SHANXI SECURITIES INTERNATIONAL LIMITED 山證國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-11-08 7 24 31 77.42%
2024-10-31 7 23 30 76.67%
2024-09-30 8 23 31 74.19%
2024-08-31 8 24 32 75.00%
2024-07-31 9 24 33 72.73%
2024-06-30 9 25 34 73.53%
2024-05-31 9 25 34 73.53%
2024-04-30 9 26 35 74.29%
2024-03-31 9 26 35 74.29%
2024-02-29 9 26 35 74.29%
2024-01-31 9 28 37 75.68%
2023-12-31 8 28 36 77.78%
2023-11-30 8 28 36 77.78%
2023-10-31 8 30 38 78.95%
2023-09-30 8 31 39 79.49%
2023-08-31 8 31 39 79.49%
2023-07-31 8 31 39 79.49%
2023-06-30 7 32 39 82.05%
2023-05-31 7 32 39 82.05%
2023-04-30 7 33 40 82.50%
2023-03-31 7 33 40 82.50%
2023-02-28 7 33 40 82.50%
2023-01-31 7 33 40 82.50%
2022-12-31 7 34 41 82.93%
2022-11-30 7 34 41 82.93%
2022-10-31 7 33 40 82.50%
2022-09-30 7 33 40 82.50%
2022-08-31 7 32 39 82.05%
2022-07-31 8 34 42 80.95%
2022-06-30 7 35 42 83.33%
2022-05-31 6 35 41 85.37%
2022-04-30 6 35 41 85.37%
2022-03-31 6 35 41 85.37%
2022-02-28 6 33 39 84.62%
2022-01-31 7 34 41 82.93%
2021-12-31 8 32 40 80.00%
2021-11-30 8 33 41 80.49%
2021-10-31 8 34 42 80.95%
2021-09-30 8 32 40 80.00%
2021-08-31 8 33 41 80.49%
2021-07-31 8 36 44 81.82%
2021-06-30 8 38 46 82.61%
2021-05-31 9 37 46 80.43%
2021-04-30 9 37 46 80.43%
2021-03-31 8 37 45 82.22%
2021-02-28 8 37 45 82.22%
2021-01-31 8 38 46 82.61%
2020-12-31 8 37 45 82.22%
2020-11-30 8 38 46 82.61%
2020-10-31 8 38 46 82.61%
2020-09-30 8 39 47 82.98%
2020-08-31 8 38 46 82.61%
2020-07-31 8 38 46 82.61%
2020-06-30 8 38 46 82.61%
2020-05-31 7 38 45 84.44%
2020-04-30 6 39 45 86.67%
2020-03-31 6 37 43 86.05%
2020-02-29 7 36 43 83.72%
2020-01-31 7 35 42 83.33%
2019-12-31 8 35 43 81.40%
2019-11-30 8 32 40 80.00%
2019-10-31 8 32 40 80.00%
2019-09-30 9 33 42 78.57%
2019-08-31 8 34 42 80.95%
2019-07-31 8 33 41 80.49%
2019-06-30 6 34 40 85.00%
2019-05-31 6 28 34 82.35%
2019-04-30 6 26 32 81.25%
2019-03-31 5 25 30 83.33%
2019-02-28 7 22 29 75.86%
2019-01-31 7 19 26 73.08%
2018-12-31 6 21 27 77.78%
2018-11-30 7 19 26 73.08%
2018-10-31 8 18 26 69.23%
2018-09-30 8 17 25 68.00%
2018-08-31 8 18 26 69.23%
2018-07-31 8 18 26 69.23%
2018-06-30 6 20 26 76.92%
2018-05-31 5 21 26 80.77%
2018-04-30 5 22 27 81.48%
2018-03-31 5 22 27 81.48%
2018-02-28 5 23 28 82.14%
2018-01-31 2 23 25 92.00%
2017-12-31 2 23 25 92.00%
2017-11-30 2 20 22 90.91%
2017-10-31 3 19 22 86.36%
2017-09-30 3 19 22 86.36%
2017-08-31 3 19 22 86.36%
2017-07-31 3 19 22 86.36%
2017-06-30 3 24 27 88.89%
2017-05-31 3 20 23 86.96%
2017-04-30 3 21 24 87.50%
2017-03-31 3 21 24 87.50%
2017-02-28 3 20 23 86.96%
2017-01-31 3 20 23 86.96%
2016-12-31 3 20 23 86.96%
2016-11-30 3 17 20 85.00%
2016-10-31 3 11 14 78.57%
2016-09-30 3 10 13 76.92%
2016-08-31 3 12 15 80.00%
2016-07-31 2 12 14 85.71%
2016-06-30 2 12 14 85.71%
2016-05-31 2 12 14 85.71%
2016-04-30 2 11 13 84.62%
2016-03-31 2 10 12 83.33%
2016-02-29 2 9 11 81.82%
2016-01-31 2 8 10 80.00%
2015-12-31 2 8 10 80.00%
2015-11-30 2 8 10 80.00%
2015-10-31 2 8 10 80.00%
2015-09-30 2 6 8 75.00%
2015-08-31 2 6 8 75.00%
2015-07-31 2 6 8 75.00%
2015-06-30 2 1 3 33.33%
2015-05-31 0 0 0 0.00%

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