MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-03 | 14 | 268 | 282 | 95.04% |
2024-08-31 | 14 | 268 | 282 | 95.04% |
2024-07-31 | 14 | 265 | 279 | 94.98% |
2024-06-30 | 14 | 262 | 276 | 94.93% |
2024-05-31 | 13 | 255 | 268 | 95.15% |
2024-04-30 | 12 | 255 | 267 | 95.51% |
2024-03-31 | 11 | 257 | 268 | 95.90% |
2024-02-29 | 11 | 258 | 269 | 95.91% |
2024-01-31 | 11 | 251 | 262 | 95.80% |
2023-12-31 | 11 | 247 | 258 | 95.74% |
2023-11-30 | 11 | 248 | 259 | 95.75% |
2023-10-31 | 11 | 245 | 256 | 95.70% |
2023-09-30 | 11 | 236 | 247 | 95.55% |
2023-08-31 | 11 | 236 | 247 | 95.55% |
2023-07-31 | 12 | 240 | 252 | 95.24% |
2023-06-30 | 12 | 236 | 248 | 95.16% |
2023-05-31 | 12 | 232 | 244 | 95.08% |
2023-04-30 | 12 | 228 | 240 | 95.00% |
2023-03-31 | 12 | 221 | 233 | 94.85% |
2023-02-28 | 12 | 198 | 210 | 94.29% |
2023-01-31 | 12 | 191 | 203 | 94.09% |
2022-12-31 | 11 | 193 | 204 | 94.61% |
2022-11-30 | 11 | 191 | 202 | 94.55% |
2022-10-31 | 10 | 192 | 202 | 95.05% |
2022-09-30 | 10 | 194 | 204 | 95.10% |
2022-08-31 | 10 | 170 | 180 | 94.44% |
2022-07-31 | 10 | 167 | 177 | 94.35% |
2022-06-30 | 10 | 168 | 178 | 94.38% |
2022-05-31 | 9 | 170 | 179 | 94.97% |
2022-04-30 | 9 | 168 | 177 | 94.92% |
2022-03-31 | 9 | 171 | 180 | 95.00% |
2022-02-28 | 10 | 169 | 179 | 94.41% |
2022-01-31 | 10 | 172 | 182 | 94.51% |
2021-12-31 | 11 | 174 | 185 | 94.05% |
2021-11-30 | 11 | 174 | 185 | 94.05% |
2021-10-31 | 11 | 176 | 187 | 94.12% |
2021-09-30 | 12 | 174 | 186 | 93.55% |
2021-08-31 | 12 | 173 | 185 | 93.51% |
2021-07-31 | 12 | 174 | 186 | 93.55% |
2021-06-30 | 12 | 170 | 182 | 93.41% |
2021-05-31 | 12 | 165 | 177 | 93.22% |
2021-04-30 | 12 | 168 | 180 | 93.33% |
2021-03-31 | 13 | 175 | 188 | 93.09% |
2021-02-28 | 13 | 179 | 192 | 93.23% |
2021-01-31 | 13 | 180 | 193 | 93.26% |
2020-12-31 | 13 | 181 | 194 | 93.30% |
2020-11-30 | 13 | 181 | 194 | 93.30% |
2020-10-31 | 14 | 186 | 200 | 93.00% |
2020-09-30 | 14 | 188 | 202 | 93.07% |
2020-08-31 | 15 | 185 | 200 | 92.50% |
2020-07-31 | 15 | 185 | 200 | 92.50% |
2020-06-30 | 15 | 186 | 201 | 92.54% |
2020-05-31 | 14 | 185 | 199 | 92.96% |
2020-04-30 | 15 | 187 | 202 | 92.57% |
2020-03-31 | 14 | 190 | 204 | 93.14% |
2020-02-29 | 13 | 188 | 201 | 93.53% |
2020-01-31 | 13 | 187 | 200 | 93.50% |
2019-12-31 | 13 | 188 | 201 | 93.53% |
2019-11-30 | 13 | 186 | 199 | 93.47% |
2019-10-31 | 13 | 187 | 200 | 93.50% |
2019-09-30 | 14 | 186 | 200 | 93.00% |
2019-08-31 | 13 | 190 | 203 | 93.60% |
2019-07-31 | 13 | 186 | 199 | 93.47% |
2019-06-30 | 14 | 188 | 202 | 93.07% |
2019-05-31 | 14 | 185 | 199 | 92.96% |
2019-04-30 | 14 | 185 | 199 | 92.96% |
2019-03-31 | 13 | 185 | 198 | 93.43% |
2019-02-28 | 13 | 184 | 197 | 93.40% |
2019-01-31 | 14 | 188 | 202 | 93.07% |
2018-12-31 | 15 | 188 | 203 | 92.61% |
2018-11-30 | 15 | 190 | 205 | 92.68% |
2018-10-31 | 15 | 189 | 204 | 92.65% |
2018-09-30 | 15 | 182 | 197 | 92.39% |
2018-08-31 | 15 | 180 | 195 | 92.31% |
2018-07-31 | 15 | 181 | 196 | 92.35% |
2018-06-30 | 16 | 172 | 188 | 91.49% |
2018-05-31 | 16 | 172 | 188 | 91.49% |
2018-04-30 | 16 | 173 | 189 | 91.53% |
2018-03-31 | 16 | 172 | 188 | 91.49% |
2018-02-28 | 15 | 176 | 191 | 92.15% |
2018-01-31 | 15 | 177 | 192 | 92.19% |
2017-12-31 | 13 | 175 | 188 | 93.09% |
2017-11-30 | 13 | 175 | 188 | 93.09% |
2017-10-31 | 12 | 176 | 188 | 93.62% |
2017-09-30 | 13 | 177 | 190 | 93.16% |
2017-08-31 | 13 | 173 | 186 | 93.01% |
2017-07-31 | 12 | 173 | 185 | 93.51% |
2017-06-30 | 13 | 166 | 179 | 92.74% |
2017-05-31 | 13 | 168 | 181 | 92.82% |
2017-04-30 | 13 | 167 | 180 | 92.78% |
2017-03-31 | 13 | 161 | 174 | 92.53% |
2017-02-28 | 13 | 158 | 171 | 92.40% |
2017-01-31 | 13 | 156 | 169 | 92.31% |
2016-12-31 | 13 | 155 | 168 | 92.26% |
2016-11-30 | 13 | 153 | 166 | 92.17% |
2016-10-31 | 12 | 153 | 165 | 92.73% |
2016-09-30 | 12 | 157 | 169 | 92.90% |
2016-08-31 | 12 | 154 | 166 | 92.77% |
2016-07-31 | 10 | 153 | 163 | 93.87% |
2016-06-30 | 10 | 151 | 161 | 93.79% |
2016-05-31 | 11 | 143 | 154 | 92.86% |
2016-04-30 | 12 | 140 | 152 | 92.11% |
2016-03-31 | 15 | 137 | 152 | 90.13% |
2016-02-29 | 13 | 137 | 150 | 91.33% |
2016-01-31 | 13 | 138 | 151 | 91.39% |
2015-12-31 | 13 | 137 | 150 | 91.33% |
2015-11-30 | 13 | 138 | 151 | 91.39% |
2015-10-31 | 13 | 138 | 151 | 91.39% |
2015-09-30 | 15 | 137 | 152 | 90.13% |
2015-08-31 | 15 | 132 | 147 | 89.80% |
2015-07-31 | 15 | 129 | 144 | 89.58% |
2015-06-30 | 15 | 126 | 141 | 89.36% |
2015-05-31 | 15 | 125 | 140 | 89.29% |
2015-04-30 | 15 | 119 | 134 | 88.81% |
2015-03-31 | 17 | 123 | 140 | 87.86% |
2015-02-28 | 18 | 123 | 141 | 87.23% |
2015-01-31 | 18 | 123 | 141 | 87.23% |
2014-12-31 | 18 | 120 | 138 | 86.96% |
2014-11-30 | 18 | 119 | 137 | 86.86% |
2014-10-31 | 18 | 118 | 136 | 86.76% |
2014-09-30 | 18 | 121 | 139 | 87.05% |
2014-08-31 | 18 | 119 | 137 | 86.86% |
2014-07-31 | 18 | 112 | 130 | 86.15% |
2014-06-30 | 19 | 114 | 133 | 85.71% |
2014-05-31 | 17 | 116 | 133 | 87.22% |
2014-04-30 | 14 | 115 | 129 | 89.15% |
2014-03-31 | 15 | 115 | 130 | 88.46% |
2014-02-28 | 16 | 115 | 131 | 87.79% |
2014-01-31 | 16 | 112 | 128 | 87.50% |
2013-12-31 | 17 | 108 | 125 | 86.40% |
2013-11-30 | 17 | 105 | 122 | 86.07% |
2013-10-31 | 17 | 103 | 120 | 85.83% |
2013-09-30 | 17 | 101 | 118 | 85.59% |
2013-08-31 | 17 | 81 | 98 | 82.65% |
2013-07-31 | 17 | 79 | 96 | 82.29% |
2013-06-30 | 16 | 74 | 90 | 82.22% |
2013-05-31 | 16 | 75 | 91 | 82.42% |
2013-04-30 | 16 | 71 | 87 | 81.61% |
2013-03-31 | 16 | 71 | 87 | 81.61% |
2013-02-28 | 17 | 77 | 94 | 81.91% |
2013-01-31 | 17 | 76 | 93 | 81.72% |
2012-12-31 | 19 | 79 | 98 | 80.61% |
2012-11-30 | 19 | 81 | 100 | 81.00% |
2012-10-31 | 19 | 81 | 100 | 81.00% |
2012-09-30 | 18 | 84 | 102 | 82.35% |
2012-08-31 | 17 | 90 | 107 | 84.11% |
2012-07-31 | 16 | 89 | 105 | 84.76% |
2012-06-30 | 13 | 89 | 102 | 87.25% |
2012-05-31 | 14 | 89 | 103 | 86.41% |
2012-04-30 | 14 | 85 | 99 | 85.86% |
2012-03-31 | 14 | 84 | 98 | 85.71% |
2012-02-29 | 14 | 84 | 98 | 85.71% |
2012-01-31 | 16 | 90 | 106 | 84.91% |
2011-12-31 | 16 | 95 | 111 | 85.59% |
2011-11-30 | 17 | 94 | 111 | 84.68% |
2011-10-31 | 17 | 95 | 112 | 84.82% |
2011-09-30 | 17 | 94 | 111 | 84.68% |
2011-08-31 | 17 | 97 | 114 | 85.09% |
2011-07-31 | 15 | 92 | 107 | 85.98% |
2011-06-30 | 15 | 90 | 105 | 85.71% |
2011-05-31 | 15 | 89 | 104 | 85.58% |
2011-04-30 | 17 | 88 | 105 | 83.81% |
2011-03-31 | 17 | 86 | 103 | 83.50% |
2011-02-28 | 17 | 83 | 100 | 83.00% |
2011-01-31 | 18 | 84 | 102 | 82.35% |
2010-12-31 | 17 | 83 | 100 | 83.00% |
2010-11-30 | 17 | 80 | 97 | 82.47% |
2010-10-31 | 14 | 79 | 93 | 84.95% |
2010-09-30 | 15 | 79 | 94 | 84.04% |
2010-08-31 | 15 | 78 | 93 | 83.87% |
2010-07-31 | 14 | 74 | 88 | 84.09% |
2010-06-30 | 13 | 71 | 84 | 84.52% |
2010-05-31 | 11 | 71 | 82 | 86.59% |
2010-04-30 | 11 | 68 | 79 | 86.08% |
2010-03-31 | 13 | 68 | 81 | 83.95% |
2010-02-28 | 13 | 69 | 82 | 84.15% |
2010-01-31 | 14 | 67 | 81 | 82.72% |
2009-12-31 | 14 | 64 | 78 | 82.05% |
2009-11-30 | 15 | 61 | 76 | 80.26% |
2009-10-31 | 15 | 61 | 76 | 80.26% |
2009-09-30 | 15 | 58 | 73 | 79.45% |
2009-08-31 | 14 | 56 | 70 | 80.00% |
2009-07-31 | 14 | 54 | 68 | 79.41% |
2009-06-30 | 12 | 55 | 67 | 82.09% |
2009-05-31 | 12 | 55 | 67 | 82.09% |
2009-04-30 | 13 | 49 | 62 | 79.03% |
2009-03-31 | 11 | 49 | 60 | 81.67% |
2009-02-28 | 10 | 51 | 61 | 83.61% |
2009-01-31 | 10 | 53 | 63 | 84.13% |
2008-12-31 | 9 | 52 | 61 | 85.25% |
2008-11-30 | 8 | 52 | 60 | 86.67% |
2008-10-31 | 7 | 48 | 55 | 87.27% |
2008-09-30 | 7 | 48 | 55 | 87.27% |
2008-08-31 | 7 | 45 | 52 | 86.54% |
2008-07-31 | 7 | 43 | 50 | 86.00% |
2008-06-30 | 7 | 44 | 51 | 86.27% |
2008-05-31 | 7 | 45 | 52 | 86.54% |
2008-04-30 | 7 | 44 | 51 | 86.27% |
2008-03-31 | 8 | 43 | 51 | 84.31% |
2008-02-29 | 8 | 43 | 51 | 84.31% |
2008-01-31 | 8 | 41 | 49 | 83.67% |
2007-12-31 | 8 | 40 | 48 | 83.33% |
2007-11-30 | 8 | 43 | 51 | 84.31% |
2007-10-31 | 8 | 43 | 51 | 84.31% |
2007-09-30 | 8 | 42 | 50 | 84.00% |
2007-08-31 | 8 | 40 | 48 | 83.33% |
2007-07-31 | 9 | 35 | 44 | 79.55% |
2007-06-30 | 9 | 33 | 42 | 78.57% |
2007-05-31 | 9 | 37 | 46 | 80.43% |
2007-04-30 | 9 | 37 | 46 | 80.43% |
2007-03-31 | 9 | 37 | 46 | 80.43% |
2007-02-28 | 8 | 37 | 45 | 82.22% |
2007-01-31 | 7 | 35 | 42 | 83.33% |
2006-12-31 | 7 | 32 | 39 | 82.05% |
2006-11-30 | 7 | 32 | 39 | 82.05% |
2006-10-31 | 6 | 34 | 40 | 85.00% |
2006-09-30 | 6 | 34 | 40 | 85.00% |
2006-08-31 | 6 | 31 | 37 | 83.78% |
2006-07-31 | 6 | 32 | 38 | 84.21% |
2006-06-30 | 6 | 33 | 39 | 84.62% |
2006-05-31 | 6 | 32 | 38 | 84.21% |
2006-04-30 | 6 | 28 | 34 | 82.35% |
2006-03-31 | 6 | 25 | 31 | 80.65% |
2006-02-28 | 6 | 24 | 30 | 80.00% |
2006-01-31 | 6 | 23 | 29 | 79.31% |
2005-12-31 | 6 | 23 | 29 | 79.31% |
2005-11-30 | 7 | 22 | 29 | 75.86% |
2005-10-31 | 7 | 21 | 28 | 75.00% |
2005-09-30 | 7 | 19 | 26 | 73.08% |
2005-08-31 | 7 | 19 | 26 | 73.08% |
2005-07-31 | 7 | 20 | 27 | 74.07% |
2005-06-30 | 6 | 21 | 27 | 77.78% |
2005-05-31 | 6 | 21 | 27 | 77.78% |
2005-04-30 | 6 | 22 | 28 | 78.57% |
2005-03-31 | 5 | 21 | 26 | 80.77% |
2005-02-28 | 4 | 22 | 26 | 84.62% |
2005-01-31 | 3 | 23 | 26 | 88.46% |
2004-12-31 | 3 | 22 | 25 | 88.00% |
2004-11-30 | 3 | 21 | 24 | 87.50% |
2004-10-31 | 3 | 19 | 22 | 86.36% |
2004-09-30 | 3 | 19 | 22 | 86.36% |
2004-08-31 | 3 | 18 | 21 | 85.71% |
2004-07-31 | 3 | 18 | 21 | 85.71% |
2004-06-30 | 3 | 16 | 19 | 84.21% |
2004-05-31 | 3 | 14 | 17 | 82.35% |
2004-04-30 | 3 | 13 | 16 | 81.25% |
2004-03-31 | 3 | 10 | 13 | 76.92% |
2004-02-29 | 3 | 10 | 13 | 76.92% |
2004-01-31 | 3 | 11 | 14 | 78.57% |
2003-12-31 | 3 | 11 | 14 | 78.57% |
2003-11-30 | 3 | 11 | 14 | 78.57% |
2003-10-31 | 3 | 11 | 14 | 78.57% |
2003-09-30 | 2 | 12 | 14 | 85.71% |
2003-08-31 | 2 | 12 | 14 | 85.71% |
2003-07-31 | 2 | 12 | 14 | 85.71% |
2003-06-30 | 2 | 13 | 15 | 86.67% |
2003-05-31 | 2 | 14 | 16 | 87.50% |
2003-04-30 | 2 | 13 | 15 | 86.67% |
2003-03-31 | 2 | 13 | 15 | 86.67% |
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