SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-26 | 13 | 203 | 216 | 93.98% |
2024-08-31 | 13 | 204 | 217 | 94.01% |
2024-07-31 | 14 | 205 | 219 | 93.61% |
2024-06-30 | 13 | 202 | 215 | 93.95% |
2024-05-31 | 13 | 201 | 214 | 93.93% |
2024-04-30 | 13 | 199 | 212 | 93.87% |
2024-03-31 | 13 | 194 | 207 | 93.72% |
2024-02-29 | 13 | 195 | 208 | 93.75% |
2024-01-31 | 14 | 190 | 204 | 93.14% |
2023-12-31 | 14 | 189 | 203 | 93.10% |
2023-11-30 | 14 | 190 | 204 | 93.14% |
2023-10-31 | 13 | 187 | 200 | 93.50% |
2023-09-30 | 13 | 187 | 200 | 93.50% |
2023-08-31 | 13 | 180 | 193 | 93.26% |
2023-07-31 | 13 | 173 | 186 | 93.01% |
2023-06-30 | 13 | 168 | 181 | 92.82% |
2023-05-31 | 14 | 166 | 180 | 92.22% |
2023-04-30 | 13 | 168 | 181 | 92.82% |
2023-03-31 | 11 | 170 | 181 | 93.92% |
2023-02-28 | 9 | 172 | 181 | 95.03% |
2023-01-31 | 9 | 172 | 181 | 95.03% |
2022-12-31 | 9 | 171 | 180 | 95.00% |
2022-11-30 | 7 | 171 | 178 | 96.07% |
2022-10-31 | 7 | 172 | 179 | 96.09% |
2022-09-30 | 7 | 169 | 176 | 96.02% |
2022-08-31 | 8 | 171 | 179 | 95.53% |
2022-07-31 | 8 | 172 | 180 | 95.56% |
2022-06-30 | 8 | 173 | 181 | 95.58% |
2022-05-31 | 7 | 173 | 180 | 96.11% |
2022-04-30 | 8 | 173 | 181 | 95.58% |
2022-03-31 | 8 | 172 | 180 | 95.56% |
2022-02-28 | 8 | 175 | 183 | 95.63% |
2022-01-31 | 8 | 177 | 185 | 95.68% |
2021-12-31 | 8 | 177 | 185 | 95.68% |
2021-11-30 | 9 | 177 | 186 | 95.16% |
2021-10-31 | 9 | 175 | 184 | 95.11% |
2021-09-30 | 9 | 176 | 185 | 95.14% |
2021-08-31 | 9 | 177 | 186 | 95.16% |
2021-07-31 | 10 | 180 | 190 | 94.74% |
2021-06-30 | 10 | 179 | 189 | 94.71% |
2021-05-31 | 10 | 179 | 189 | 94.71% |
2021-04-30 | 10 | 177 | 187 | 94.65% |
2021-03-31 | 10 | 175 | 185 | 94.59% |
2021-02-28 | 11 | 176 | 187 | 94.12% |
2021-01-31 | 11 | 176 | 187 | 94.12% |
2020-12-31 | 12 | 177 | 189 | 93.65% |
2020-11-30 | 13 | 175 | 188 | 93.09% |
2020-10-31 | 13 | 173 | 186 | 93.01% |
2020-09-30 | 12 | 173 | 185 | 93.51% |
2020-08-31 | 12 | 172 | 184 | 93.48% |
2020-07-31 | 12 | 170 | 182 | 93.41% |
2020-06-30 | 12 | 169 | 181 | 93.37% |
2020-05-31 | 12 | 168 | 180 | 93.33% |
2020-04-30 | 13 | 169 | 182 | 92.86% |
2020-03-31 | 13 | 168 | 181 | 92.82% |
2020-02-29 | 13 | 168 | 181 | 92.82% |
2020-01-31 | 15 | 169 | 184 | 91.85% |
2019-12-31 | 14 | 171 | 185 | 92.43% |
2019-11-30 | 14 | 176 | 190 | 92.63% |
2019-10-31 | 14 | 183 | 197 | 92.89% |
2019-09-30 | 14 | 184 | 198 | 92.93% |
2019-08-31 | 14 | 183 | 197 | 92.89% |
2019-07-31 | 13 | 185 | 198 | 93.43% |
2019-06-30 | 13 | 186 | 199 | 93.47% |
2019-05-31 | 13 | 186 | 199 | 93.47% |
2019-04-30 | 14 | 185 | 199 | 92.96% |
2019-03-31 | 14 | 184 | 198 | 92.93% |
2019-02-28 | 14 | 186 | 200 | 93.00% |
2019-01-31 | 14 | 186 | 200 | 93.00% |
2018-12-31 | 14 | 188 | 202 | 93.07% |
2018-11-30 | 14 | 188 | 202 | 93.07% |
2018-10-31 | 13 | 188 | 201 | 93.53% |
2018-09-30 | 12 | 185 | 197 | 93.91% |
2018-08-31 | 12 | 186 | 198 | 93.94% |
2018-07-31 | 13 | 190 | 203 | 93.60% |
2018-06-30 | 13 | 192 | 205 | 93.66% |
2018-05-31 | 12 | 195 | 207 | 94.20% |
2018-04-30 | 13 | 197 | 210 | 93.81% |
2018-03-31 | 12 | 200 | 212 | 94.34% |
2018-02-28 | 13 | 204 | 217 | 94.01% |
2018-01-31 | 13 | 206 | 219 | 94.06% |
2017-12-31 | 13 | 207 | 220 | 94.09% |
2017-11-30 | 13 | 213 | 226 | 94.25% |
2017-10-31 | 13 | 217 | 230 | 94.35% |
2017-09-30 | 13 | 219 | 232 | 94.40% |
2017-08-31 | 15 | 222 | 237 | 93.67% |
2017-07-31 | 15 | 226 | 241 | 93.78% |
2017-06-30 | 15 | 230 | 245 | 93.88% |
2017-05-31 | 16 | 228 | 244 | 93.44% |
2017-04-30 | 17 | 227 | 244 | 93.03% |
2017-03-31 | 17 | 228 | 245 | 93.06% |
2017-02-28 | 17 | 234 | 251 | 93.23% |
2017-01-31 | 10 | 94 | 104 | 90.38% |
2016-12-31 | 10 | 93 | 103 | 90.29% |
2016-11-30 | 9 | 93 | 102 | 91.18% |
2016-10-31 | 8 | 94 | 102 | 92.16% |
2016-09-30 | 8 | 91 | 99 | 91.92% |
2016-08-31 | 8 | 91 | 99 | 91.92% |
2016-07-31 | 9 | 90 | 99 | 90.91% |
2016-06-30 | 9 | 92 | 101 | 91.09% |
2016-05-31 | 8 | 77 | 85 | 90.59% |
2016-04-30 | 8 | 77 | 85 | 90.59% |
2016-03-31 | 8 | 75 | 83 | 90.36% |
2016-02-29 | 8 | 75 | 83 | 90.36% |
2016-01-31 | 8 | 72 | 80 | 90.00% |
2015-12-31 | 9 | 74 | 83 | 89.16% |
2015-11-30 | 10 | 71 | 81 | 87.65% |
2015-10-31 | 9 | 73 | 82 | 89.02% |
2015-09-30 | 9 | 70 | 79 | 88.61% |
2015-08-31 | 9 | 70 | 79 | 88.61% |
2015-07-31 | 11 | 69 | 80 | 86.25% |
2015-06-30 | 11 | 69 | 80 | 86.25% |
2015-05-31 | 11 | 71 | 82 | 86.59% |
2015-04-30 | 11 | 72 | 83 | 86.75% |
2015-03-31 | 11 | 76 | 87 | 87.36% |
2015-02-28 | 11 | 76 | 87 | 87.36% |
2015-01-31 | 11 | 74 | 85 | 87.06% |
2014-12-31 | 11 | 74 | 85 | 87.06% |
2014-11-30 | 11 | 72 | 83 | 86.75% |
2014-10-31 | 11 | 70 | 81 | 86.42% |
2014-09-30 | 11 | 68 | 79 | 86.08% |
2014-08-31 | 11 | 72 | 83 | 86.75% |
2014-07-31 | 11 | 74 | 85 | 87.06% |
2014-06-30 | 13 | 75 | 88 | 85.23% |
2014-05-31 | 14 | 76 | 90 | 84.44% |
2014-04-30 | 13 | 76 | 89 | 85.39% |
2014-03-31 | 13 | 75 | 88 | 85.23% |
2014-02-28 | 13 | 74 | 87 | 85.06% |
2014-01-31 | 14 | 73 | 87 | 83.91% |
2013-12-31 | 14 | 71 | 85 | 83.53% |
2013-11-30 | 14 | 71 | 85 | 83.53% |
2013-10-31 | 13 | 73 | 86 | 84.88% |
2013-09-30 | 13 | 75 | 88 | 85.23% |
2013-08-31 | 14 | 75 | 89 | 84.27% |
2013-07-31 | 13 | 76 | 89 | 85.39% |
2013-06-30 | 13 | 75 | 88 | 85.23% |
2013-05-31 | 13 | 76 | 89 | 85.39% |
2013-04-30 | 13 | 76 | 89 | 85.39% |
2013-03-31 | 12 | 78 | 90 | 86.67% |
2013-02-28 | 12 | 77 | 89 | 86.52% |
2013-01-31 | 12 | 77 | 89 | 86.52% |
2012-12-31 | 12 | 74 | 86 | 86.05% |
2012-11-30 | 10 | 75 | 85 | 88.24% |
2012-10-31 | 10 | 74 | 84 | 88.10% |
2012-09-30 | 10 | 71 | 81 | 87.65% |
2012-08-31 | 10 | 71 | 81 | 87.65% |
2012-07-31 | 9 | 68 | 77 | 88.31% |
2012-06-30 | 9 | 69 | 78 | 88.46% |
2012-05-31 | 12 | 69 | 81 | 85.19% |
2012-04-30 | 13 | 70 | 83 | 84.34% |
2012-03-31 | 14 | 70 | 84 | 83.33% |
2012-02-29 | 14 | 71 | 85 | 83.53% |
2012-01-31 | 14 | 74 | 88 | 84.09% |
2011-12-31 | 14 | 74 | 88 | 84.09% |
2011-11-30 | 14 | 74 | 88 | 84.09% |
2011-10-31 | 14 | 76 | 90 | 84.44% |
2011-09-30 | 10 | 77 | 87 | 88.51% |
2011-08-31 | 9 | 74 | 83 | 89.16% |
2011-07-31 | 9 | 66 | 75 | 88.00% |
2011-06-30 | 9 | 63 | 72 | 87.50% |
2011-05-31 | 10 | 63 | 73 | 86.30% |
2011-04-30 | 10 | 62 | 72 | 86.11% |
2011-03-31 | 9 | 58 | 67 | 86.57% |
2011-02-28 | 9 | 59 | 68 | 86.76% |
2011-01-31 | 10 | 60 | 70 | 85.71% |
2010-12-31 | 8 | 62 | 70 | 88.57% |
2010-11-30 | 9 | 64 | 73 | 87.67% |
2010-10-31 | 10 | 63 | 73 | 86.30% |
2010-09-30 | 9 | 63 | 72 | 87.50% |
2010-08-31 | 9 | 62 | 71 | 87.32% |
2010-07-31 | 8 | 59 | 67 | 88.06% |
2010-06-30 | 8 | 57 | 65 | 87.69% |
2010-05-31 | 8 | 57 | 65 | 87.69% |
2010-04-30 | 8 | 60 | 68 | 88.24% |
2010-03-31 | 8 | 59 | 67 | 88.06% |
2010-02-28 | 8 | 61 | 69 | 88.41% |
2010-01-31 | 8 | 60 | 68 | 88.24% |
2009-12-31 | 9 | 57 | 66 | 86.36% |
2009-11-30 | 9 | 57 | 66 | 86.36% |
2009-10-31 | 9 | 55 | 64 | 85.94% |
2009-09-30 | 9 | 58 | 67 | 86.57% |
2009-08-31 | 9 | 59 | 68 | 86.76% |
2009-07-31 | 9 | 58 | 67 | 86.57% |
2009-06-30 | 8 | 64 | 72 | 88.89% |
2009-05-31 | 7 | 64 | 71 | 90.14% |
2009-04-30 | 7 | 64 | 71 | 90.14% |
2009-03-31 | 7 | 65 | 72 | 90.28% |
2009-02-28 | 7 | 65 | 72 | 90.28% |
2009-01-31 | 7 | 66 | 73 | 90.41% |
2008-12-31 | 9 | 64 | 73 | 87.67% |
2008-11-30 | 9 | 65 | 74 | 87.84% |
2008-10-31 | 9 | 63 | 72 | 87.50% |
2008-09-30 | 9 | 63 | 72 | 87.50% |
2008-08-31 | 9 | 64 | 73 | 87.67% |
2008-07-31 | 9 | 63 | 72 | 87.50% |
2008-06-30 | 9 | 60 | 69 | 86.96% |
2008-05-31 | 8 | 58 | 66 | 87.88% |
2008-04-30 | 8 | 51 | 59 | 86.44% |
2008-03-31 | 8 | 49 | 57 | 85.96% |
2008-02-29 | 9 | 47 | 56 | 83.93% |
2008-01-31 | 10 | 44 | 54 | 81.48% |
2007-12-31 | 10 | 39 | 49 | 79.59% |
2007-11-30 | 10 | 43 | 53 | 81.13% |
2007-10-31 | 10 | 43 | 53 | 81.13% |
2007-09-30 | 9 | 45 | 54 | 83.33% |
2007-08-31 | 9 | 47 | 56 | 83.93% |
2007-07-31 | 9 | 47 | 56 | 83.93% |
2007-06-30 | 10 | 49 | 59 | 83.05% |
2007-05-31 | 10 | 49 | 59 | 83.05% |
2007-04-30 | 10 | 49 | 59 | 83.05% |
2007-03-31 | 11 | 45 | 56 | 80.36% |
2007-02-28 | 9 | 45 | 54 | 83.33% |
2007-01-31 | 9 | 43 | 52 | 82.69% |
2006-12-31 | 10 | 42 | 52 | 80.77% |
2006-11-30 | 10 | 41 | 51 | 80.39% |
2006-10-31 | 9 | 40 | 49 | 81.63% |
2006-09-30 | 9 | 39 | 48 | 81.25% |
2006-08-31 | 9 | 40 | 49 | 81.63% |
2006-07-31 | 9 | 41 | 50 | 82.00% |
2006-06-30 | 10 | 45 | 55 | 81.82% |
2006-05-31 | 11 | 43 | 54 | 79.63% |
2006-04-30 | 11 | 39 | 50 | 78.00% |
2006-03-31 | 11 | 42 | 53 | 79.25% |
2006-02-28 | 11 | 43 | 54 | 79.63% |
2006-01-31 | 12 | 41 | 53 | 77.36% |
2005-12-31 | 12 | 42 | 54 | 77.78% |
2005-11-30 | 10 | 45 | 55 | 81.82% |
2005-10-31 | 9 | 47 | 56 | 83.93% |
2005-09-30 | 9 | 47 | 56 | 83.93% |
2005-08-31 | 9 | 46 | 55 | 83.64% |
2005-07-31 | 9 | 51 | 60 | 85.00% |
2005-06-30 | 9 | 52 | 61 | 85.25% |
2005-05-31 | 7 | 53 | 60 | 88.33% |
2005-04-30 | 7 | 52 | 59 | 88.14% |
2005-03-31 | 7 | 45 | 52 | 86.54% |
2005-02-28 | 6 | 48 | 54 | 88.89% |
2005-01-31 | 6 | 48 | 54 | 88.89% |
2004-12-31 | 6 | 47 | 53 | 88.68% |
2004-11-30 | 7 | 42 | 49 | 85.71% |
2004-10-31 | 5 | 44 | 49 | 89.80% |
2004-09-30 | 5 | 39 | 44 | 88.64% |
2004-08-31 | 5 | 39 | 44 | 88.64% |
2004-07-31 | 7 | 31 | 38 | 81.58% |
2004-06-30 | 7 | 29 | 36 | 80.56% |
2004-05-31 | 7 | 27 | 34 | 79.41% |
2004-04-30 | 7 | 27 | 34 | 79.41% |
2004-03-31 | 7 | 27 | 34 | 79.41% |
2004-02-29 | 8 | 25 | 33 | 75.76% |
2004-01-31 | 7 | 30 | 37 | 81.08% |
2003-12-31 | 5 | 34 | 39 | 87.18% |
2003-11-30 | 5 | 38 | 43 | 88.37% |
2003-10-31 | 6 | 35 | 41 | 85.37% |
2003-09-30 | 6 | 33 | 39 | 84.62% |
2003-08-31 | 6 | 33 | 39 | 84.62% |
2003-07-31 | 5 | 32 | 37 | 86.49% |
2003-06-30 | 5 | 32 | 37 | 86.49% |
2003-05-31 | 5 | 31 | 36 | 86.11% |
2003-04-30 | 5 | 29 | 34 | 85.29% |
2003-03-31 | 5 | 30 | 35 | 85.71% |
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