SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-06 | 3 | 1 | 4 | 25.00% |
| 2024-10-31 | 3 | 1 | 4 | 25.00% |
| 2024-09-30 | 4 | 1 | 5 | 20.00% |
| 2024-08-31 | 4 | 1 | 5 | 20.00% |
| 2024-07-31 | 4 | 1 | 5 | 20.00% |
| 2024-06-30 | 4 | 1 | 5 | 20.00% |
| 2024-05-31 | 4 | 1 | 5 | 20.00% |
| 2024-04-30 | 4 | 1 | 5 | 20.00% |
| 2024-03-31 | 4 | 2 | 6 | 33.33% |
| 2024-02-29 | 4 | 2 | 6 | 33.33% |
| 2024-01-31 | 4 | 3 | 7 | 42.86% |
| 2023-12-31 | 4 | 3 | 7 | 42.86% |
| 2023-11-30 | 4 | 3 | 7 | 42.86% |
| 2023-10-31 | 5 | 3 | 8 | 37.50% |
| 2023-09-30 | 5 | 3 | 8 | 37.50% |
| 2023-08-31 | 5 | 3 | 8 | 37.50% |
| 2023-07-31 | 5 | 1 | 6 | 16.67% |
| 2023-06-30 | 5 | 2 | 7 | 28.57% |
| 2023-05-31 | 5 | 2 | 7 | 28.57% |
| 2023-04-30 | 5 | 1 | 6 | 16.67% |
| 2023-03-31 | 5 | 2 | 7 | 28.57% |
| 2023-02-28 | 5 | 2 | 7 | 28.57% |
| 2023-01-31 | 5 | 1 | 6 | 16.67% |
| 2022-12-31 | 5 | 0 | 5 | 0.00% |
| 2022-11-30 | 6 | 0 | 6 | 0.00% |
| 2022-10-31 | 6 | 0 | 6 | 0.00% |
| 2022-09-30 | 6 | 0 | 6 | 0.00% |
| 2022-08-31 | 6 | 0 | 6 | 0.00% |
| 2022-07-31 | 6 | 0 | 6 | 0.00% |
| 2022-06-30 | 6 | 0 | 6 | 0.00% |
| 2022-05-31 | 5 | 0 | 5 | 0.00% |
| 2022-04-30 | 5 | 0 | 5 | 0.00% |
| 2022-03-31 | 3 | 2 | 5 | 40.00% |
| 2022-02-28 | 3 | 1 | 4 | 25.00% |
| 2022-01-31 | 4 | 0 | 4 | 0.00% |
| 2021-12-31 | 5 | 0 | 5 | 0.00% |
| 2021-11-30 | 5 | 0 | 5 | 0.00% |
| 2021-10-31 | 5 | 0 | 5 | 0.00% |
| 2021-09-30 | 5 | 1 | 6 | 16.67% |
| 2021-08-31 | 4 | 2 | 6 | 33.33% |
| 2021-07-31 | 5 | 1 | 6 | 16.67% |
| 2021-06-30 | 2 | 2 | 4 | 50.00% |
| 2021-05-31 | 2 | 1 | 3 | 33.33% |
| 2021-04-30 | 3 | 3 | 6 | 50.00% |
| 2021-03-31 | 2 | 5 | 7 | 71.43% |
| 2021-02-28 | 2 | 5 | 7 | 71.43% |
| 2021-01-31 | 2 | 5 | 7 | 71.43% |
| 2020-12-31 | 2 | 5 | 7 | 71.43% |
| 2020-11-30 | 2 | 4 | 6 | 66.67% |
| 2020-10-31 | 2 | 4 | 6 | 66.67% |
| 2020-09-30 | 2 | 4 | 6 | 66.67% |
| 2020-08-31 | 2 | 4 | 6 | 66.67% |
| 2020-07-31 | 2 | 4 | 6 | 66.67% |
| 2020-06-30 | 2 | 4 | 6 | 66.67% |
| 2020-05-31 | 2 | 4 | 6 | 66.67% |
| 2020-04-30 | 2 | 4 | 6 | 66.67% |
| 2020-03-31 | 2 | 3 | 5 | 60.00% |
| 2020-02-29 | 2 | 3 | 5 | 60.00% |
| 2020-01-31 | 2 | 3 | 5 | 60.00% |
| 2019-12-31 | 2 | 3 | 5 | 60.00% |
| 2019-11-30 | 2 | 3 | 5 | 60.00% |
| 2019-10-31 | 2 | 0 | 2 | 0.00% |
| 2019-09-30 | 2 | 0 | 2 | 0.00% |
| 2019-08-31 | 0 | 0 | 0 | 0.00% |
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