Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-24 | 4 | 63 | 67 | 94.03% |
| 2024-04-30 | 4 | 64 | 68 | 94.12% |
| 2024-03-31 | 4 | 61 | 65 | 93.85% |
| 2024-02-29 | 4 | 60 | 64 | 93.75% |
| 2024-01-31 | 4 | 61 | 65 | 93.85% |
| 2023-12-31 | 4 | 61 | 65 | 93.85% |
| 2023-11-30 | 4 | 62 | 66 | 93.94% |
| 2023-10-31 | 4 | 62 | 66 | 93.94% |
| 2023-09-30 | 4 | 59 | 63 | 93.65% |
| 2023-08-31 | 4 | 56 | 60 | 93.33% |
| 2023-07-31 | 4 | 56 | 60 | 93.33% |
| 2023-06-30 | 4 | 55 | 59 | 93.22% |
| 2023-05-31 | 4 | 55 | 59 | 93.22% |
| 2023-04-30 | 4 | 54 | 58 | 93.10% |
| 2023-03-31 | 4 | 51 | 55 | 92.73% |
| 2023-02-28 | 4 | 48 | 52 | 92.31% |
| 2023-01-31 | 4 | 45 | 49 | 91.84% |
| 2022-12-31 | 4 | 45 | 49 | 91.84% |
| 2022-11-30 | 4 | 42 | 46 | 91.30% |
| 2022-10-31 | 4 | 42 | 46 | 91.30% |
| 2022-09-30 | 4 | 42 | 46 | 91.30% |
| 2022-08-31 | 4 | 38 | 42 | 90.48% |
| 2022-07-31 | 4 | 37 | 41 | 90.24% |
| 2022-06-30 | 4 | 38 | 42 | 90.48% |
| 2022-05-31 | 4 | 38 | 42 | 90.48% |
| 2022-04-30 | 4 | 38 | 42 | 90.48% |
| 2022-03-31 | 4 | 36 | 40 | 90.00% |
| 2022-02-28 | 4 | 35 | 39 | 89.74% |
| 2022-01-31 | 4 | 35 | 39 | 89.74% |
| 2021-12-31 | 4 | 35 | 39 | 89.74% |
| 2021-11-30 | 4 | 36 | 40 | 90.00% |
| 2021-10-31 | 4 | 32 | 36 | 88.89% |
| 2021-09-30 | 4 | 27 | 31 | 87.10% |
| 2021-08-31 | 4 | 26 | 30 | 86.67% |
| 2021-07-31 | 4 | 26 | 30 | 86.67% |
| 2021-06-30 | 4 | 26 | 30 | 86.67% |
| 2021-05-31 | 4 | 25 | 29 | 86.21% |
| 2021-04-30 | 4 | 25 | 29 | 86.21% |
| 2021-03-31 | 4 | 25 | 29 | 86.21% |
| 2021-02-28 | 4 | 24 | 28 | 85.71% |
| 2021-01-31 | 4 | 24 | 28 | 85.71% |
| 2020-12-31 | 4 | 23 | 27 | 85.19% |
| 2020-11-30 | 4 | 23 | 27 | 85.19% |
| 2020-10-31 | 4 | 22 | 26 | 84.62% |
| 2020-09-30 | 3 | 22 | 25 | 88.00% |
| 2020-08-31 | 3 | 21 | 24 | 87.50% |
| 2020-07-31 | 2 | 19 | 21 | 90.48% |
| 2020-06-30 | 2 | 16 | 18 | 88.89% |
| 2020-05-31 | 1 | 12 | 13 | 92.31% |
| 2020-04-30 | 2 | 5 | 7 | 71.43% |
| 2020-03-31 | 2 | 0 | 2 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
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