GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-08-10 24 497 521 95.39%
2024-07-31 25 492 517 95.16%
2024-06-30 25 475 500 95.00%
2024-05-31 22 480 502 95.62%
2024-04-30 21 479 500 95.80%
2024-03-31 21 480 501 95.81%
2024-02-29 21 483 504 95.83%
2024-01-31 20 479 499 95.99%
2023-12-31 19 477 496 96.17%
2023-11-30 19 478 497 96.18%
2023-10-31 19 484 503 96.22%
2023-09-30 19 486 505 96.24%
2023-08-31 19 489 508 96.26%
2023-07-31 18 483 501 96.41%
2023-06-30 18 476 494 96.36%
2023-05-31 17 481 498 96.59%
2023-04-30 18 481 499 96.39%
2023-03-31 19 481 500 96.20%
2023-02-28 21 475 496 95.77%
2023-01-31 21 477 498 95.78%
2022-12-31 21 503 524 95.99%
2022-11-30 21 501 522 95.98%
2022-10-31 21 503 524 95.99%
2022-09-30 22 506 528 95.83%
2022-08-31 22 502 524 95.80%
2022-07-31 22 490 512 95.70%
2022-06-30 22 490 512 95.70%
2022-05-31 23 494 517 95.55%
2022-04-30 23 500 523 95.60%
2022-03-31 24 502 526 95.44%
2022-02-28 24 505 529 95.46%
2022-01-31 24 505 529 95.46%
2021-12-31 24 496 520 95.38%
2021-11-30 24 496 520 95.38%
2021-10-31 24 486 510 95.29%
2021-09-30 25 486 511 95.11%
2021-08-31 25 482 507 95.07%
2021-07-31 25 477 502 95.02%
2021-06-30 25 465 490 94.90%
2021-05-31 25 468 493 94.93%
2021-04-30 24 469 493 95.13%
2021-03-31 24 470 494 95.14%
2021-02-28 24 467 491 95.11%
2021-01-31 25 481 506 95.06%
2020-12-31 24 476 500 95.20%
2020-11-30 22 479 501 95.61%
2020-10-31 20 484 504 96.03%
2020-09-30 19 484 503 96.22%
2020-08-31 20 478 498 95.98%
2020-07-31 20 473 493 95.94%
2020-06-30 20 468 488 95.90%
2020-05-31 21 465 486 95.68%
2020-04-30 21 458 479 95.62%
2020-03-31 21 456 477 95.60%
2020-02-29 21 457 478 95.61%
2020-01-31 21 458 479 95.62%
2019-12-31 22 453 475 95.37%
2019-11-30 21 449 470 95.53%
2019-10-31 22 452 474 95.36%
2019-09-30 21 449 470 95.53%
2019-08-31 21 448 469 95.52%
2019-07-31 20 442 462 95.67%
2019-06-30 21 444 465 95.48%
2019-05-31 20 443 463 95.68%
2019-04-30 20 446 466 95.71%
2019-03-31 19 448 467 95.93%
2019-02-28 20 455 475 95.79%
2019-01-31 20 456 476 95.80%
2018-12-31 20 448 468 95.73%
2018-11-30 20 445 465 95.70%
2018-10-31 20 442 462 95.67%
2018-09-30 20 433 453 95.58%
2018-08-31 20 430 450 95.56%
2018-07-31 20 423 443 95.49%
2018-06-30 20 412 432 95.37%
2018-05-31 20 412 432 95.37%
2018-04-30 21 412 433 95.15%
2018-03-31 21 409 430 95.12%
2018-02-28 21 415 436 95.18%
2018-01-31 21 414 435 95.17%
2017-12-31 21 407 428 95.09%
2017-11-30 19 410 429 95.57%
2017-10-31 19 410 429 95.57%
2017-09-30 19 407 426 95.54%
2017-08-31 20 403 423 95.27%
2017-07-31 20 393 413 95.16%
2017-06-30 20 388 408 95.10%
2017-05-31 20 383 403 95.04%
2017-04-30 20 387 407 95.09%
2017-03-31 19 391 410 95.37%
2017-02-28 19 393 412 95.39%
2017-01-31 18 400 418 95.69%
2016-12-31 18 396 414 95.65%
2016-11-30 18 399 417 95.68%
2016-10-31 17 397 414 95.89%
2016-09-30 11 95 106 89.62%
2016-08-31 11 98 109 89.91%
2016-07-31 11 96 107 89.72%
2016-06-30 10 96 106 90.57%
2016-05-31 10 100 110 90.91%
2016-04-30 12 102 114 89.47%
2016-03-31 12 101 113 89.38%
2016-02-29 13 100 113 88.50%
2016-01-31 13 103 116 88.79%
2015-12-31 13 102 115 88.70%
2015-11-30 13 103 116 88.79%
2015-10-31 13 103 116 88.79%
2015-09-30 13 102 115 88.70%
2015-08-31 13 98 111 88.29%
2015-07-31 13 90 103 87.38%
2015-06-30 13 87 100 87.00%
2015-05-31 13 89 102 87.25%
2015-04-30 13 87 100 87.00%
2015-03-31 13 86 99 86.87%
2015-02-28 13 83 96 86.46%
2015-01-31 13 85 98 86.73%
2014-12-31 13 84 97 86.60%
2014-11-30 13 86 99 86.87%
2014-10-31 13 86 99 86.87%
2014-09-30 13 80 93 86.02%
2014-08-31 12 78 90 86.67%
2014-07-31 12 72 84 85.71%
2014-06-30 12 69 81 85.19%
2014-05-31 12 67 79 84.81%
2014-04-30 12 68 80 85.00%
2014-03-31 12 70 82 85.37%
2014-02-28 12 71 83 85.54%
2014-01-31 12 76 88 86.36%
2013-12-31 12 77 89 86.52%
2013-11-30 11 77 88 87.50%
2013-10-31 11 77 88 87.50%
2013-09-30 12 76 88 86.36%
2013-08-31 12 75 87 86.21%
2013-07-31 12 71 83 85.54%
2013-06-30 12 72 84 85.71%
2013-05-31 13 70 83 84.34%
2013-04-30 13 67 80 83.75%
2013-03-31 13 68 81 83.95%
2013-02-28 13 73 86 84.88%
2013-01-31 13 72 85 84.71%
2012-12-31 13 73 86 84.88%
2012-11-30 13 73 86 84.88%
2012-10-31 13 72 85 84.71%
2012-09-30 13 69 82 84.15%
2012-08-31 12 70 82 85.37%
2012-07-31 12 63 75 84.00%
2012-06-30 9 69 78 88.46%
2012-05-31 9 66 75 88.00%
2012-04-30 8 64 72 88.89%
2012-03-31 8 35 43 81.40%
2012-02-29 7 36 43 83.72%
2012-01-31 7 37 44 84.09%
2011-12-31 7 36 43 83.72%
2011-11-30 5 37 42 88.10%
2011-10-31 5 37 42 88.10%
2011-09-30 5 38 43 88.37%
2011-08-31 5 38 43 88.37%
2011-07-31 7 36 43 83.72%
2011-06-30 8 36 44 81.82%
2011-05-31 7 36 43 83.72%
2011-04-30 6 37 43 86.05%
2011-03-31 6 37 43 86.05%
2011-02-28 7 38 45 84.44%
2011-01-31 7 37 44 84.09%
2010-12-31 7 37 44 84.09%
2010-11-30 7 37 44 84.09%
2010-10-31 8 37 45 82.22%
2010-09-30 8 35 43 81.40%
2010-08-31 8 34 42 80.95%
2010-07-31 8 32 40 80.00%
2010-06-30 8 32 40 80.00%
2010-05-31 8 35 43 81.40%
2010-04-30 8 35 43 81.40%
2010-03-31 8 33 41 80.49%
2010-02-28 8 33 41 80.49%
2010-01-31 8 32 40 80.00%
2009-12-31 8 32 40 80.00%
2009-11-30 9 32 41 78.05%
2009-10-31 9 32 41 78.05%
2009-09-30 9 31 40 77.50%
2009-08-31 9 30 39 76.92%
2009-07-31 9 30 39 76.92%
2009-06-30 11 29 40 72.50%
2009-05-31 11 28 39 71.79%
2009-04-30 10 29 39 74.36%
2009-03-31 9 30 39 76.92%
2009-02-28 9 30 39 76.92%
2009-01-31 9 30 39 76.92%
2008-12-31 9 32 41 78.05%
2008-11-30 9 35 44 79.55%
2008-10-31 9 36 45 80.00%
2008-09-30 9 36 45 80.00%
2008-08-31 10 37 47 78.72%
2008-07-31 11 35 46 76.09%
2008-06-30 10 35 45 77.78%
2008-05-31 11 33 44 75.00%
2008-04-30 11 34 45 75.56%
2008-03-31 12 33 45 73.33%
2008-02-29 12 35 47 74.47%
2008-01-31 12 34 46 73.91%
2007-12-31 12 32 44 72.73%
2007-11-30 11 32 43 74.42%
2007-10-31 11 31 42 73.81%
2007-09-30 10 31 41 75.61%
2007-08-31 10 29 39 74.36%
2007-07-31 10 29 39 74.36%
2007-06-30 8 30 38 78.95%
2007-05-31 8 29 37 78.38%
2007-04-30 8 27 35 77.14%
2007-03-31 9 27 36 75.00%
2007-02-28 9 27 36 75.00%
2007-01-31 9 25 34 73.53%
2006-12-31 8 27 35 77.14%
2006-11-30 8 27 35 77.14%
2006-10-31 8 27 35 77.14%
2006-09-30 8 27 35 77.14%
2006-08-31 4 27 31 87.10%
2006-07-31 5 26 31 83.87%
2006-06-30 5 23 28 82.14%
2006-05-31 5 23 28 82.14%
2006-04-30 5 23 28 82.14%
2006-03-31 5 23 28 82.14%
2006-02-28 5 23 28 82.14%
2006-01-31 5 23 28 82.14%
2005-12-31 5 24 29 82.76%
2005-11-30 5 24 29 82.76%
2005-10-31 5 22 27 81.48%
2005-09-30 5 19 24 79.17%
2005-08-31 5 18 23 78.26%
2005-07-31 5 18 23 78.26%
2005-06-30 5 18 23 78.26%
2005-05-31 6 18 24 75.00%
2005-04-30 6 18 24 75.00%
2005-03-31 5 19 24 79.17%
2005-02-28 5 19 24 79.17%
2005-01-31 4 21 25 84.00%
2004-12-31 5 22 27 81.48%
2004-11-30 5 23 28 82.14%
2004-10-31 5 22 27 81.48%
2004-09-30 5 23 28 82.14%
2004-08-31 5 23 28 82.14%
2004-07-31 5 23 28 82.14%
2004-06-30 5 23 28 82.14%
2004-05-31 5 24 29 82.76%
2004-04-30 5 23 28 82.14%
2004-03-31 5 24 29 82.76%
2004-02-29 5 24 29 82.76%
2004-01-31 5 25 30 83.33%
2003-12-31 5 25 30 83.33%
2003-11-30 5 25 30 83.33%
2003-10-31 5 24 29 82.76%
2003-09-30 5 23 28 82.14%
2003-08-31 5 22 27 81.48%
2003-07-31 5 24 29 82.76%
2003-06-30 4 26 30 86.67%
2003-05-31 5 26 31 83.87%
2003-04-30 5 26 31 83.87%
2003-03-31 5 25 30 83.33%

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