HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-02 | 52 | 592 | 644 | 91.93% |
2024-09-30 | 52 | 592 | 644 | 91.93% |
2024-08-31 | 51 | 591 | 642 | 92.06% |
2024-07-31 | 49 | 591 | 640 | 92.34% |
2024-06-30 | 50 | 583 | 633 | 92.10% |
2024-05-31 | 50 | 579 | 629 | 92.05% |
2024-04-30 | 49 | 565 | 614 | 92.02% |
2024-03-31 | 48 | 551 | 599 | 91.99% |
2024-02-29 | 48 | 533 | 581 | 91.74% |
2024-01-31 | 48 | 516 | 564 | 91.49% |
2023-12-31 | 49 | 513 | 562 | 91.28% |
2023-11-30 | 50 | 504 | 554 | 90.97% |
2023-10-31 | 52 | 503 | 555 | 90.63% |
2023-09-30 | 51 | 495 | 546 | 90.66% |
2023-08-31 | 51 | 491 | 542 | 90.59% |
2023-07-31 | 51 | 486 | 537 | 90.50% |
2023-06-30 | 51 | 478 | 529 | 90.36% |
2023-05-31 | 52 | 469 | 521 | 90.02% |
2023-04-30 | 51 | 463 | 514 | 90.08% |
2023-03-31 | 50 | 459 | 509 | 90.18% |
2023-02-28 | 50 | 453 | 503 | 90.06% |
2023-01-31 | 51 | 434 | 485 | 89.48% |
2022-12-31 | 49 | 429 | 478 | 89.75% |
2022-11-30 | 49 | 429 | 478 | 89.75% |
2022-10-31 | 48 | 424 | 472 | 89.83% |
2022-09-30 | 47 | 420 | 467 | 89.94% |
2022-08-31 | 46 | 414 | 460 | 90.00% |
2022-07-31 | 49 | 407 | 456 | 89.25% |
2022-06-30 | 49 | 400 | 449 | 89.09% |
2022-05-31 | 49 | 392 | 441 | 88.89% |
2022-04-30 | 49 | 388 | 437 | 88.79% |
2022-03-31 | 49 | 383 | 432 | 88.66% |
2022-02-28 | 47 | 374 | 421 | 88.84% |
2022-01-31 | 48 | 365 | 413 | 88.38% |
2021-12-31 | 47 | 361 | 408 | 88.48% |
2021-11-30 | 47 | 351 | 398 | 88.19% |
2021-10-31 | 46 | 329 | 375 | 87.73% |
2021-09-30 | 45 | 313 | 358 | 87.43% |
2021-08-31 | 44 | 296 | 340 | 87.06% |
2021-07-31 | 45 | 277 | 322 | 86.02% |
2021-06-30 | 44 | 275 | 319 | 86.21% |
2021-05-31 | 44 | 263 | 307 | 85.67% |
2021-04-30 | 40 | 262 | 302 | 86.75% |
2021-03-31 | 41 | 250 | 291 | 85.91% |
2021-02-28 | 40 | 242 | 282 | 85.82% |
2021-01-31 | 40 | 236 | 276 | 85.51% |
2020-12-31 | 39 | 227 | 266 | 85.34% |
2020-11-30 | 39 | 218 | 257 | 84.82% |
2020-10-31 | 38 | 206 | 244 | 84.43% |
2020-09-30 | 37 | 190 | 227 | 83.70% |
2020-08-31 | 35 | 188 | 223 | 84.30% |
2020-07-31 | 35 | 177 | 212 | 83.49% |
2020-06-30 | 34 | 171 | 205 | 83.41% |
2020-05-31 | 33 | 170 | 203 | 83.74% |
2020-04-30 | 32 | 171 | 203 | 84.24% |
2020-03-31 | 30 | 165 | 195 | 84.62% |
2020-02-29 | 26 | 166 | 192 | 86.46% |
2020-01-31 | 25 | 162 | 187 | 86.63% |
2019-12-31 | 25 | 159 | 184 | 86.41% |
2019-11-30 | 25 | 159 | 184 | 86.41% |
2019-10-31 | 24 | 161 | 185 | 87.03% |
2019-09-30 | 26 | 157 | 183 | 85.79% |
2019-08-31 | 28 | 153 | 181 | 84.53% |
2019-07-31 | 28 | 145 | 173 | 83.82% |
2019-06-30 | 29 | 148 | 177 | 83.62% |
2019-05-31 | 28 | 149 | 177 | 84.18% |
2019-04-30 | 28 | 147 | 175 | 84.00% |
2019-03-31 | 27 | 142 | 169 | 84.02% |
2019-02-28 | 26 | 135 | 161 | 83.85% |
2019-01-31 | 24 | 138 | 162 | 85.19% |
2018-12-31 | 23 | 139 | 162 | 85.80% |
2018-11-30 | 21 | 134 | 155 | 86.45% |
2018-10-31 | 20 | 132 | 152 | 86.84% |
2018-09-30 | 21 | 129 | 150 | 86.00% |
2018-08-31 | 20 | 122 | 142 | 85.92% |
2018-07-31 | 19 | 121 | 140 | 86.43% |
2018-06-30 | 21 | 119 | 140 | 85.00% |
2018-05-31 | 21 | 114 | 135 | 84.44% |
2018-04-30 | 22 | 109 | 131 | 83.21% |
2018-03-31 | 20 | 111 | 131 | 84.73% |
2018-02-28 | 20 | 107 | 127 | 84.25% |
2018-01-31 | 22 | 103 | 125 | 82.40% |
2017-12-31 | 23 | 98 | 121 | 80.99% |
2017-11-30 | 23 | 93 | 116 | 80.17% |
2017-10-31 | 23 | 94 | 117 | 80.34% |
2017-09-30 | 22 | 89 | 111 | 80.18% |
2017-08-31 | 22 | 89 | 111 | 80.18% |
2017-07-31 | 24 | 92 | 116 | 79.31% |
2017-06-30 | 24 | 92 | 116 | 79.31% |
2017-05-31 | 24 | 92 | 116 | 79.31% |
2017-04-30 | 23 | 91 | 114 | 79.82% |
2017-03-31 | 23 | 93 | 116 | 80.17% |
2017-02-28 | 23 | 93 | 116 | 80.17% |
2017-01-31 | 23 | 92 | 115 | 80.00% |
2016-12-31 | 22 | 85 | 107 | 79.44% |
2016-11-30 | 22 | 83 | 105 | 79.05% |
2016-10-31 | 20 | 81 | 101 | 80.20% |
2016-09-30 | 20 | 79 | 99 | 79.80% |
2016-08-31 | 20 | 78 | 98 | 79.59% |
2016-07-31 | 19 | 76 | 95 | 80.00% |
2016-06-30 | 19 | 73 | 92 | 79.35% |
2016-05-31 | 18 | 74 | 92 | 80.43% |
2016-04-30 | 18 | 74 | 92 | 80.43% |
2016-03-31 | 18 | 74 | 92 | 80.43% |
2016-02-29 | 18 | 78 | 96 | 81.25% |
2016-01-31 | 18 | 80 | 98 | 81.63% |
2015-12-31 | 16 | 83 | 99 | 83.84% |
2015-11-30 | 16 | 83 | 99 | 83.84% |
2015-10-31 | 15 | 75 | 90 | 83.33% |
2015-09-30 | 14 | 73 | 87 | 83.91% |
2015-08-31 | 14 | 74 | 88 | 84.09% |
2015-07-31 | 12 | 76 | 88 | 86.36% |
2015-06-30 | 11 | 76 | 87 | 87.36% |
2015-05-31 | 14 | 78 | 92 | 84.78% |
2015-04-30 | 14 | 75 | 89 | 84.27% |
2015-03-31 | 14 | 73 | 87 | 83.91% |
2015-02-28 | 15 | 68 | 83 | 81.93% |
2015-01-31 | 15 | 64 | 79 | 81.01% |
2014-12-31 | 15 | 65 | 80 | 81.25% |
2014-11-30 | 15 | 68 | 83 | 81.93% |
2014-10-31 | 13 | 69 | 82 | 84.15% |
2014-09-30 | 13 | 67 | 80 | 83.75% |
2014-08-31 | 14 | 64 | 78 | 82.05% |
2014-07-31 | 9 | 64 | 73 | 87.67% |
2014-06-30 | 9 | 61 | 70 | 87.14% |
2014-05-31 | 9 | 59 | 68 | 86.76% |
2014-04-30 | 11 | 62 | 73 | 84.93% |
2014-03-31 | 9 | 59 | 68 | 86.76% |
2014-02-28 | 9 | 49 | 58 | 84.48% |
2014-01-31 | 9 | 46 | 55 | 83.64% |
2013-12-31 | 9 | 45 | 54 | 83.33% |
2013-11-30 | 9 | 45 | 54 | 83.33% |
2013-10-31 | 9 | 45 | 54 | 83.33% |
2013-09-30 | 9 | 46 | 55 | 83.64% |
2013-08-31 | 10 | 46 | 56 | 82.14% |
2013-07-31 | 10 | 48 | 58 | 82.76% |
2013-06-30 | 9 | 47 | 56 | 83.93% |
2013-05-31 | 9 | 47 | 56 | 83.93% |
2013-04-30 | 9 | 46 | 55 | 83.64% |
2013-03-31 | 9 | 45 | 54 | 83.33% |
2013-02-28 | 8 | 45 | 53 | 84.91% |
2013-01-31 | 9 | 45 | 54 | 83.33% |
2012-12-31 | 9 | 48 | 57 | 84.21% |
2012-11-30 | 9 | 48 | 57 | 84.21% |
2012-10-31 | 9 | 48 | 57 | 84.21% |
2012-09-30 | 9 | 49 | 58 | 84.48% |
2012-08-31 | 7 | 52 | 59 | 88.14% |
2012-07-31 | 6 | 49 | 55 | 89.09% |
2012-06-30 | 7 | 47 | 54 | 87.04% |
2012-05-31 | 7 | 47 | 54 | 87.04% |
2012-04-30 | 6 | 50 | 56 | 89.29% |
2012-03-31 | 7 | 51 | 58 | 87.93% |
2012-02-29 | 7 | 51 | 58 | 87.93% |
2012-01-31 | 6 | 48 | 54 | 88.89% |
2011-12-31 | 6 | 44 | 50 | 88.00% |
2011-11-30 | 6 | 41 | 47 | 87.23% |
2011-10-31 | 6 | 41 | 47 | 87.23% |
2011-09-30 | 6 | 41 | 47 | 87.23% |
2011-08-31 | 7 | 37 | 44 | 84.09% |
2011-07-31 | 7 | 36 | 43 | 83.72% |
2011-06-30 | 7 | 33 | 40 | 82.50% |
2011-05-31 | 7 | 33 | 40 | 82.50% |
2011-04-30 | 7 | 36 | 43 | 83.72% |
2011-03-31 | 7 | 32 | 39 | 82.05% |
2011-02-28 | 6 | 35 | 41 | 85.37% |
2011-01-31 | 5 | 31 | 36 | 86.11% |
2010-12-31 | 7 | 31 | 38 | 81.58% |
2010-11-30 | 7 | 25 | 32 | 78.13% |
2010-10-31 | 7 | 23 | 30 | 76.67% |
2010-09-30 | 7 | 19 | 26 | 73.08% |
2010-08-31 | 6 | 19 | 25 | 76.00% |
2010-07-31 | 6 | 20 | 26 | 76.92% |
2010-06-30 | 6 | 20 | 26 | 76.92% |
2010-05-31 | 6 | 20 | 26 | 76.92% |
2010-04-30 | 6 | 19 | 25 | 76.00% |
2010-03-31 | 6 | 19 | 25 | 76.00% |
2010-02-28 | 6 | 19 | 25 | 76.00% |
2010-01-31 | 5 | 20 | 25 | 80.00% |
2009-12-31 | 5 | 19 | 24 | 79.17% |
2009-11-30 | 4 | 15 | 19 | 78.95% |
2009-10-31 | 4 | 12 | 16 | 75.00% |
2009-09-30 | 5 | 10 | 15 | 66.67% |
2009-08-31 | 5 | 10 | 15 | 66.67% |
2009-07-31 | 5 | 10 | 15 | 66.67% |
2009-06-30 | 5 | 8 | 13 | 61.54% |
2009-05-31 | 4 | 8 | 12 | 66.67% |
2009-04-30 | 3 | 8 | 11 | 72.73% |
2009-03-31 | 3 | 8 | 11 | 72.73% |
2009-02-28 | 3 | 8 | 11 | 72.73% |
2009-01-31 | 3 | 7 | 10 | 70.00% |
2008-12-31 | 3 | 7 | 10 | 70.00% |
2008-11-30 | 3 | 7 | 10 | 70.00% |
2008-10-31 | 3 | 6 | 9 | 66.67% |
2008-09-30 | 3 | 5 | 8 | 62.50% |
2008-08-31 | 3 | 7 | 10 | 70.00% |
2008-07-31 | 3 | 7 | 10 | 70.00% |
2008-06-30 | 3 | 4 | 7 | 57.14% |
2008-05-31 | 3 | 4 | 7 | 57.14% |
2008-04-30 | 3 | 3 | 6 | 50.00% |
2008-03-31 | 3 | 3 | 6 | 50.00% |
2008-02-29 | 3 | 3 | 6 | 50.00% |
2008-01-31 | 3 | 3 | 6 | 50.00% |
2007-12-31 | 3 | 2 | 5 | 40.00% |
2007-11-30 | 3 | 2 | 5 | 40.00% |
2007-10-31 | 3 | 2 | 5 | 40.00% |
2007-09-30 | 3 | 1 | 4 | 25.00% |
2007-08-31 | 3 | 1 | 4 | 25.00% |
2007-07-31 | 3 | 1 | 4 | 25.00% |
2007-06-30 | 3 | 1 | 4 | 25.00% |
2007-05-31 | 3 | 0 | 3 | 0.00% |
2007-04-30 | 3 | 0 | 3 | 0.00% |
2007-03-31 | 0 | 0 | 0 | 0.00% |
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