Morgan Stanley Hong Kong Securities Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-23 | 18 | 346 | 364 | 95.05% |
2024-08-31 | 17 | 343 | 360 | 95.28% |
2024-07-31 | 16 | 341 | 357 | 95.52% |
2024-06-30 | 16 | 340 | 356 | 95.51% |
2024-05-31 | 15 | 349 | 364 | 95.88% |
2024-04-30 | 15 | 348 | 363 | 95.87% |
2024-03-31 | 15 | 351 | 366 | 95.90% |
2024-02-29 | 14 | 350 | 364 | 96.15% |
2024-01-31 | 13 | 355 | 368 | 96.47% |
2023-12-31 | 13 | 351 | 364 | 96.43% |
2023-11-30 | 13 | 350 | 363 | 96.42% |
2023-10-31 | 13 | 349 | 362 | 96.41% |
2023-09-30 | 14 | 352 | 366 | 96.17% |
2023-08-31 | 14 | 353 | 367 | 96.19% |
2023-07-31 | 14 | 349 | 363 | 96.14% |
2023-06-30 | 14 | 349 | 363 | 96.14% |
2023-05-31 | 14 | 347 | 361 | 96.12% |
2023-04-30 | 15 | 358 | 373 | 95.98% |
2023-03-31 | 16 | 353 | 369 | 95.66% |
2023-02-28 | 16 | 355 | 371 | 95.69% |
2023-01-31 | 17 | 346 | 363 | 95.32% |
2022-12-31 | 17 | 353 | 370 | 95.41% |
2022-11-30 | 17 | 356 | 373 | 95.44% |
2022-10-31 | 17 | 359 | 376 | 95.48% |
2022-09-30 | 17 | 357 | 374 | 95.45% |
2022-08-31 | 17 | 351 | 368 | 95.38% |
2022-07-31 | 17 | 351 | 368 | 95.38% |
2022-06-30 | 16 | 354 | 370 | 95.68% |
2022-05-31 | 16 | 359 | 375 | 95.73% |
2022-04-30 | 16 | 362 | 378 | 95.77% |
2022-03-31 | 16 | 360 | 376 | 95.74% |
2022-02-28 | 15 | 366 | 381 | 96.06% |
2022-01-31 | 15 | 370 | 385 | 96.10% |
2021-12-31 | 15 | 377 | 392 | 96.17% |
2021-11-30 | 15 | 379 | 394 | 96.19% |
2021-10-31 | 14 | 387 | 401 | 96.51% |
2021-09-30 | 14 | 384 | 398 | 96.48% |
2021-08-31 | 14 | 383 | 397 | 96.47% |
2021-07-31 | 14 | 370 | 384 | 96.35% |
2021-06-30 | 14 | 368 | 382 | 96.34% |
2021-05-31 | 15 | 367 | 382 | 96.07% |
2021-04-30 | 15 | 364 | 379 | 96.04% |
2021-03-31 | 15 | 360 | 375 | 96.00% |
2021-02-28 | 15 | 357 | 372 | 95.97% |
2021-01-31 | 17 | 363 | 380 | 95.53% |
2020-12-31 | 17 | 368 | 385 | 95.58% |
2020-11-30 | 18 | 366 | 384 | 95.31% |
2020-10-31 | 17 | 370 | 387 | 95.61% |
2020-09-30 | 17 | 363 | 380 | 95.53% |
2020-08-31 | 17 | 361 | 378 | 95.50% |
2020-07-31 | 17 | 360 | 377 | 95.49% |
2020-06-30 | 17 | 356 | 373 | 95.44% |
2020-05-31 | 17 | 358 | 375 | 95.47% |
2020-04-30 | 17 | 354 | 371 | 95.42% |
2020-03-31 | 16 | 356 | 372 | 95.70% |
2020-02-29 | 15 | 355 | 370 | 95.95% |
2020-01-31 | 15 | 351 | 366 | 95.90% |
2019-12-31 | 12 | 354 | 366 | 96.72% |
2019-11-30 | 13 | 360 | 373 | 96.51% |
2019-10-31 | 12 | 360 | 372 | 96.77% |
2019-09-30 | 13 | 356 | 369 | 96.48% |
2019-08-31 | 13 | 356 | 369 | 96.48% |
2019-07-31 | 14 | 350 | 364 | 96.15% |
2019-06-30 | 14 | 348 | 362 | 96.13% |
2019-05-31 | 14 | 351 | 365 | 96.16% |
2019-04-30 | 14 | 361 | 375 | 96.27% |
2019-03-31 | 14 | 359 | 373 | 96.25% |
2019-02-28 | 14 | 359 | 373 | 96.25% |
2019-01-31 | 14 | 353 | 367 | 96.19% |
2018-12-31 | 13 | 349 | 362 | 96.41% |
2018-11-30 | 13 | 351 | 364 | 96.43% |
2018-10-31 | 15 | 347 | 362 | 95.86% |
2018-09-30 | 15 | 341 | 356 | 95.79% |
2018-08-31 | 15 | 341 | 356 | 95.79% |
2018-07-31 | 15 | 332 | 347 | 95.68% |
2018-06-30 | 15 | 325 | 340 | 95.59% |
2018-05-31 | 14 | 327 | 341 | 95.89% |
2018-04-30 | 14 | 320 | 334 | 95.81% |
2018-03-31 | 14 | 322 | 336 | 95.83% |
2018-02-28 | 14 | 324 | 338 | 95.86% |
2018-01-31 | 14 | 330 | 344 | 95.93% |
2017-12-31 | 14 | 336 | 350 | 96.00% |
2017-11-30 | 14 | 340 | 354 | 96.05% |
2017-10-31 | 15 | 335 | 350 | 95.71% |
2017-09-30 | 14 | 332 | 346 | 95.95% |
2017-08-31 | 14 | 332 | 346 | 95.95% |
2017-07-31 | 14 | 327 | 341 | 95.89% |
2017-06-30 | 14 | 329 | 343 | 95.92% |
2017-05-31 | 14 | 329 | 343 | 95.92% |
2017-04-30 | 14 | 332 | 346 | 95.95% |
2017-03-31 | 14 | 331 | 345 | 95.94% |
2017-02-28 | 15 | 331 | 346 | 95.66% |
2017-01-31 | 16 | 334 | 350 | 95.43% |
2016-12-31 | 15 | 334 | 349 | 95.70% |
2016-11-30 | 15 | 333 | 348 | 95.69% |
2016-10-31 | 15 | 337 | 352 | 95.74% |
2016-09-30 | 15 | 334 | 349 | 95.70% |
2016-08-31 | 15 | 333 | 348 | 95.69% |
2016-07-31 | 15 | 335 | 350 | 95.71% |
2016-06-30 | 16 | 338 | 354 | 95.48% |
2016-05-31 | 16 | 333 | 349 | 95.42% |
2016-04-30 | 16 | 337 | 353 | 95.47% |
2016-03-31 | 16 | 341 | 357 | 95.52% |
2016-02-29 | 16 | 340 | 356 | 95.51% |
2016-01-31 | 16 | 344 | 360 | 95.56% |
2015-12-31 | 16 | 351 | 367 | 95.64% |
2015-11-30 | 15 | 365 | 380 | 96.05% |
2015-10-31 | 15 | 366 | 381 | 96.06% |
2015-09-30 | 15 | 365 | 380 | 96.05% |
2015-08-31 | 15 | 366 | 381 | 96.06% |
2015-07-31 | 15 | 351 | 366 | 95.90% |
2015-06-30 | 15 | 350 | 365 | 95.89% |
2015-05-31 | 14 | 351 | 365 | 96.16% |
2015-04-30 | 14 | 353 | 367 | 96.19% |
2015-03-31 | 14 | 354 | 368 | 96.20% |
2015-02-28 | 14 | 350 | 364 | 96.15% |
2015-01-31 | 14 | 350 | 364 | 96.15% |
2014-12-31 | 15 | 342 | 357 | 95.80% |
2014-11-30 | 13 | 345 | 358 | 96.37% |
2014-10-31 | 13 | 348 | 361 | 96.40% |
2014-09-30 | 13 | 344 | 357 | 96.36% |
2014-08-31 | 13 | 340 | 353 | 96.32% |
2014-07-31 | 13 | 343 | 356 | 96.35% |
2014-06-30 | 13 | 337 | 350 | 96.29% |
2014-05-31 | 13 | 347 | 360 | 96.39% |
2014-04-30 | 13 | 343 | 356 | 96.35% |
2014-03-31 | 13 | 341 | 354 | 96.33% |
2014-02-28 | 13 | 337 | 350 | 96.29% |
2014-01-31 | 14 | 335 | 349 | 95.99% |
2013-12-31 | 15 | 328 | 343 | 95.63% |
2013-11-30 | 14 | 327 | 341 | 95.89% |
2013-10-31 | 12 | 323 | 335 | 96.42% |
2013-09-30 | 11 | 323 | 334 | 96.71% |
2013-08-31 | 11 | 323 | 334 | 96.71% |
2013-07-31 | 12 | 328 | 340 | 96.47% |
2013-06-30 | 12 | 326 | 338 | 96.45% |
2013-05-31 | 12 | 327 | 339 | 96.46% |
2013-04-30 | 13 | 324 | 337 | 96.14% |
2013-03-31 | 14 | 326 | 340 | 95.88% |
2013-02-28 | 14 | 325 | 339 | 95.87% |
2013-01-31 | 15 | 329 | 344 | 95.64% |
2012-12-31 | 15 | 347 | 362 | 95.86% |
2012-11-30 | 15 | 348 | 363 | 95.87% |
2012-10-31 | 16 | 349 | 365 | 95.62% |
2012-09-30 | 16 | 349 | 365 | 95.62% |
2012-08-31 | 16 | 348 | 364 | 95.60% |
2012-07-31 | 16 | 348 | 364 | 95.60% |
2012-06-30 | 16 | 345 | 361 | 95.57% |
2012-05-31 | 16 | 353 | 369 | 95.66% |
2012-04-30 | 14 | 575 | 589 | 97.62% |
2012-03-31 | 14 | 580 | 594 | 97.64% |
2012-02-29 | 13 | 583 | 596 | 97.82% |
2012-01-31 | 13 | 583 | 596 | 97.82% |
2011-12-31 | 12 | 598 | 610 | 98.03% |
2011-11-30 | 12 | 602 | 614 | 98.05% |
2011-10-31 | 12 | 595 | 607 | 98.02% |
2011-09-30 | 11 | 596 | 607 | 98.19% |
2011-08-31 | 13 | 591 | 604 | 97.85% |
2011-07-31 | 13 | 581 | 594 | 97.81% |
2011-06-30 | 13 | 564 | 577 | 97.75% |
2011-05-31 | 13 | 563 | 576 | 97.74% |
2011-04-30 | 14 | 553 | 567 | 97.53% |
2011-03-31 | 14 | 540 | 554 | 97.47% |
2011-02-28 | 13 | 533 | 546 | 97.62% |
2011-01-31 | 13 | 534 | 547 | 97.62% |
2010-12-31 | 13 | 535 | 548 | 97.63% |
2010-11-30 | 12 | 138 | 150 | 92.00% |
2010-10-31 | 9 | 140 | 149 | 93.96% |
2010-09-30 | 7 | 141 | 148 | 95.27% |
2010-08-31 | 7 | 139 | 146 | 95.21% |
2010-07-31 | 7 | 140 | 147 | 95.24% |
2010-06-30 | 6 | 134 | 140 | 95.71% |
2010-05-31 | 6 | 129 | 135 | 95.56% |
2010-04-30 | 6 | 122 | 128 | 95.31% |
2010-03-31 | 6 | 119 | 125 | 95.20% |
2010-02-28 | 6 | 122 | 128 | 95.31% |
2010-01-31 | 5 | 119 | 124 | 95.97% |
2009-12-31 | 5 | 115 | 120 | 95.83% |
2009-11-30 | 5 | 114 | 119 | 95.80% |
2009-10-31 | 5 | 112 | 117 | 95.73% |
2009-09-30 | 5 | 108 | 113 | 95.58% |
2009-08-31 | 5 | 105 | 110 | 95.45% |
2009-07-31 | 5 | 101 | 106 | 95.28% |
2009-06-30 | 5 | 102 | 107 | 95.33% |
2009-05-31 | 5 | 101 | 106 | 95.28% |
2009-04-30 | 5 | 100 | 105 | 95.24% |
2009-03-31 | 5 | 98 | 103 | 95.15% |
2009-02-28 | 6 | 100 | 106 | 94.34% |
2009-01-31 | 6 | 104 | 110 | 94.55% |
2008-12-31 | 6 | 104 | 110 | 94.55% |
2008-11-30 | 6 | 103 | 109 | 94.50% |
2008-10-31 | 6 | 120 | 126 | 95.24% |
2008-09-30 | 6 | 118 | 124 | 95.16% |
2008-08-31 | 6 | 117 | 123 | 95.12% |
2008-07-31 | 6 | 114 | 120 | 95.00% |
2008-06-30 | 6 | 117 | 123 | 95.12% |
2008-05-31 | 6 | 117 | 123 | 95.12% |
2008-04-30 | 6 | 115 | 121 | 95.04% |
2008-03-31 | 6 | 114 | 120 | 95.00% |
2008-02-29 | 6 | 111 | 117 | 94.87% |
2008-01-31 | 6 | 107 | 113 | 94.69% |
2007-12-31 | 6 | 104 | 110 | 94.55% |
2007-11-30 | 5 | 103 | 108 | 95.37% |
2007-10-31 | 4 | 104 | 108 | 96.30% |
2007-09-30 | 4 | 96 | 100 | 96.00% |
2007-08-31 | 4 | 94 | 98 | 95.92% |
2007-07-31 | 4 | 86 | 90 | 95.56% |
2007-06-30 | 4 | 78 | 82 | 95.12% |
2007-05-31 | 4 | 78 | 82 | 95.12% |
2007-04-30 | 4 | 75 | 79 | 94.94% |
2007-03-31 | 4 | 74 | 78 | 94.87% |
2007-02-28 | 4 | 69 | 73 | 94.52% |
2007-01-31 | 4 | 66 | 70 | 94.29% |
2006-12-31 | 4 | 67 | 71 | 94.37% |
2006-11-30 | 4 | 67 | 71 | 94.37% |
2006-10-31 | 4 | 64 | 68 | 94.12% |
2006-09-30 | 4 | 62 | 66 | 93.94% |
2006-08-31 | 4 | 59 | 63 | 93.65% |
2006-07-31 | 4 | 56 | 60 | 93.33% |
2006-06-30 | 4 | 54 | 58 | 93.10% |
2006-05-31 | 4 | 52 | 56 | 92.86% |
2006-04-30 | 4 | 47 | 51 | 92.16% |
2006-03-31 | 5 | 44 | 49 | 89.80% |
2006-02-28 | 5 | 45 | 50 | 90.00% |
2006-01-31 | 4 | 44 | 48 | 91.67% |
2005-12-31 | 4 | 45 | 49 | 91.84% |
2005-11-30 | 4 | 44 | 48 | 91.67% |
2005-10-31 | 4 | 44 | 48 | 91.67% |
2005-09-30 | 5 | 40 | 45 | 88.89% |
2005-08-31 | 5 | 40 | 45 | 88.89% |
2005-07-31 | 5 | 37 | 42 | 88.10% |
2005-06-30 | 5 | 34 | 39 | 87.18% |
2005-05-31 | 5 | 34 | 39 | 87.18% |
2005-04-30 | 6 | 33 | 39 | 84.62% |
2005-03-31 | 6 | 34 | 40 | 85.00% |
2005-02-28 | 6 | 33 | 39 | 84.62% |
2005-01-31 | 7 | 30 | 37 | 81.08% |
2004-12-31 | 7 | 29 | 36 | 80.56% |
2004-11-30 | 5 | 30 | 35 | 85.71% |
2004-10-31 | 4 | 30 | 34 | 88.24% |
2004-09-30 | 5 | 30 | 35 | 85.71% |
2004-08-31 | 5 | 30 | 35 | 85.71% |
2004-07-31 | 4 | 27 | 31 | 87.10% |
2004-06-30 | 3 | 27 | 30 | 90.00% |
2004-05-31 | 3 | 25 | 28 | 89.29% |
2004-04-30 | 3 | 22 | 25 | 88.00% |
2004-03-31 | 3 | 22 | 25 | 88.00% |
2004-02-29 | 4 | 22 | 26 | 84.62% |
2004-01-31 | 4 | 22 | 26 | 84.62% |
2003-12-31 | 4 | 18 | 22 | 81.82% |
2003-11-30 | 4 | 18 | 22 | 81.82% |
2003-10-31 | 4 | 18 | 22 | 81.82% |
2003-09-30 | 4 | 18 | 22 | 81.82% |
2003-08-31 | 4 | 18 | 22 | 81.82% |
2003-07-31 | 4 | 18 | 22 | 81.82% |
2003-06-30 | 4 | 18 | 22 | 81.82% |
2003-05-31 | 4 | 19 | 23 | 82.61% |
2003-04-30 | 4 | 19 | 23 | 82.61% |
2003-03-31 | 4 | 19 | 23 | 82.61% |
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