SOUTH CHINA SECURITIES LIMITED 南華證券投資有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-01-04 5 40 45 88.89%
2024-12-31 5 40 45 88.89%
2024-11-30 5 40 45 88.89%
2024-10-31 6 42 48 87.50%
2024-09-30 5 42 47 89.36%
2024-08-31 5 43 48 89.58%
2024-07-31 5 44 49 89.80%
2024-06-30 5 44 49 89.80%
2024-05-31 5 45 50 90.00%
2024-04-30 5 46 51 90.20%
2024-03-31 5 51 56 91.07%
2024-02-29 6 50 56 89.29%
2024-01-31 5 50 55 90.91%
2023-12-31 6 54 60 90.00%
2023-11-30 6 53 59 89.83%
2023-10-31 6 51 57 89.47%
2023-09-30 6 53 59 89.83%
2023-08-31 6 51 57 89.47%
2023-07-31 6 51 57 89.47%
2023-06-30 6 50 56 89.29%
2023-05-31 6 49 55 89.09%
2023-04-30 7 50 57 87.72%
2023-03-31 7 50 57 87.72%
2023-02-28 7 50 57 87.72%
2023-01-31 7 50 57 87.72%
2022-12-31 7 51 58 87.93%
2022-11-30 7 52 59 88.14%
2022-10-31 7 54 61 88.52%
2022-09-30 7 50 57 87.72%
2022-08-31 7 49 56 87.50%
2022-07-31 7 50 57 87.72%
2022-06-30 6 53 59 89.83%
2022-05-31 6 54 60 90.00%
2022-04-30 6 51 57 89.47%
2022-03-31 6 51 57 89.47%
2022-02-28 6 53 59 89.83%
2022-01-31 5 55 60 91.67%
2021-12-31 5 56 61 91.80%
2021-11-30 5 52 57 91.23%
2021-10-31 5 50 55 90.91%
2021-09-30 5 51 56 91.07%
2021-08-31 5 50 55 90.91%
2021-07-31 5 49 54 90.74%
2021-06-30 5 51 56 91.07%
2021-05-31 5 54 59 91.53%
2021-04-30 6 51 57 89.47%
2021-03-31 8 51 59 86.44%
2021-02-28 8 56 64 87.50%
2021-01-31 8 55 63 87.30%
2020-12-31 8 59 67 88.06%
2020-11-30 7 59 66 89.39%
2020-10-31 7 62 69 89.86%
2020-09-30 7 63 70 90.00%
2020-08-31 8 65 73 89.04%
2020-07-31 9 69 78 88.46%
2020-06-30 8 71 79 89.87%
2020-05-31 8 73 81 90.12%
2020-04-30 8 77 85 90.59%
2020-03-31 8 78 86 90.70%
2020-02-29 7 83 90 92.22%
2020-01-31 7 84 91 92.31%
2019-12-31 7 84 91 92.31%
2019-11-30 7 85 92 92.39%
2019-10-31 7 88 95 92.63%
2019-09-30 10 92 102 90.20%
2019-08-31 10 91 101 90.10%
2019-07-31 10 94 104 90.38%
2019-06-30 11 95 106 89.62%
2019-05-31 12 96 108 88.89%
2019-04-30 12 97 109 88.99%
2019-03-31 12 99 111 89.19%
2019-02-28 11 99 110 90.00%
2019-01-31 10 99 109 90.83%
2018-12-31 8 101 109 92.66%
2018-11-30 7 103 110 93.64%
2018-10-31 8 100 108 92.59%
2018-09-30 9 100 109 91.74%
2018-08-31 9 96 105 91.43%
2018-07-31 10 94 104 90.38%
2018-06-30 9 94 103 91.26%
2018-05-31 9 93 102 91.18%
2018-04-30 9 94 103 91.26%
2018-03-31 9 96 105 91.43%
2018-02-28 9 93 102 91.18%
2018-01-31 9 96 105 91.43%
2017-12-31 9 95 104 91.35%
2017-11-30 9 99 108 91.67%
2017-10-31 10 99 109 90.83%
2017-09-30 10 96 106 90.57%
2017-08-31 9 99 108 91.67%
2017-07-31 9 100 109 91.74%
2017-06-30 9 105 114 92.11%
2017-05-31 9 103 112 91.96%
2017-04-30 10 100 110 90.91%
2017-03-31 9 100 109 91.74%
2017-02-28 7 102 109 93.58%
2017-01-31 6 103 109 94.50%
2016-12-31 6 106 112 94.64%
2016-11-30 4 104 108 96.30%
2016-10-31 3 108 111 97.30%
2016-09-30 5 108 113 95.58%
2016-08-31 5 102 107 95.33%
2016-07-31 5 101 106 95.28%
2016-06-30 5 97 102 95.10%
2016-05-31 5 98 103 95.15%
2016-04-30 5 100 105 95.24%
2016-03-31 5 99 104 95.19%
2016-02-29 5 99 104 95.19%
2016-01-31 5 96 101 95.05%
2015-12-31 6 96 102 94.12%
2015-11-30 6 97 103 94.17%
2015-10-31 6 98 104 94.23%
2015-09-30 5 97 102 95.10%
2015-08-31 4 99 103 96.12%
2015-07-31 5 103 108 95.37%
2015-06-30 5 103 108 95.37%
2015-05-31 5 107 112 95.54%
2015-04-30 5 109 114 95.61%
2015-03-31 5 117 122 95.90%
2015-02-28 6 117 123 95.12%
2015-01-31 6 113 119 94.96%
2014-12-31 6 116 122 95.08%
2014-11-30 6 118 124 95.16%
2014-10-31 6 118 124 95.16%
2014-09-30 6 119 125 95.20%
2014-08-31 5 119 124 95.97%
2014-07-31 5 119 124 95.97%
2014-06-30 4 121 125 96.80%
2014-05-31 5 122 127 96.06%
2014-04-30 6 121 127 95.28%
2014-03-31 6 122 128 95.31%
2014-02-28 6 123 129 95.35%
2014-01-31 6 121 127 95.28%
2013-12-31 7 127 134 94.78%
2013-11-30 7 127 134 94.78%
2013-10-31 7 124 131 94.66%
2013-09-30 7 125 132 94.70%
2013-08-31 6 127 133 95.49%
2013-07-31 6 126 132 95.45%
2013-06-30 7 122 129 94.57%
2013-05-31 7 122 129 94.57%
2013-04-30 7 118 125 94.40%
2013-03-31 7 118 125 94.40%
2013-02-28 7 117 124 94.35%
2013-01-31 7 116 123 94.31%
2012-12-31 7 116 123 94.31%
2012-11-30 7 118 125 94.40%
2012-10-31 6 115 121 95.04%
2012-09-30 6 111 117 94.87%
2012-08-31 6 115 121 95.04%
2012-07-31 6 115 121 95.04%
2012-06-30 6 116 122 95.08%
2012-05-31 6 120 126 95.24%
2012-04-30 6 119 125 95.20%
2012-03-31 6 114 120 95.00%
2012-02-29 6 105 111 94.59%
2012-01-31 6 104 110 94.55%
2011-12-31 5 105 110 95.45%
2011-11-30 4 111 115 96.52%
2011-10-31 4 107 111 96.40%
2011-09-30 3 107 110 97.27%
2011-08-31 2 109 111 98.20%
2011-07-31 2 108 110 98.18%
2011-06-30 2 102 104 98.08%
2011-05-31 4 100 104 96.15%
2011-04-30 4 101 105 96.19%
2011-03-31 4 104 108 96.30%
2011-02-28 4 101 105 96.19%
2011-01-31 4 102 106 96.23%
2010-12-31 5 102 107 95.33%
2010-11-30 4 100 104 96.15%
2010-10-31 4 96 100 96.00%
2010-09-30 4 98 102 96.08%
2010-08-31 4 95 99 95.96%
2010-07-31 4 92 96 95.83%
2010-06-30 4 88 92 95.65%
2010-05-31 5 83 88 94.32%
2010-04-30 5 80 85 94.12%
2010-03-31 5 79 84 94.05%
2010-02-28 5 82 87 94.25%
2010-01-31 5 82 87 94.25%
2009-12-31 5 82 87 94.25%
2009-11-30 5 80 85 94.12%
2009-10-31 5 77 82 93.90%
2009-09-30 5 74 79 93.67%
2009-08-31 4 76 80 95.00%
2009-07-31 3 78 81 96.30%
2009-06-30 3 77 80 96.25%
2009-05-31 3 75 78 96.15%
2009-04-30 3 75 78 96.15%
2009-03-31 3 73 76 96.05%
2009-02-28 3 74 77 96.10%
2009-01-31 2 72 74 97.30%
2008-12-31 2 69 71 97.18%
2008-11-30 2 70 72 97.22%
2008-10-31 2 69 71 97.18%
2008-09-30 2 72 74 97.30%
2008-08-31 2 76 78 97.44%
2008-07-31 2 77 79 97.47%
2008-06-30 2 77 79 97.47%
2008-05-31 2 78 80 97.50%
2008-04-30 2 78 80 97.50%
2008-03-31 2 80 82 97.56%
2008-02-29 2 80 82 97.56%
2008-01-31 2 77 79 97.47%
2007-12-31 2 77 79 97.47%
2007-11-30 3 74 77 96.10%
2007-10-31 3 73 76 96.05%
2007-09-30 3 74 77 96.10%
2007-08-31 3 76 79 96.20%
2007-07-31 3 76 79 96.20%
2007-06-30 3 76 79 96.20%
2007-05-31 3 77 80 96.25%
2007-04-30 3 80 83 96.39%
2007-03-31 3 78 81 96.30%
2007-02-28 3 77 80 96.25%
2007-01-31 3 79 82 96.34%
2006-12-31 3 78 81 96.30%
2006-11-30 4 78 82 95.12%
2006-10-31 4 79 83 95.18%
2006-09-30 4 80 84 95.24%
2006-08-31 4 81 85 95.29%
2006-07-31 4 80 84 95.24%
2006-06-30 4 80 84 95.24%
2006-05-31 4 83 87 95.40%
2006-04-30 4 85 89 95.51%
2006-03-31 4 85 89 95.51%
2006-02-28 4 83 87 95.40%
2006-01-31 4 83 87 95.40%
2005-12-31 4 84 88 95.45%
2005-11-30 4 87 91 95.60%
2005-10-31 4 85 89 95.51%
2005-09-30 4 85 89 95.51%
2005-08-31 4 85 89 95.51%
2005-07-31 3 90 93 96.77%
2005-06-30 3 88 91 96.70%
2005-05-31 3 88 91 96.70%
2005-04-30 3 86 89 96.63%
2005-03-31 3 84 87 96.55%
2005-02-28 3 84 87 96.55%
2005-01-31 3 87 90 96.67%
2004-12-31 3 88 91 96.70%
2004-11-30 3 87 90 96.67%
2004-10-31 3 84 87 96.55%
2004-09-30 3 82 85 96.47%
2004-08-31 3 82 85 96.47%
2004-07-31 3 83 86 96.51%
2004-06-30 3 83 86 96.51%
2004-05-31 3 82 85 96.47%
2004-04-30 3 83 86 96.51%
2004-03-31 3 85 88 96.59%
2004-02-29 3 85 88 96.59%
2004-01-31 3 86 89 96.63%
2003-12-31 3 86 89 96.63%
2003-11-30 3 87 90 96.67%
2003-10-31 3 85 88 96.59%
2003-09-30 3 84 87 96.55%
2003-08-31 3 85 88 96.59%
2003-07-31 3 83 86 96.51%
2003-06-30 3 86 89 96.63%
2003-05-31 3 86 89 96.63%
2003-04-30 3 88 91 96.70%
2003-03-31 3 88 91 96.70%

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