EMR Capital Advisors Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-11-01 2 0 2 0.00%
2024-10-31 2 0 2 0.00%
2024-09-30 2 0 2 0.00%
2024-08-31 2 0 2 0.00%
2024-07-31 2 0 2 0.00%
2024-06-30 2 0 2 0.00%
2024-05-31 2 0 2 0.00%
2024-04-30 2 0 2 0.00%
2024-03-31 2 0 2 0.00%
2024-02-29 2 0 2 0.00%
2024-01-31 2 0 2 0.00%
2023-12-31 3 0 3 0.00%
2023-11-30 2 0 2 0.00%
2023-10-31 2 0 2 0.00%
2023-09-30 2 0 2 0.00%
2023-08-31 2 0 2 0.00%
2023-07-31 2 0 2 0.00%
2023-06-30 2 0 2 0.00%
2023-05-31 2 0 2 0.00%
2023-04-30 2 0 2 0.00%
2023-03-31 2 0 2 0.00%
2023-02-28 2 0 2 0.00%
2023-01-31 2 0 2 0.00%
2022-12-31 2 0 2 0.00%
2022-11-30 2 0 2 0.00%
2022-10-31 2 0 2 0.00%
2022-09-30 2 0 2 0.00%
2022-08-31 2 0 2 0.00%
2022-07-31 2 0 2 0.00%
2022-06-30 2 0 2 0.00%
2022-05-31 2 0 2 0.00%
2022-04-30 2 0 2 0.00%
2022-03-31 2 0 2 0.00%
2022-02-28 2 0 2 0.00%
2022-01-31 2 0 2 0.00%
2021-12-31 2 0 2 0.00%
2021-11-30 2 0 2 0.00%
2021-10-31 2 0 2 0.00%
2021-09-30 2 0 2 0.00%
2021-08-31 2 0 2 0.00%
2021-07-31 2 0 2 0.00%
2021-06-30 2 0 2 0.00%
2021-05-31 2 0 2 0.00%
2021-04-30 2 0 2 0.00%
2021-03-31 0 0 0 0.00%

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