HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-05 | 13 | 129 | 142 | 90.85% |
2024-08-31 | 13 | 129 | 142 | 90.85% |
2024-07-31 | 13 | 127 | 140 | 90.71% |
2024-06-30 | 14 | 127 | 141 | 90.07% |
2024-05-31 | 14 | 127 | 141 | 90.07% |
2024-04-30 | 14 | 125 | 139 | 89.93% |
2024-03-31 | 14 | 125 | 139 | 89.93% |
2024-02-29 | 14 | 121 | 135 | 89.63% |
2024-01-31 | 14 | 119 | 133 | 89.47% |
2023-12-31 | 14 | 120 | 134 | 89.55% |
2023-11-30 | 14 | 122 | 136 | 89.71% |
2023-10-31 | 12 | 124 | 136 | 91.18% |
2023-09-30 | 12 | 122 | 134 | 91.04% |
2023-08-31 | 12 | 122 | 134 | 91.04% |
2023-07-31 | 12 | 123 | 135 | 91.11% |
2023-06-30 | 12 | 122 | 134 | 91.04% |
2023-05-31 | 11 | 120 | 131 | 91.60% |
2023-04-30 | 11 | 118 | 129 | 91.47% |
2023-03-31 | 9 | 120 | 129 | 93.02% |
2023-02-28 | 10 | 116 | 126 | 92.06% |
2023-01-31 | 10 | 117 | 127 | 92.13% |
2022-12-31 | 9 | 116 | 125 | 92.80% |
2022-11-30 | 11 | 116 | 127 | 91.34% |
2022-10-31 | 10 | 117 | 127 | 92.13% |
2022-09-30 | 10 | 105 | 115 | 91.30% |
2022-08-31 | 10 | 100 | 110 | 90.91% |
2022-07-31 | 10 | 98 | 108 | 90.74% |
2022-06-30 | 9 | 96 | 105 | 91.43% |
2022-05-31 | 8 | 97 | 105 | 92.38% |
2022-04-30 | 8 | 91 | 99 | 91.92% |
2022-03-31 | 9 | 89 | 98 | 90.82% |
2022-02-28 | 9 | 88 | 97 | 90.72% |
2022-01-31 | 9 | 89 | 98 | 90.82% |
2021-12-31 | 10 | 88 | 98 | 89.80% |
2021-11-30 | 10 | 86 | 96 | 89.58% |
2021-10-31 | 10 | 79 | 89 | 88.76% |
2021-09-30 | 7 | 79 | 86 | 91.86% |
2021-08-31 | 7 | 76 | 83 | 91.57% |
2021-07-31 | 8 | 71 | 79 | 89.87% |
2021-06-30 | 8 | 74 | 82 | 90.24% |
2021-05-31 | 8 | 75 | 83 | 90.36% |
2021-04-30 | 8 | 78 | 86 | 90.70% |
2021-03-31 | 8 | 84 | 92 | 91.30% |
2021-02-28 | 8 | 85 | 93 | 91.40% |
2021-01-31 | 8 | 84 | 92 | 91.30% |
2020-12-31 | 8 | 83 | 91 | 91.21% |
2020-11-30 | 7 | 84 | 91 | 92.31% |
2020-10-31 | 7 | 85 | 92 | 92.39% |
2020-09-30 | 8 | 81 | 89 | 91.01% |
2020-08-31 | 7 | 78 | 85 | 91.76% |
2020-07-31 | 7 | 77 | 84 | 91.67% |
2020-06-30 | 8 | 79 | 87 | 90.80% |
2020-05-31 | 10 | 80 | 90 | 88.89% |
2020-04-30 | 10 | 79 | 89 | 88.76% |
2020-03-31 | 10 | 79 | 89 | 88.76% |
2020-02-29 | 9 | 80 | 89 | 89.89% |
2020-01-31 | 9 | 78 | 87 | 89.66% |
2019-12-31 | 9 | 78 | 87 | 89.66% |
2019-11-30 | 9 | 78 | 87 | 89.66% |
2019-10-31 | 10 | 76 | 86 | 88.37% |
2019-09-30 | 10 | 74 | 84 | 88.10% |
2019-08-31 | 10 | 72 | 82 | 87.80% |
2019-07-31 | 10 | 70 | 80 | 87.50% |
2019-06-30 | 10 | 72 | 82 | 87.80% |
2019-05-31 | 11 | 71 | 82 | 86.59% |
2019-04-30 | 11 | 72 | 83 | 86.75% |
2019-03-31 | 11 | 71 | 82 | 86.59% |
2019-02-28 | 11 | 72 | 83 | 86.75% |
2019-01-31 | 10 | 75 | 85 | 88.24% |
2018-12-31 | 10 | 73 | 83 | 87.95% |
2018-11-30 | 10 | 77 | 87 | 88.51% |
2018-10-31 | 10 | 77 | 87 | 88.51% |
2018-09-30 | 10 | 73 | 83 | 87.95% |
2018-08-31 | 8 | 70 | 78 | 89.74% |
2018-07-31 | 8 | 70 | 78 | 89.74% |
2018-06-30 | 8 | 69 | 77 | 89.61% |
2018-05-31 | 8 | 69 | 77 | 89.61% |
2018-04-30 | 8 | 69 | 77 | 89.61% |
2018-03-31 | 8 | 71 | 79 | 89.87% |
2018-02-28 | 9 | 72 | 81 | 88.89% |
2018-01-31 | 9 | 72 | 81 | 88.89% |
2017-12-31 | 9 | 72 | 81 | 88.89% |
2017-11-30 | 8 | 71 | 79 | 89.87% |
2017-10-31 | 7 | 71 | 78 | 91.03% |
2017-09-30 | 7 | 70 | 77 | 90.91% |
2017-08-31 | 8 | 70 | 78 | 89.74% |
2017-07-31 | 9 | 69 | 78 | 88.46% |
2017-06-30 | 9 | 70 | 79 | 88.61% |
2017-05-31 | 9 | 70 | 79 | 88.61% |
2017-04-30 | 9 | 70 | 79 | 88.61% |
2017-03-31 | 9 | 73 | 82 | 89.02% |
2017-02-28 | 9 | 72 | 81 | 88.89% |
2017-01-31 | 9 | 69 | 78 | 88.46% |
2016-12-31 | 9 | 69 | 78 | 88.46% |
2016-11-30 | 9 | 68 | 77 | 88.31% |
2016-10-31 | 9 | 67 | 76 | 88.16% |
2016-09-30 | 9 | 67 | 76 | 88.16% |
2016-08-31 | 8 | 68 | 76 | 89.47% |
2016-07-31 | 7 | 68 | 75 | 90.67% |
2016-06-30 | 7 | 66 | 73 | 90.41% |
2016-05-31 | 6 | 69 | 75 | 92.00% |
2016-04-30 | 6 | 69 | 75 | 92.00% |
2016-03-31 | 6 | 70 | 76 | 92.11% |
2016-02-29 | 6 | 70 | 76 | 92.11% |
2016-01-31 | 4 | 70 | 74 | 94.59% |
2015-12-31 | 4 | 74 | 78 | 94.87% |
2015-11-30 | 4 | 75 | 79 | 94.94% |
2015-10-31 | 4 | 75 | 79 | 94.94% |
2015-09-30 | 4 | 74 | 78 | 94.87% |
2015-08-31 | 4 | 72 | 76 | 94.74% |
2015-07-31 | 4 | 68 | 72 | 94.44% |
2015-06-30 | 4 | 73 | 77 | 94.81% |
2015-05-31 | 5 | 75 | 80 | 93.75% |
2015-04-30 | 5 | 77 | 82 | 93.90% |
2015-03-31 | 5 | 79 | 84 | 94.05% |
2015-02-28 | 5 | 80 | 85 | 94.12% |
2015-01-31 | 5 | 81 | 86 | 94.19% |
2014-12-31 | 5 | 81 | 86 | 94.19% |
2014-11-30 | 5 | 81 | 86 | 94.19% |
2014-10-31 | 5 | 81 | 86 | 94.19% |
2014-09-30 | 5 | 78 | 83 | 93.98% |
2014-08-31 | 5 | 73 | 78 | 93.59% |
2014-07-31 | 6 | 72 | 78 | 92.31% |
2014-06-30 | 6 | 73 | 79 | 92.41% |
2014-05-31 | 6 | 74 | 80 | 92.50% |
2014-04-30 | 6 | 74 | 80 | 92.50% |
2014-03-31 | 6 | 76 | 82 | 92.68% |
2014-02-28 | 6 | 78 | 84 | 92.86% |
2014-01-31 | 6 | 78 | 84 | 92.86% |
2013-12-31 | 6 | 76 | 82 | 92.68% |
2013-11-30 | 6 | 75 | 81 | 92.59% |
2013-10-31 | 6 | 76 | 82 | 92.68% |
2013-09-30 | 6 | 91 | 97 | 93.81% |
2013-08-31 | 6 | 88 | 94 | 93.62% |
2013-07-31 | 6 | 89 | 95 | 93.68% |
2013-06-30 | 6 | 89 | 95 | 93.68% |
2013-05-31 | 6 | 93 | 99 | 93.94% |
2013-04-30 | 6 | 93 | 99 | 93.94% |
2013-03-31 | 6 | 93 | 99 | 93.94% |
2013-02-28 | 6 | 93 | 99 | 93.94% |
2013-01-31 | 6 | 91 | 97 | 93.81% |
2012-12-31 | 6 | 91 | 97 | 93.81% |
2012-11-30 | 6 | 91 | 97 | 93.81% |
2012-10-31 | 6 | 88 | 94 | 93.62% |
2012-09-30 | 6 | 90 | 96 | 93.75% |
2012-08-31 | 6 | 92 | 98 | 93.88% |
2012-07-31 | 6 | 84 | 90 | 93.33% |
2012-06-30 | 6 | 83 | 89 | 93.26% |
2012-05-31 | 6 | 86 | 92 | 93.48% |
2012-04-30 | 6 | 86 | 92 | 93.48% |
2012-03-31 | 6 | 88 | 94 | 93.62% |
2012-02-29 | 6 | 90 | 96 | 93.75% |
2012-01-31 | 6 | 89 | 95 | 93.68% |
2011-12-31 | 6 | 83 | 89 | 93.26% |
2011-11-30 | 6 | 81 | 87 | 93.10% |
2011-10-31 | 6 | 80 | 86 | 93.02% |
2011-09-30 | 6 | 82 | 88 | 93.18% |
2011-08-31 | 6 | 83 | 89 | 93.26% |
2011-07-31 | 6 | 80 | 86 | 93.02% |
2011-06-30 | 6 | 76 | 82 | 92.68% |
2011-05-31 | 6 | 73 | 79 | 92.41% |
2011-04-30 | 6 | 75 | 81 | 92.59% |
2011-03-31 | 6 | 77 | 83 | 92.77% |
2011-02-28 | 6 | 78 | 84 | 92.86% |
2011-01-31 | 6 | 77 | 83 | 92.77% |
2010-12-31 | 6 | 75 | 81 | 92.59% |
2010-11-30 | 5 | 75 | 80 | 93.75% |
2010-10-31 | 4 | 72 | 76 | 94.74% |
2010-09-30 | 5 | 70 | 75 | 93.33% |
2010-08-31 | 5 | 67 | 72 | 93.06% |
2010-07-31 | 4 | 63 | 67 | 94.03% |
2010-06-30 | 4 | 62 | 66 | 93.94% |
2010-05-31 | 4 | 60 | 64 | 93.75% |
2010-04-30 | 4 | 60 | 64 | 93.75% |
2010-03-31 | 4 | 58 | 62 | 93.55% |
2010-02-28 | 4 | 55 | 59 | 93.22% |
2010-01-31 | 4 | 53 | 57 | 92.98% |
2009-12-31 | 4 | 53 | 57 | 92.98% |
2009-11-30 | 4 | 50 | 54 | 92.59% |
2009-10-31 | 4 | 50 | 54 | 92.59% |
2009-09-30 | 4 | 49 | 53 | 92.45% |
2009-08-31 | 4 | 45 | 49 | 91.84% |
2009-07-31 | 4 | 46 | 50 | 92.00% |
2009-06-30 | 4 | 47 | 51 | 92.16% |
2009-05-31 | 5 | 50 | 55 | 90.91% |
2009-04-30 | 5 | 49 | 54 | 90.74% |
2009-03-31 | 5 | 44 | 49 | 89.80% |
2009-02-28 | 4 | 45 | 49 | 91.84% |
2009-01-31 | 4 | 46 | 50 | 92.00% |
2008-12-31 | 5 | 46 | 51 | 90.20% |
2008-11-30 | 5 | 45 | 50 | 90.00% |
2008-10-31 | 6 | 47 | 53 | 88.68% |
2008-09-30 | 6 | 44 | 50 | 88.00% |
2008-08-31 | 8 | 44 | 52 | 84.62% |
2008-07-31 | 8 | 44 | 52 | 84.62% |
2008-06-30 | 8 | 45 | 53 | 84.91% |
2008-05-31 | 8 | 43 | 51 | 84.31% |
2008-04-30 | 8 | 40 | 48 | 83.33% |
2008-03-31 | 8 | 40 | 48 | 83.33% |
2008-02-29 | 8 | 36 | 44 | 81.82% |
2008-01-31 | 8 | 31 | 39 | 79.49% |
2007-12-31 | 8 | 30 | 38 | 78.95% |
2007-11-30 | 7 | 29 | 36 | 80.56% |
2007-10-31 | 7 | 26 | 33 | 78.79% |
2007-09-30 | 7 | 26 | 33 | 78.79% |
2007-08-31 | 7 | 24 | 31 | 77.42% |
2007-07-31 | 5 | 21 | 26 | 80.77% |
2007-06-30 | 5 | 16 | 21 | 76.19% |
2007-05-31 | 4 | 18 | 22 | 81.82% |
2007-04-30 | 3 | 18 | 21 | 85.71% |
2007-03-31 | 3 | 22 | 25 | 88.00% |
2007-02-28 | 3 | 21 | 24 | 87.50% |
2007-01-31 | 3 | 20 | 23 | 86.96% |
2006-12-31 | 3 | 19 | 22 | 86.36% |
2006-11-30 | 3 | 18 | 21 | 85.71% |
2006-10-31 | 3 | 18 | 21 | 85.71% |
2006-09-30 | 3 | 18 | 21 | 85.71% |
2006-08-31 | 4 | 18 | 22 | 81.82% |
2006-07-31 | 5 | 16 | 21 | 76.19% |
2006-06-30 | 5 | 15 | 20 | 75.00% |
2006-05-31 | 5 | 16 | 21 | 76.19% |
2006-04-30 | 3 | 14 | 17 | 82.35% |
2006-03-31 | 4 | 13 | 17 | 76.47% |
2006-02-28 | 4 | 12 | 16 | 75.00% |
2006-01-31 | 3 | 13 | 16 | 81.25% |
2005-12-31 | 3 | 13 | 16 | 81.25% |
2005-11-30 | 3 | 10 | 13 | 76.92% |
2005-10-31 | 3 | 10 | 13 | 76.92% |
2005-09-30 | 3 | 12 | 15 | 80.00% |
2005-08-31 | 3 | 10 | 13 | 76.92% |
2005-07-31 | 3 | 8 | 11 | 72.73% |
2005-06-30 | 3 | 7 | 10 | 70.00% |
2005-05-31 | 3 | 8 | 11 | 72.73% |
2005-04-30 | 3 | 8 | 11 | 72.73% |
2005-03-31 | 3 | 8 | 11 | 72.73% |
2005-02-28 | 3 | 7 | 10 | 70.00% |
2005-01-31 | 3 | 7 | 10 | 70.00% |
2004-12-31 | 3 | 7 | 10 | 70.00% |
2004-11-30 | 3 | 8 | 11 | 72.73% |
2004-10-31 | 3 | 8 | 11 | 72.73% |
2004-09-30 | 3 | 9 | 12 | 75.00% |
2004-08-31 | 3 | 9 | 12 | 75.00% |
2004-07-31 | 3 | 9 | 12 | 75.00% |
2004-06-30 | 3 | 9 | 12 | 75.00% |
2004-05-31 | 3 | 9 | 12 | 75.00% |
2004-04-30 | 3 | 9 | 12 | 75.00% |
2004-03-31 | 3 | 10 | 13 | 76.92% |
2004-02-29 | 3 | 10 | 13 | 76.92% |
2004-01-31 | 3 | 10 | 13 | 76.92% |
2003-12-31 | 4 | 11 | 15 | 73.33% |
2003-11-30 | 4 | 11 | 15 | 73.33% |
2003-10-31 | 4 | 11 | 15 | 73.33% |
2003-09-30 | 4 | 11 | 15 | 73.33% |
2003-08-31 | 5 | 10 | 15 | 66.67% |
2003-07-31 | 5 | 10 | 15 | 66.67% |
2003-06-30 | 5 | 11 | 16 | 68.75% |
2003-05-31 | 5 | 11 | 16 | 68.75% |
2003-04-30 | 5 | 11 | 16 | 68.75% |
2003-03-31 | 5 | 11 | 16 | 68.75% |
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