BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-26 | 11 | 160 | 171 | 93.57% |
2024-08-31 | 11 | 156 | 167 | 93.41% |
2024-07-31 | 11 | 158 | 169 | 93.49% |
2024-06-30 | 12 | 157 | 169 | 92.90% |
2024-05-31 | 12 | 159 | 171 | 92.98% |
2024-04-30 | 13 | 173 | 186 | 93.01% |
2024-03-31 | 14 | 175 | 189 | 92.59% |
2024-02-29 | 14 | 176 | 190 | 92.63% |
2024-01-31 | 14 | 176 | 190 | 92.63% |
2023-12-31 | 14 | 177 | 191 | 92.67% |
2023-11-30 | 14 | 174 | 188 | 92.55% |
2023-10-31 | 14 | 172 | 186 | 92.47% |
2023-09-30 | 17 | 181 | 198 | 91.41% |
2023-08-31 | 17 | 173 | 190 | 91.05% |
2023-07-31 | 17 | 168 | 185 | 90.81% |
2023-06-30 | 16 | 169 | 185 | 91.35% |
2023-05-31 | 16 | 170 | 186 | 91.40% |
2023-04-30 | 16 | 169 | 185 | 91.35% |
2023-03-31 | 16 | 168 | 184 | 91.30% |
2023-02-28 | 16 | 168 | 184 | 91.30% |
2023-01-31 | 15 | 168 | 183 | 91.80% |
2022-12-31 | 15 | 167 | 182 | 91.76% |
2022-11-30 | 12 | 171 | 183 | 93.44% |
2022-10-31 | 12 | 177 | 189 | 93.65% |
2022-09-30 | 12 | 175 | 187 | 93.58% |
2022-08-31 | 12 | 169 | 181 | 93.37% |
2022-07-31 | 12 | 173 | 185 | 93.51% |
2022-06-30 | 13 | 169 | 182 | 92.86% |
2022-05-31 | 13 | 175 | 188 | 93.09% |
2022-04-30 | 14 | 175 | 189 | 92.59% |
2022-03-31 | 14 | 178 | 192 | 92.71% |
2022-02-28 | 14 | 181 | 195 | 92.82% |
2022-01-31 | 14 | 182 | 196 | 92.86% |
2021-12-31 | 14 | 182 | 196 | 92.86% |
2021-11-30 | 13 | 182 | 195 | 93.33% |
2021-10-31 | 13 | 177 | 190 | 93.16% |
2021-09-30 | 13 | 170 | 183 | 92.90% |
2021-08-31 | 13 | 153 | 166 | 92.17% |
2021-07-31 | 13 | 152 | 165 | 92.12% |
2021-06-30 | 13 | 154 | 167 | 92.22% |
2021-05-31 | 13 | 153 | 166 | 92.17% |
2021-04-30 | 13 | 157 | 170 | 92.35% |
2021-03-31 | 13 | 155 | 168 | 92.26% |
2021-02-28 | 13 | 154 | 167 | 92.22% |
2021-01-31 | 13 | 156 | 169 | 92.31% |
2020-12-31 | 13 | 157 | 170 | 92.35% |
2020-11-30 | 13 | 159 | 172 | 92.44% |
2020-10-31 | 14 | 164 | 178 | 92.13% |
2020-09-30 | 14 | 157 | 171 | 91.81% |
2020-08-31 | 14 | 155 | 169 | 91.72% |
2020-07-31 | 14 | 155 | 169 | 91.72% |
2020-06-30 | 14 | 154 | 168 | 91.67% |
2020-05-31 | 14 | 155 | 169 | 91.72% |
2020-04-30 | 14 | 153 | 167 | 91.62% |
2020-03-31 | 15 | 151 | 166 | 90.96% |
2020-02-29 | 14 | 150 | 164 | 91.46% |
2020-01-31 | 14 | 150 | 164 | 91.46% |
2019-12-31 | 16 | 152 | 168 | 90.48% |
2019-11-30 | 16 | 154 | 170 | 90.59% |
2019-10-31 | 15 | 158 | 173 | 91.33% |
2019-09-30 | 15 | 159 | 174 | 91.38% |
2019-08-31 | 15 | 158 | 173 | 91.33% |
2019-07-31 | 15 | 149 | 164 | 90.85% |
2019-06-30 | 15 | 148 | 163 | 90.80% |
2019-05-31 | 15 | 147 | 162 | 90.74% |
2019-04-30 | 15 | 151 | 166 | 90.96% |
2019-03-31 | 15 | 153 | 168 | 91.07% |
2019-02-28 | 15 | 156 | 171 | 91.23% |
2019-01-31 | 15 | 153 | 168 | 91.07% |
2018-12-31 | 14 | 151 | 165 | 91.52% |
2018-11-30 | 15 | 146 | 161 | 90.68% |
2018-10-31 | 15 | 142 | 157 | 90.45% |
2018-09-30 | 15 | 143 | 158 | 90.51% |
2018-08-31 | 16 | 144 | 160 | 90.00% |
2018-07-31 | 16 | 138 | 154 | 89.61% |
2018-06-30 | 16 | 135 | 151 | 89.40% |
2018-05-31 | 16 | 133 | 149 | 89.26% |
2018-04-30 | 16 | 134 | 150 | 89.33% |
2018-03-31 | 16 | 136 | 152 | 89.47% |
2018-02-28 | 16 | 136 | 152 | 89.47% |
2018-01-31 | 15 | 136 | 151 | 90.07% |
2017-12-31 | 15 | 131 | 146 | 89.73% |
2017-11-30 | 15 | 131 | 146 | 89.73% |
2017-10-31 | 15 | 128 | 143 | 89.51% |
2017-09-30 | 15 | 125 | 140 | 89.29% |
2017-08-31 | 16 | 125 | 141 | 88.65% |
2017-07-31 | 14 | 117 | 131 | 89.31% |
2017-06-30 | 14 | 115 | 129 | 89.15% |
2017-05-31 | 14 | 119 | 133 | 89.47% |
2017-04-30 | 14 | 120 | 134 | 89.55% |
2017-03-31 | 16 | 123 | 139 | 88.49% |
2017-02-28 | 16 | 123 | 139 | 88.49% |
2017-01-31 | 15 | 129 | 144 | 89.58% |
2016-12-31 | 16 | 130 | 146 | 89.04% |
2016-11-30 | 15 | 134 | 149 | 89.93% |
2016-10-31 | 13 | 137 | 150 | 91.33% |
2016-09-30 | 13 | 143 | 156 | 91.67% |
2016-08-31 | 13 | 150 | 163 | 92.02% |
2016-07-31 | 12 | 142 | 154 | 92.21% |
2016-06-30 | 14 | 145 | 159 | 91.19% |
2016-05-31 | 15 | 146 | 161 | 90.68% |
2016-04-30 | 15 | 148 | 163 | 90.80% |
2016-03-31 | 20 | 151 | 171 | 88.30% |
2016-02-29 | 20 | 151 | 171 | 88.30% |
2016-01-31 | 20 | 155 | 175 | 88.57% |
2015-12-31 | 19 | 268 | 287 | 93.38% |
2015-11-30 | 19 | 268 | 287 | 93.38% |
2015-10-31 | 19 | 269 | 288 | 93.40% |
2015-09-30 | 19 | 270 | 289 | 93.43% |
2015-08-31 | 19 | 264 | 283 | 93.29% |
2015-07-31 | 19 | 257 | 276 | 93.12% |
2015-06-30 | 19 | 259 | 278 | 93.17% |
2015-05-31 | 19 | 270 | 289 | 93.43% |
2015-04-30 | 19 | 273 | 292 | 93.49% |
2015-03-31 | 19 | 276 | 295 | 93.56% |
2015-02-28 | 21 | 275 | 296 | 92.91% |
2015-01-31 | 21 | 270 | 291 | 92.78% |
2014-12-31 | 21 | 269 | 290 | 92.76% |
2014-11-30 | 21 | 268 | 289 | 92.73% |
2014-10-31 | 22 | 274 | 296 | 92.57% |
2014-09-30 | 22 | 267 | 289 | 92.39% |
2014-08-31 | 22 | 268 | 290 | 92.41% |
2014-07-31 | 20 | 264 | 284 | 92.96% |
2014-06-30 | 18 | 283 | 301 | 94.02% |
2014-05-31 | 22 | 328 | 350 | 93.71% |
2014-04-30 | 23 | 328 | 351 | 93.45% |
2014-03-31 | 25 | 335 | 360 | 93.06% |
2014-02-28 | 26 | 345 | 371 | 92.99% |
2014-01-31 | 25 | 350 | 375 | 93.33% |
2013-12-31 | 22 | 358 | 380 | 94.21% |
2013-11-30 | 22 | 356 | 378 | 94.18% |
2013-10-31 | 23 | 355 | 378 | 93.92% |
2013-09-30 | 23 | 350 | 373 | 93.83% |
2013-08-31 | 22 | 329 | 351 | 93.73% |
2013-07-31 | 23 | 324 | 347 | 93.37% |
2013-06-30 | 23 | 341 | 364 | 93.68% |
2013-05-31 | 23 | 347 | 370 | 93.78% |
2013-04-30 | 23 | 356 | 379 | 93.93% |
2013-03-31 | 23 | 357 | 380 | 93.95% |
2013-02-28 | 24 | 367 | 391 | 93.86% |
2013-01-31 | 25 | 370 | 395 | 93.67% |
2012-12-31 | 25 | 431 | 456 | 94.52% |
2012-11-30 | 25 | 436 | 461 | 94.58% |
2012-10-31 | 25 | 435 | 460 | 94.57% |
2012-09-30 | 25 | 450 | 475 | 94.74% |
2012-08-31 | 25 | 455 | 480 | 94.79% |
2012-07-31 | 26 | 436 | 462 | 94.37% |
2012-06-30 | 27 | 442 | 469 | 94.24% |
2012-05-31 | 28 | 431 | 459 | 93.90% |
2012-04-30 | 28 | 433 | 461 | 93.93% |
2012-03-31 | 27 | 433 | 460 | 94.13% |
2012-02-29 | 25 | 445 | 470 | 94.68% |
2012-01-31 | 26 | 442 | 468 | 94.44% |
2011-12-31 | 26 | 430 | 456 | 94.30% |
2011-11-30 | 26 | 425 | 451 | 94.24% |
2011-10-31 | 26 | 429 | 455 | 94.29% |
2011-09-30 | 27 | 417 | 444 | 93.92% |
2011-08-31 | 26 | 395 | 421 | 93.82% |
2011-07-31 | 26 | 360 | 386 | 93.26% |
2011-06-30 | 26 | 346 | 372 | 93.01% |
2011-05-31 | 27 | 331 | 358 | 92.46% |
2011-04-30 | 24 | 322 | 346 | 93.06% |
2011-03-31 | 23 | 329 | 352 | 93.47% |
2011-02-28 | 21 | 328 | 349 | 93.98% |
2011-01-31 | 21 | 324 | 345 | 93.91% |
2010-12-31 | 22 | 328 | 350 | 93.71% |
2010-11-30 | 21 | 331 | 352 | 94.03% |
2010-10-31 | 18 | 332 | 350 | 94.86% |
2010-09-30 | 15 | 316 | 331 | 95.47% |
2010-08-31 | 14 | 311 | 325 | 95.69% |
2010-07-31 | 15 | 277 | 292 | 94.86% |
2010-06-30 | 14 | 265 | 279 | 94.98% |
2010-05-31 | 14 | 256 | 270 | 94.81% |
2010-04-30 | 14 | 250 | 264 | 94.70% |
2010-03-31 | 15 | 246 | 261 | 94.25% |
2010-02-28 | 14 | 234 | 248 | 94.35% |
2010-01-31 | 15 | 233 | 248 | 93.95% |
2009-12-31 | 14 | 230 | 244 | 94.26% |
2009-11-30 | 14 | 224 | 238 | 94.12% |
2009-10-31 | 14 | 219 | 233 | 93.99% |
2009-09-30 | 14 | 211 | 225 | 93.78% |
2009-08-31 | 14 | 199 | 213 | 93.43% |
2009-07-31 | 14 | 191 | 205 | 93.17% |
2009-06-30 | 14 | 189 | 203 | 93.10% |
2009-05-31 | 13 | 183 | 196 | 93.37% |
2009-04-30 | 13 | 181 | 194 | 93.30% |
2009-03-31 | 13 | 179 | 192 | 93.23% |
2009-02-28 | 13 | 181 | 194 | 93.30% |
2009-01-31 | 14 | 180 | 194 | 92.78% |
2008-12-31 | 14 | 175 | 189 | 92.59% |
2008-11-30 | 14 | 180 | 194 | 92.78% |
2008-10-31 | 14 | 180 | 194 | 92.78% |
2008-09-30 | 14 | 176 | 190 | 92.63% |
2008-08-31 | 13 | 172 | 185 | 92.97% |
2008-07-31 | 12 | 172 | 184 | 93.48% |
2008-06-30 | 9 | 171 | 180 | 95.00% |
2008-05-31 | 9 | 164 | 173 | 94.80% |
2008-04-30 | 9 | 163 | 172 | 94.77% |
2008-03-31 | 10 | 164 | 174 | 94.25% |
2008-02-29 | 10 | 165 | 175 | 94.29% |
2008-01-31 | 11 | 168 | 179 | 93.85% |
2007-12-31 | 11 | 165 | 176 | 93.75% |
2007-11-30 | 11 | 162 | 173 | 93.64% |
2007-10-31 | 11 | 157 | 168 | 93.45% |
2007-09-30 | 11 | 151 | 162 | 93.21% |
2007-08-31 | 11 | 146 | 157 | 92.99% |
2007-07-31 | 11 | 138 | 149 | 92.62% |
2007-06-30 | 10 | 135 | 145 | 93.10% |
2007-05-31 | 10 | 130 | 140 | 92.86% |
2007-04-30 | 10 | 127 | 137 | 92.70% |
2007-03-31 | 10 | 124 | 134 | 92.54% |
2007-02-28 | 10 | 123 | 133 | 92.48% |
2007-01-31 | 11 | 123 | 134 | 91.79% |
2006-12-31 | 11 | 121 | 132 | 91.67% |
2006-11-30 | 12 | 122 | 134 | 91.04% |
2006-10-31 | 12 | 120 | 132 | 90.91% |
2006-09-30 | 12 | 115 | 127 | 90.55% |
2006-08-31 | 12 | 110 | 122 | 90.16% |
2006-07-31 | 12 | 106 | 118 | 89.83% |
2006-06-30 | 13 | 102 | 115 | 88.70% |
2006-05-31 | 14 | 101 | 115 | 87.83% |
2006-04-30 | 14 | 97 | 111 | 87.39% |
2006-03-31 | 14 | 96 | 110 | 87.27% |
2006-02-28 | 15 | 97 | 112 | 86.61% |
2006-01-31 | 16 | 95 | 111 | 85.59% |
2005-12-31 | 16 | 95 | 111 | 85.59% |
2005-11-30 | 16 | 93 | 109 | 85.32% |
2005-10-31 | 16 | 87 | 103 | 84.47% |
2005-09-30 | 16 | 82 | 98 | 83.67% |
2005-08-31 | 16 | 78 | 94 | 82.98% |
2005-07-31 | 16 | 71 | 87 | 81.61% |
2005-06-30 | 16 | 70 | 86 | 81.40% |
2005-05-31 | 16 | 68 | 84 | 80.95% |
2005-04-30 | 15 | 66 | 81 | 81.48% |
2005-03-31 | 15 | 65 | 80 | 81.25% |
2005-02-28 | 15 | 63 | 78 | 80.77% |
2005-01-31 | 15 | 60 | 75 | 80.00% |
2004-12-31 | 12 | 55 | 67 | 82.09% |
2004-11-30 | 2 | 66 | 68 | 97.06% |
2004-10-31 | 2 | 65 | 67 | 97.01% |
2004-09-30 | 1 | 64 | 65 | 98.46% |
2004-08-31 | 1 | 62 | 63 | 98.41% |
2004-07-31 | 1 | 60 | 61 | 98.36% |
2004-06-30 | 1 | 59 | 60 | 98.33% |
2004-05-31 | 1 | 58 | 59 | 98.31% |
2004-04-30 | 1 | 55 | 56 | 98.21% |
2004-03-31 | 1 | 50 | 51 | 98.04% |
2004-02-29 | 1 | 50 | 51 | 98.04% |
2004-01-31 | 1 | 52 | 53 | 98.11% |
2003-12-31 | 1 | 51 | 52 | 98.08% |
2003-11-30 | 1 | 51 | 52 | 98.08% |
2003-10-31 | 1 | 48 | 49 | 97.96% |
2003-09-30 | 1 | 50 | 51 | 98.04% |
2003-08-31 | 1 | 50 | 51 | 98.04% |
2003-07-31 | 1 | 50 | 51 | 98.04% |
2003-06-30 | 1 | 51 | 52 | 98.08% |
2003-05-31 | 1 | 51 | 52 | 98.08% |
2003-04-30 | 1 | 51 | 52 | 98.08% |
2003-03-31 | 1 | 52 | 53 | 98.11% |
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