CMBC ASSET MANAGEMENT COMPANY LIMITED 民銀資產管理有限公司

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This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-24 5 16 21 76.19%
2024-05-31 5 17 22 77.27%
2024-04-30 5 18 23 78.26%
2024-03-31 6 18 24 75.00%
2024-02-29 6 18 24 75.00%
2024-01-31 6 18 24 75.00%
2023-12-31 6 16 22 72.73%
2023-11-30 6 16 22 72.73%
2023-10-31 6 16 22 72.73%
2023-09-30 6 16 22 72.73%
2023-08-31 4 17 21 80.95%
2023-07-31 4 17 21 80.95%
2023-06-30 3 18 21 85.71%
2023-05-31 3 19 22 86.36%
2023-04-30 3 20 23 86.96%
2023-03-31 3 20 23 86.96%
2023-02-28 3 20 23 86.96%
2023-01-31 3 19 22 86.36%
2022-12-31 4 20 24 83.33%
2022-11-30 4 21 25 84.00%
2022-10-31 4 22 26 84.62%
2022-09-30 3 23 26 88.46%
2022-08-31 3 23 26 88.46%
2022-07-31 3 24 27 88.89%
2022-06-30 3 23 26 88.46%
2022-05-31 3 24 27 88.89%
2022-04-30 3 23 26 88.46%
2022-03-31 3 24 27 88.89%
2022-02-28 3 24 27 88.89%
2022-01-31 3 26 29 89.66%
2021-12-31 3 27 30 90.00%
2021-11-30 3 28 31 90.32%
2021-10-31 3 28 31 90.32%
2021-09-30 3 28 31 90.32%
2021-08-31 3 27 30 90.00%
2021-07-31 4 27 31 87.10%
2021-06-30 5 27 32 84.38%
2021-05-31 5 23 28 82.14%
2021-04-30 5 21 26 80.77%
2021-03-31 5 22 27 81.48%
2021-02-28 5 21 26 80.77%
2021-01-31 5 25 30 83.33%
2020-12-31 6 24 30 80.00%
2020-11-30 5 24 29 82.76%
2020-10-31 5 23 28 82.14%
2020-09-30 5 23 28 82.14%
2020-08-31 5 22 27 81.48%
2020-07-31 5 20 25 80.00%
2020-06-30 5 17 22 77.27%
2020-05-31 5 21 26 80.77%
2020-04-30 5 21 26 80.77%
2020-03-31 5 21 26 80.77%
2020-02-29 5 20 25 80.00%
2020-01-31 5 19 24 79.17%
2019-12-31 6 17 23 73.91%
2019-11-30 6 17 23 73.91%
2019-10-31 6 17 23 73.91%
2019-09-30 6 17 23 73.91%
2019-08-31 6 14 20 70.00%
2019-07-31 6 14 20 70.00%
2019-06-30 5 15 20 75.00%
2019-05-31 5 15 20 75.00%
2019-04-30 5 13 18 72.22%
2019-03-31 6 13 19 68.42%
2019-02-28 6 12 18 66.67%
2019-01-31 5 13 18 72.22%
2018-12-31 4 14 18 77.78%
2018-11-30 4 12 16 75.00%
2018-10-31 4 14 18 77.78%
2018-09-30 4 12 16 75.00%
2018-08-31 4 10 14 71.43%
2018-07-31 4 10 14 71.43%
2018-06-30 3 9 12 75.00%
2018-05-31 3 9 12 75.00%
2018-04-30 2 10 12 83.33%
2018-03-31 3 8 11 72.73%
2018-02-28 3 8 11 72.73%
2018-01-31 3 6 9 66.67%
2017-12-31 3 7 10 70.00%
2017-11-30 2 5 7 71.43%
2017-10-31 2 3 5 60.00%
2017-09-30 2 4 6 66.67%
2017-08-31 2 5 7 71.43%
2017-07-31 2 3 5 60.00%
2017-06-30 1 3 4 75.00%
2017-05-31 1 1 2 50.00%
2017-04-30 1 0 1 0.00%
2017-03-31 1 0 1 0.00%
2017-02-28 1 0 1 0.00%
2017-01-31 1 0 1 0.00%
2016-12-31 1 0 1 0.00%
2016-11-30 1 0 1 0.00%
2016-10-31 1 0 1 0.00%
2016-09-30 2 0 2 0.00%
2016-08-31 2 0 2 0.00%
2016-07-31 2 0 2 0.00%
2016-06-30 2 0 2 0.00%
2016-05-31 2 0 2 0.00%
2016-04-30 2 0 2 0.00%
2016-03-31 2 0 2 0.00%
2016-02-29 2 0 2 0.00%
2016-01-31 2 0 2 0.00%
2015-12-31 2 0 2 0.00%
2015-11-30 0 0 0 0.00%

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