CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-07-30 | 10 | 111 | 121 | 91.74% |
2024-06-30 | 10 | 111 | 121 | 91.74% |
2024-05-31 | 10 | 110 | 120 | 91.67% |
2024-04-30 | 10 | 106 | 116 | 91.38% |
2024-03-31 | 10 | 106 | 116 | 91.38% |
2024-02-29 | 11 | 106 | 117 | 90.60% |
2024-01-31 | 11 | 105 | 116 | 90.52% |
2023-12-31 | 11 | 105 | 116 | 90.52% |
2023-11-30 | 11 | 105 | 116 | 90.52% |
2023-10-31 | 11 | 107 | 118 | 90.68% |
2023-09-30 | 11 | 106 | 117 | 90.60% |
2023-08-31 | 11 | 105 | 116 | 90.52% |
2023-07-31 | 11 | 105 | 116 | 90.52% |
2023-06-30 | 11 | 105 | 116 | 90.52% |
2023-05-31 | 11 | 105 | 116 | 90.52% |
2023-04-30 | 11 | 107 | 118 | 90.68% |
2023-03-31 | 11 | 107 | 118 | 90.68% |
2023-02-28 | 11 | 107 | 118 | 90.68% |
2023-01-31 | 11 | 107 | 118 | 90.68% |
2022-12-31 | 11 | 104 | 115 | 90.43% |
2022-11-30 | 11 | 101 | 112 | 90.18% |
2022-10-31 | 11 | 98 | 109 | 89.91% |
2022-09-30 | 11 | 94 | 105 | 89.52% |
2022-08-31 | 11 | 92 | 103 | 89.32% |
2022-07-31 | 11 | 92 | 103 | 89.32% |
2022-06-30 | 11 | 91 | 102 | 89.22% |
2022-05-31 | 11 | 93 | 104 | 89.42% |
2022-04-30 | 11 | 93 | 104 | 89.42% |
2022-03-31 | 11 | 91 | 102 | 89.22% |
2022-02-28 | 11 | 91 | 102 | 89.22% |
2022-01-31 | 9 | 90 | 99 | 90.91% |
2021-12-31 | 9 | 92 | 101 | 91.09% |
2021-11-30 | 9 | 93 | 102 | 91.18% |
2021-10-31 | 9 | 91 | 100 | 91.00% |
2021-09-30 | 10 | 85 | 95 | 89.47% |
2021-08-31 | 8 | 85 | 93 | 91.40% |
2021-07-31 | 8 | 85 | 93 | 91.40% |
2021-06-30 | 8 | 83 | 91 | 91.21% |
2021-05-31 | 9 | 81 | 90 | 90.00% |
2021-04-30 | 10 | 78 | 88 | 88.64% |
2021-03-31 | 10 | 76 | 86 | 88.37% |
2021-02-28 | 10 | 74 | 84 | 88.10% |
2021-01-31 | 9 | 73 | 82 | 89.02% |
2020-12-31 | 8 | 73 | 81 | 90.12% |
2020-11-30 | 8 | 75 | 83 | 90.36% |
2020-10-31 | 8 | 76 | 84 | 90.48% |
2020-09-30 | 8 | 78 | 86 | 90.70% |
2020-08-31 | 7 | 76 | 83 | 91.57% |
2020-07-31 | 8 | 77 | 85 | 90.59% |
2020-06-30 | 6 | 77 | 83 | 92.77% |
2020-05-31 | 6 | 80 | 86 | 93.02% |
2020-04-30 | 6 | 79 | 85 | 92.94% |
2020-03-31 | 6 | 79 | 85 | 92.94% |
2020-02-29 | 6 | 79 | 85 | 92.94% |
2020-01-31 | 7 | 77 | 84 | 91.67% |
2019-12-31 | 6 | 79 | 85 | 92.94% |
2019-11-30 | 6 | 77 | 83 | 92.77% |
2019-10-31 | 6 | 75 | 81 | 92.59% |
2019-09-30 | 6 | 71 | 77 | 92.21% |
2019-08-31 | 6 | 71 | 77 | 92.21% |
2019-07-31 | 6 | 71 | 77 | 92.21% |
2019-06-30 | 6 | 67 | 73 | 91.78% |
2019-05-31 | 6 | 67 | 73 | 91.78% |
2019-04-30 | 6 | 59 | 65 | 90.77% |
2019-03-31 | 6 | 61 | 67 | 91.04% |
2019-02-28 | 6 | 60 | 66 | 90.91% |
2019-01-31 | 6 | 60 | 66 | 90.91% |
2018-12-31 | 5 | 61 | 66 | 92.42% |
2018-11-30 | 5 | 59 | 64 | 92.19% |
2018-10-31 | 5 | 58 | 63 | 92.06% |
2018-09-30 | 5 | 58 | 63 | 92.06% |
2018-08-31 | 5 | 56 | 61 | 91.80% |
2018-07-31 | 5 | 52 | 57 | 91.23% |
2018-06-30 | 5 | 52 | 57 | 91.23% |
2018-05-31 | 6 | 51 | 57 | 89.47% |
2018-04-30 | 7 | 51 | 58 | 87.93% |
2018-03-31 | 7 | 52 | 59 | 88.14% |
2018-02-28 | 7 | 51 | 58 | 87.93% |
2018-01-31 | 6 | 51 | 57 | 89.47% |
2017-12-31 | 3 | 53 | 56 | 94.64% |
2017-11-30 | 3 | 51 | 54 | 94.44% |
2017-10-31 | 3 | 46 | 49 | 93.88% |
2017-09-30 | 4 | 43 | 47 | 91.49% |
2017-08-31 | 4 | 38 | 42 | 90.48% |
2017-07-31 | 3 | 39 | 42 | 92.86% |
2017-06-30 | 3 | 36 | 39 | 92.31% |
2017-05-31 | 3 | 0 | 3 | 0.00% |
2017-04-30 | 0 | 0 | 0 | 0.00% |
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