WRise Prestige Securities Limited 昇世匯盈證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-07-01 | 2 | 92 | 94 | 97.87% |
| 2025-06-30 | 2 | 92 | 94 | 97.87% |
| 2025-05-31 | 2 | 91 | 93 | 97.85% |
| 2025-04-30 | 2 | 91 | 93 | 97.85% |
| 2025-03-31 | 2 | 90 | 92 | 97.83% |
| 2025-02-28 | 2 | 86 | 88 | 97.73% |
| 2025-01-31 | 2 | 83 | 85 | 97.65% |
| 2024-12-31 | 3 | 78 | 81 | 96.30% |
| 2024-11-30 | 3 | 68 | 71 | 95.77% |
| 2024-10-31 | 3 | 51 | 54 | 94.44% |
| 2024-09-30 | 4 | 40 | 44 | 90.91% |
| 2024-08-31 | 3 | 28 | 31 | 90.32% |
| 2024-07-31 | 3 | 23 | 26 | 88.46% |
| 2024-06-30 | 3 | 13 | 16 | 81.25% |
| 2024-05-31 | 3 | 8 | 11 | 72.73% |
| 2024-04-30 | 3 | 4 | 7 | 57.14% |
| 2024-03-31 | 3 | 3 | 6 | 50.00% |
| 2024-02-29 | 3 | 3 | 6 | 50.00% |
| 2024-01-31 | 3 | 3 | 6 | 50.00% |
| 2023-12-31 | 3 | 3 | 6 | 50.00% |
| 2023-11-30 | 3 | 3 | 6 | 50.00% |
| 2023-10-31 | 3 | 3 | 6 | 50.00% |
| 2023-09-30 | 2 | 2 | 4 | 50.00% |
| 2023-08-31 | 2 | 1 | 3 | 33.33% |
| 2023-07-31 | 1 | 1 | 2 | 50.00% |
| 2023-06-30 | 2 | 2 | 4 | 50.00% |
| 2023-05-31 | 2 | 1 | 3 | 33.33% |
| 2023-04-30 | 2 | 0 | 2 | 0.00% |
| 2023-03-31 | 2 | 0 | 2 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
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