GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-08-10 | 24 | 497 | 521 | 95.39% |
2024-07-31 | 25 | 492 | 517 | 95.16% |
2024-06-30 | 25 | 475 | 500 | 95.00% |
2024-05-31 | 22 | 480 | 502 | 95.62% |
2024-04-30 | 21 | 479 | 500 | 95.80% |
2024-03-31 | 21 | 480 | 501 | 95.81% |
2024-02-29 | 21 | 483 | 504 | 95.83% |
2024-01-31 | 20 | 479 | 499 | 95.99% |
2023-12-31 | 19 | 477 | 496 | 96.17% |
2023-11-30 | 19 | 478 | 497 | 96.18% |
2023-10-31 | 19 | 484 | 503 | 96.22% |
2023-09-30 | 19 | 486 | 505 | 96.24% |
2023-08-31 | 19 | 489 | 508 | 96.26% |
2023-07-31 | 18 | 483 | 501 | 96.41% |
2023-06-30 | 18 | 476 | 494 | 96.36% |
2023-05-31 | 17 | 481 | 498 | 96.59% |
2023-04-30 | 18 | 481 | 499 | 96.39% |
2023-03-31 | 19 | 481 | 500 | 96.20% |
2023-02-28 | 21 | 475 | 496 | 95.77% |
2023-01-31 | 21 | 477 | 498 | 95.78% |
2022-12-31 | 21 | 503 | 524 | 95.99% |
2022-11-30 | 21 | 501 | 522 | 95.98% |
2022-10-31 | 21 | 503 | 524 | 95.99% |
2022-09-30 | 22 | 506 | 528 | 95.83% |
2022-08-31 | 22 | 502 | 524 | 95.80% |
2022-07-31 | 22 | 490 | 512 | 95.70% |
2022-06-30 | 22 | 490 | 512 | 95.70% |
2022-05-31 | 23 | 494 | 517 | 95.55% |
2022-04-30 | 23 | 500 | 523 | 95.60% |
2022-03-31 | 24 | 502 | 526 | 95.44% |
2022-02-28 | 24 | 505 | 529 | 95.46% |
2022-01-31 | 24 | 505 | 529 | 95.46% |
2021-12-31 | 24 | 496 | 520 | 95.38% |
2021-11-30 | 24 | 496 | 520 | 95.38% |
2021-10-31 | 24 | 486 | 510 | 95.29% |
2021-09-30 | 25 | 486 | 511 | 95.11% |
2021-08-31 | 25 | 482 | 507 | 95.07% |
2021-07-31 | 25 | 477 | 502 | 95.02% |
2021-06-30 | 25 | 465 | 490 | 94.90% |
2021-05-31 | 25 | 468 | 493 | 94.93% |
2021-04-30 | 24 | 469 | 493 | 95.13% |
2021-03-31 | 24 | 470 | 494 | 95.14% |
2021-02-28 | 24 | 467 | 491 | 95.11% |
2021-01-31 | 25 | 481 | 506 | 95.06% |
2020-12-31 | 24 | 476 | 500 | 95.20% |
2020-11-30 | 22 | 479 | 501 | 95.61% |
2020-10-31 | 20 | 484 | 504 | 96.03% |
2020-09-30 | 19 | 484 | 503 | 96.22% |
2020-08-31 | 20 | 478 | 498 | 95.98% |
2020-07-31 | 20 | 473 | 493 | 95.94% |
2020-06-30 | 20 | 468 | 488 | 95.90% |
2020-05-31 | 21 | 465 | 486 | 95.68% |
2020-04-30 | 21 | 458 | 479 | 95.62% |
2020-03-31 | 21 | 456 | 477 | 95.60% |
2020-02-29 | 21 | 457 | 478 | 95.61% |
2020-01-31 | 21 | 458 | 479 | 95.62% |
2019-12-31 | 22 | 453 | 475 | 95.37% |
2019-11-30 | 21 | 449 | 470 | 95.53% |
2019-10-31 | 22 | 452 | 474 | 95.36% |
2019-09-30 | 21 | 449 | 470 | 95.53% |
2019-08-31 | 21 | 448 | 469 | 95.52% |
2019-07-31 | 20 | 442 | 462 | 95.67% |
2019-06-30 | 21 | 444 | 465 | 95.48% |
2019-05-31 | 20 | 443 | 463 | 95.68% |
2019-04-30 | 20 | 446 | 466 | 95.71% |
2019-03-31 | 19 | 448 | 467 | 95.93% |
2019-02-28 | 20 | 455 | 475 | 95.79% |
2019-01-31 | 20 | 456 | 476 | 95.80% |
2018-12-31 | 20 | 448 | 468 | 95.73% |
2018-11-30 | 20 | 445 | 465 | 95.70% |
2018-10-31 | 20 | 442 | 462 | 95.67% |
2018-09-30 | 20 | 433 | 453 | 95.58% |
2018-08-31 | 20 | 430 | 450 | 95.56% |
2018-07-31 | 20 | 423 | 443 | 95.49% |
2018-06-30 | 20 | 412 | 432 | 95.37% |
2018-05-31 | 20 | 412 | 432 | 95.37% |
2018-04-30 | 21 | 412 | 433 | 95.15% |
2018-03-31 | 21 | 409 | 430 | 95.12% |
2018-02-28 | 21 | 415 | 436 | 95.18% |
2018-01-31 | 21 | 414 | 435 | 95.17% |
2017-12-31 | 21 | 407 | 428 | 95.09% |
2017-11-30 | 19 | 410 | 429 | 95.57% |
2017-10-31 | 19 | 410 | 429 | 95.57% |
2017-09-30 | 19 | 407 | 426 | 95.54% |
2017-08-31 | 20 | 403 | 423 | 95.27% |
2017-07-31 | 20 | 393 | 413 | 95.16% |
2017-06-30 | 20 | 388 | 408 | 95.10% |
2017-05-31 | 20 | 383 | 403 | 95.04% |
2017-04-30 | 20 | 387 | 407 | 95.09% |
2017-03-31 | 19 | 391 | 410 | 95.37% |
2017-02-28 | 19 | 393 | 412 | 95.39% |
2017-01-31 | 18 | 400 | 418 | 95.69% |
2016-12-31 | 18 | 396 | 414 | 95.65% |
2016-11-30 | 18 | 399 | 417 | 95.68% |
2016-10-31 | 17 | 397 | 414 | 95.89% |
2016-09-30 | 11 | 95 | 106 | 89.62% |
2016-08-31 | 11 | 98 | 109 | 89.91% |
2016-07-31 | 11 | 96 | 107 | 89.72% |
2016-06-30 | 10 | 96 | 106 | 90.57% |
2016-05-31 | 10 | 100 | 110 | 90.91% |
2016-04-30 | 12 | 102 | 114 | 89.47% |
2016-03-31 | 12 | 101 | 113 | 89.38% |
2016-02-29 | 13 | 100 | 113 | 88.50% |
2016-01-31 | 13 | 103 | 116 | 88.79% |
2015-12-31 | 13 | 102 | 115 | 88.70% |
2015-11-30 | 13 | 103 | 116 | 88.79% |
2015-10-31 | 13 | 103 | 116 | 88.79% |
2015-09-30 | 13 | 102 | 115 | 88.70% |
2015-08-31 | 13 | 98 | 111 | 88.29% |
2015-07-31 | 13 | 90 | 103 | 87.38% |
2015-06-30 | 13 | 87 | 100 | 87.00% |
2015-05-31 | 13 | 89 | 102 | 87.25% |
2015-04-30 | 13 | 87 | 100 | 87.00% |
2015-03-31 | 13 | 86 | 99 | 86.87% |
2015-02-28 | 13 | 83 | 96 | 86.46% |
2015-01-31 | 13 | 85 | 98 | 86.73% |
2014-12-31 | 13 | 84 | 97 | 86.60% |
2014-11-30 | 13 | 86 | 99 | 86.87% |
2014-10-31 | 13 | 86 | 99 | 86.87% |
2014-09-30 | 13 | 80 | 93 | 86.02% |
2014-08-31 | 12 | 78 | 90 | 86.67% |
2014-07-31 | 12 | 72 | 84 | 85.71% |
2014-06-30 | 12 | 69 | 81 | 85.19% |
2014-05-31 | 12 | 67 | 79 | 84.81% |
2014-04-30 | 12 | 68 | 80 | 85.00% |
2014-03-31 | 12 | 70 | 82 | 85.37% |
2014-02-28 | 12 | 71 | 83 | 85.54% |
2014-01-31 | 12 | 76 | 88 | 86.36% |
2013-12-31 | 12 | 77 | 89 | 86.52% |
2013-11-30 | 11 | 77 | 88 | 87.50% |
2013-10-31 | 11 | 77 | 88 | 87.50% |
2013-09-30 | 12 | 76 | 88 | 86.36% |
2013-08-31 | 12 | 75 | 87 | 86.21% |
2013-07-31 | 12 | 71 | 83 | 85.54% |
2013-06-30 | 12 | 72 | 84 | 85.71% |
2013-05-31 | 13 | 70 | 83 | 84.34% |
2013-04-30 | 13 | 67 | 80 | 83.75% |
2013-03-31 | 13 | 68 | 81 | 83.95% |
2013-02-28 | 13 | 73 | 86 | 84.88% |
2013-01-31 | 13 | 72 | 85 | 84.71% |
2012-12-31 | 13 | 73 | 86 | 84.88% |
2012-11-30 | 13 | 73 | 86 | 84.88% |
2012-10-31 | 13 | 72 | 85 | 84.71% |
2012-09-30 | 13 | 69 | 82 | 84.15% |
2012-08-31 | 12 | 70 | 82 | 85.37% |
2012-07-31 | 12 | 63 | 75 | 84.00% |
2012-06-30 | 9 | 69 | 78 | 88.46% |
2012-05-31 | 9 | 66 | 75 | 88.00% |
2012-04-30 | 8 | 64 | 72 | 88.89% |
2012-03-31 | 8 | 35 | 43 | 81.40% |
2012-02-29 | 7 | 36 | 43 | 83.72% |
2012-01-31 | 7 | 37 | 44 | 84.09% |
2011-12-31 | 7 | 36 | 43 | 83.72% |
2011-11-30 | 5 | 37 | 42 | 88.10% |
2011-10-31 | 5 | 37 | 42 | 88.10% |
2011-09-30 | 5 | 38 | 43 | 88.37% |
2011-08-31 | 5 | 38 | 43 | 88.37% |
2011-07-31 | 7 | 36 | 43 | 83.72% |
2011-06-30 | 8 | 36 | 44 | 81.82% |
2011-05-31 | 7 | 36 | 43 | 83.72% |
2011-04-30 | 6 | 37 | 43 | 86.05% |
2011-03-31 | 6 | 37 | 43 | 86.05% |
2011-02-28 | 7 | 38 | 45 | 84.44% |
2011-01-31 | 7 | 37 | 44 | 84.09% |
2010-12-31 | 7 | 37 | 44 | 84.09% |
2010-11-30 | 7 | 37 | 44 | 84.09% |
2010-10-31 | 8 | 37 | 45 | 82.22% |
2010-09-30 | 8 | 35 | 43 | 81.40% |
2010-08-31 | 8 | 34 | 42 | 80.95% |
2010-07-31 | 8 | 32 | 40 | 80.00% |
2010-06-30 | 8 | 32 | 40 | 80.00% |
2010-05-31 | 8 | 35 | 43 | 81.40% |
2010-04-30 | 8 | 35 | 43 | 81.40% |
2010-03-31 | 8 | 33 | 41 | 80.49% |
2010-02-28 | 8 | 33 | 41 | 80.49% |
2010-01-31 | 8 | 32 | 40 | 80.00% |
2009-12-31 | 8 | 32 | 40 | 80.00% |
2009-11-30 | 9 | 32 | 41 | 78.05% |
2009-10-31 | 9 | 32 | 41 | 78.05% |
2009-09-30 | 9 | 31 | 40 | 77.50% |
2009-08-31 | 9 | 30 | 39 | 76.92% |
2009-07-31 | 9 | 30 | 39 | 76.92% |
2009-06-30 | 11 | 29 | 40 | 72.50% |
2009-05-31 | 11 | 28 | 39 | 71.79% |
2009-04-30 | 10 | 29 | 39 | 74.36% |
2009-03-31 | 9 | 30 | 39 | 76.92% |
2009-02-28 | 9 | 30 | 39 | 76.92% |
2009-01-31 | 9 | 30 | 39 | 76.92% |
2008-12-31 | 9 | 32 | 41 | 78.05% |
2008-11-30 | 9 | 35 | 44 | 79.55% |
2008-10-31 | 9 | 36 | 45 | 80.00% |
2008-09-30 | 9 | 36 | 45 | 80.00% |
2008-08-31 | 10 | 37 | 47 | 78.72% |
2008-07-31 | 11 | 35 | 46 | 76.09% |
2008-06-30 | 10 | 35 | 45 | 77.78% |
2008-05-31 | 11 | 33 | 44 | 75.00% |
2008-04-30 | 11 | 34 | 45 | 75.56% |
2008-03-31 | 12 | 33 | 45 | 73.33% |
2008-02-29 | 12 | 35 | 47 | 74.47% |
2008-01-31 | 12 | 34 | 46 | 73.91% |
2007-12-31 | 12 | 32 | 44 | 72.73% |
2007-11-30 | 11 | 32 | 43 | 74.42% |
2007-10-31 | 11 | 31 | 42 | 73.81% |
2007-09-30 | 10 | 31 | 41 | 75.61% |
2007-08-31 | 10 | 29 | 39 | 74.36% |
2007-07-31 | 10 | 29 | 39 | 74.36% |
2007-06-30 | 8 | 30 | 38 | 78.95% |
2007-05-31 | 8 | 29 | 37 | 78.38% |
2007-04-30 | 8 | 27 | 35 | 77.14% |
2007-03-31 | 9 | 27 | 36 | 75.00% |
2007-02-28 | 9 | 27 | 36 | 75.00% |
2007-01-31 | 9 | 25 | 34 | 73.53% |
2006-12-31 | 8 | 27 | 35 | 77.14% |
2006-11-30 | 8 | 27 | 35 | 77.14% |
2006-10-31 | 8 | 27 | 35 | 77.14% |
2006-09-30 | 8 | 27 | 35 | 77.14% |
2006-08-31 | 4 | 27 | 31 | 87.10% |
2006-07-31 | 5 | 26 | 31 | 83.87% |
2006-06-30 | 5 | 23 | 28 | 82.14% |
2006-05-31 | 5 | 23 | 28 | 82.14% |
2006-04-30 | 5 | 23 | 28 | 82.14% |
2006-03-31 | 5 | 23 | 28 | 82.14% |
2006-02-28 | 5 | 23 | 28 | 82.14% |
2006-01-31 | 5 | 23 | 28 | 82.14% |
2005-12-31 | 5 | 24 | 29 | 82.76% |
2005-11-30 | 5 | 24 | 29 | 82.76% |
2005-10-31 | 5 | 22 | 27 | 81.48% |
2005-09-30 | 5 | 19 | 24 | 79.17% |
2005-08-31 | 5 | 18 | 23 | 78.26% |
2005-07-31 | 5 | 18 | 23 | 78.26% |
2005-06-30 | 5 | 18 | 23 | 78.26% |
2005-05-31 | 6 | 18 | 24 | 75.00% |
2005-04-30 | 6 | 18 | 24 | 75.00% |
2005-03-31 | 5 | 19 | 24 | 79.17% |
2005-02-28 | 5 | 19 | 24 | 79.17% |
2005-01-31 | 4 | 21 | 25 | 84.00% |
2004-12-31 | 5 | 22 | 27 | 81.48% |
2004-11-30 | 5 | 23 | 28 | 82.14% |
2004-10-31 | 5 | 22 | 27 | 81.48% |
2004-09-30 | 5 | 23 | 28 | 82.14% |
2004-08-31 | 5 | 23 | 28 | 82.14% |
2004-07-31 | 5 | 23 | 28 | 82.14% |
2004-06-30 | 5 | 23 | 28 | 82.14% |
2004-05-31 | 5 | 24 | 29 | 82.76% |
2004-04-30 | 5 | 23 | 28 | 82.14% |
2004-03-31 | 5 | 24 | 29 | 82.76% |
2004-02-29 | 5 | 24 | 29 | 82.76% |
2004-01-31 | 5 | 25 | 30 | 83.33% |
2003-12-31 | 5 | 25 | 30 | 83.33% |
2003-11-30 | 5 | 25 | 30 | 83.33% |
2003-10-31 | 5 | 24 | 29 | 82.76% |
2003-09-30 | 5 | 23 | 28 | 82.14% |
2003-08-31 | 5 | 22 | 27 | 81.48% |
2003-07-31 | 5 | 24 | 29 | 82.76% |
2003-06-30 | 4 | 26 | 30 | 86.67% |
2003-05-31 | 5 | 26 | 31 | 83.87% |
2003-04-30 | 5 | 26 | 31 | 83.87% |
2003-03-31 | 5 | 25 | 30 | 83.33% |
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