Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-16 | 4 | 17 | 21 | 80.95% |
| 2025-08-31 | 4 | 15 | 19 | 78.95% |
| 2025-07-31 | 4 | 15 | 19 | 78.95% |
| 2025-06-30 | 4 | 13 | 17 | 76.47% |
| 2025-05-31 | 4 | 10 | 14 | 71.43% |
| 2025-04-30 | 4 | 9 | 13 | 69.23% |
| 2025-03-31 | 4 | 5 | 9 | 55.56% |
| 2025-02-28 | 4 | 1 | 5 | 20.00% |
| 2025-01-31 | 4 | 1 | 5 | 20.00% |
| 2024-12-31 | 4 | 1 | 5 | 20.00% |
| 2024-11-30 | 4 | 1 | 5 | 20.00% |
| 2024-10-31 | 4 | 0 | 4 | 0.00% |
| 2024-09-30 | 0 | 0 | 0 | 0.00% |
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