30 | 14 | 217 | 231 | 93.94% |
2015-05-31 | 14 | 219 | 233 | 93.99% |
2015-04-30 | 14 | 220 | 234 | 94.02% |
2015-03-31 | 14 | 223 | 237 | 94.09% |
2015-02-28 | 14 | 226 | 240 | 94.17% |
2015-01-31 | 14 | 227 | 241 | 94.19% |
2014-12-31 | 13 | 242 | 255 | 94.90% |
2014-11-30 | 13 | 240 | 253 | 94.86% |
2014-10-31 | 13 | 240 | 253 | 94.86% |
2014-09-30 | 12 | 240 | 252 | 95.24% |
2014-08-31 | 11 | 239 | 250 | 95.60% |
2014-07-31 | 11 | 240 | 251 | 95.62% |
2014-06-30 | 11 | 242 | 253 | 95.65% |
2014-05-31 | 11 | 240 | 251 | 95.62% |
2014-04-30 | 11 | 245 | 256 | 95.70% |
2014-03-31 | 10 | 247 | 257 | 96.11% |
2014-02-28 | 10 | 250 | 260 | 96.15% |
2014-01-31 | 10 | 251 | 261 | 96.17% |
2013-12-31 | 11 | 252 | 263 | 95.82% |
2013-11-30 | 10 | 251 | 261 | 96.17% |
2013-10-31 | 10 | 250 | 260 | 96.15% |
2013-09-30 | 10 | 245 | 255 | 96.08% |
2013-08-31 | 10 | 241 | 251 | 96.02% |
2013-07-31 | 10 | 238 | 248 | 95.97% |
2013-06-30 | 10 | 236 | 246 | 95.93% |
2013-05-31 | 9 | 243 | 252 | 96.43% |
2013-04-30 | 9 | 246 | 255 | 96.47% |
2013-03-31 | 9 | 241 | 250 | 96.40% |
2013-02-28 | 9 | 240 | 249 | 96.39% |
2013-01-31 | 9 | 239 | 248 | 96.37% |
2012-12-31 | 9 | 238 | 247 | 96.36% |
2012-11-30 | 9 | 239 | 248 | 96.37% |
2012-10-31 | 9 | 237 | 246 | 96.34% |
2012-09-30 | 10 | 228 | 238 | 95.80% |
2012-08-31 | 10 | 224 | 234 | 95.73% |
2012-07-31 | 10 | 223 | 233 | 95.71% |
2012-06-30 | 9 | 222 | 231 | 96.10% |
2012-05-31 | 9 | 220 | 229 | 96.07% |
2012-04-30 | 9 | 218 | 227 | 96.04% |
2012-03-31 | 9 | 213 | 222 | 95.95% |
2012-02-29 | 9 | 207 | 216 | 95.83% |
2012-01-31 | 9 | 201 | 210 | 95.71% |
2011-12-31 | 9 | 199 | 208 | 95.67% |
2011-11-30 | 10 | 200 | 210 | 95.24% |
2011-10-31 | 10 | 198 | 208 | 95.19% |
2011-09-30 | 9 | 197 | 206 | 95.63% |
2011-08-31 | 9 | 196 | 205 | 95.61% |
2011-07-31 | 9 | 188 | 197 | 95.43% |
2011-06-30 | 8 | 184 | 192 | 95.83% |
2011-05-31 | 8 | 177 | 185 | 95.68% |
2011-04-30 | 8 | 169 | 177 | 95.48% |
2011-03-31 | 7 | 155 | 162 | 95.68% |
2011-02-28 | 6 | 155 | 161 | 96.27% |
2011-01-31 | 6 | 144 | 150 | 96.00% |
2010-12-31 | 6 | 138 | 144 | 95.83% |
2010-11-30 | 6 | 131 | 137 | 95.62% |
2010-10-31 | 6 | 124 | 130 | 95.38% |
2010-09-30 | 6 | 118 | 124 | 95.16% |
2010-08-31 | 6 | 113 | 119 | 94.96% |
2010-07-31 | 6 | 115 | 121 | 95.04% |
2010-06-30 | 6 | 97 | 103 | 94.17% |
2010-05-31 | 6 | 92 | 98 | 93.88% |
2010-04-30 | 6 | 90 | 96 | 93.75% |
2010-03-31 | 6 | 89 | 95 | 93.68% |
2010-02-28 | 6 | 92 | 98 | 93.88% |
2010-01-31 | 6 | 89 | 95 | 93.68% |
2009-12-31 | 6 | 83 | 89 | 93.26% |
2009-11-30 | 6 | 81 | 87 | 93.10% |
2009-10-31 | 6 | 81 | 87 | 93.10% |
2009-09-30 | 6 | 80 | 86 | 93.02% |
2009-08-31 | 6 | 79 | 85 | 92.94% |
2009-07-31 | 6 | 79 | 85 | 92.94% |
2009-06-30 | 7 | 80 | 87 | 91.95% |
2009-05-31 | 7 | 78 | 85 | 91.76% |
2009-04-30 | 7 | 78 | 85 | 91.76% |
2009-03-31 | 7 | 79 | 86 | 91.86% |
2009-02-28 | 7 | 80 | 87 | 91.95% |
2009-01-31 | 7 | 76 | 83 | 91.57% |
2008-12-31 | 7 | 72 | 79 | 91.14% |
2008-11-30 | 7 | 72 | 79 | 91.14% |
2008-10-31 | 7 | 67 | 74 | 90.54% |
2008-09-30 | 7 | 67 | 74 | 90.54% |
2008-08-31 | 7 | 66 | 73 | 90.41% |
2008-07-31 | 7 | 61 | 68 | 89.71% |
2008-06-30 | 8 | 60 | 68 | 88.24% |
2008-05-31 | 8 | 58 | 66 | 87.88% |
2008-04-30 | 8 | 61 | 69 | 88.41% |
2008-03-31 | 8 | 59 | 67 | 88.06% |
2008-02-29 | 8 | 57 | 65 | 87.69% |
2008-01-31 | 7 | 58 | 65 | 89.23% |
2007-12-31 | 7 | 53 | 60 | 88.33% |
2007-11-30 | 7 | 53 | 60 | 88.33% |
2007-10-31 | 7 | 48 | 55 | 87.27% |
2007-09-30 | 7 | 52 | 59 | 88.14% |
2007-08-31 | 6 | 51 | 57 | 89.47% |
2007-07-31 | 8 | 50 | 58 | 86.21% |
2007-06-30 | 8 | 43 | 51 | 84.31% |
2007-05-31 | 8 | 42 | 50 | 84.00% |
2007-04-30 | 7 | 44 | 51 | 86.27% |
2007-03-31 | 7 | 44 | 51 | 86.27% |
2007-02-28 | 7 | 44 | 51 | 86.27% |
2007-01-31 | 7 | 80 | 87 | 91.95% |
2006-12-31 | 7 | 90 | 97 | 92.78% |
2006-11-30 | 7 | 90 | 97 | 92.78% |
2006-10-31 | 7 | 90 | 97 | 92.78% |
2006-09-30 | 7 | 93 | 100 | 93.00% |
2006-08-31 | 7 | 91 | 98 | 92.86% |
2006-07-31 | 7 | 92 | 99 | 92.93% |
2006-06-30 | 7 | 92 | 99 | 92.93% |
2006-05-31 | 6 | 91 | 97 | 93.81% |
2006-04-30 | 6 | 90 | 96 | 93.75% |
2006-03-31 | 5 | 91 | 96 | 94.79% |
2006-02-28 | 5 | 86 | 91 | 94.51% |
2006-01-31 | 5 | 78 | 83 | 93.98% |
2005-12-31 | 4 | 80 | 84 | 95.24% |
2005-11-30 | 5 | 79 | 84 | 94.05% |
2005-10-31 | 5 | 75 | 80 | 93.75% |
2005-09-30 | 5 | 73 | 78 | 93.59% |
2005-08-31 | 5 | 69 | 74 | 93.24% |
2005-07-31 | 5 | 63 | 68 | 92.65% |
2005-06-30 | 5 | 62 | 67 | 92.54% |
2005-05-31 | 3 | 60 | 63 | 95.24% |
2005-04-30 | 3 | 61 | 64 | 95.31% |
2005-03-31 | 3 | 53 | 56 | 94.64% |
2005-02-28 | 3 | 49 | 52 | 94.23% |
2005-01-31 | 3 | 48 | 51 | 94.12% |
2004-12-31 | 3 | 42 | 45 | 93.33% |
2004-11-30 | 3 | 41 | 44 | 93.18% |
2004-10-31 | 3 | 36 | 39 | 92.31% |
2004-09-30 | 5 | 36 | 41 | 87.80% |
2004-08-31 | 5 | 36 | 41 | 87.80% |
2004-07-31 | 5 | 36 | 41 | 87.80% |
2004-06-30 | 5 | 36 | 41 | 87.80% |
2004-05-31 | 6 | 36 | 42 | 85.71% |
2004-04-30 | 4 | 40 | 44 | 90.91% |
2004-03-31 | 4 | 39 | 43 | 90.70% |
2004-02-29 | 4 | 35 | 39 | 89.74% |
2004-01-31 | 4 | 36 | 40 | 90.00% |
2003-12-31 | 4 | 36 | 40 | 90.00% |
2003-11-30 | 4 | 34 | 38 | 89.47% |
2003-10-31 | 4 | 35 | 39 | 89.74% |
2003-09-30 | 4 | 30 | 34 | 88.24% |
2003-08-31 | 4 | 28 | 32 | 87.50% |
2003-07-31 | 4 | 27 | 31 | 87.10% |
2003-06-30 | 4 | 28 | 32 | 87.50% |
2003-05-31 | 4 | 27 | 31 | 87.10% |
2003-04-30 | 4 | 27 | 31 | 87.10% |
2003-03-31 | 3 | 29 | 32 | 90.63% |
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