Merrill Lynch Far East Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-09-26 22 166 188 88.30%
2024-08-31 22 166 188 88.30%
2024-07-31 22 165 187 88.24%
2024-06-30 23 166 189 87.83%
2024-05-31 23 165 188 87.77%
2024-04-30 23 168 191 87.96%
2024-03-31 23 165 188 87.77%
2024-02-29 27 241 268 89.93%
2024-01-31 37 331 368 89.95%
2023-12-31 38 346 384 90.10%
2023-11-30 38 346 384 90.10%
2023-10-31 38 348 386 90.16%
2023-09-30 39 349 388 89.95%
2023-08-31 40 351 391 89.77%
2023-07-31 40 352 392 89.80%
2023-06-30 40 375 415 90.36%
2023-05-31 39 378 417 90.65%
2023-04-30 39 382 421 90.74%
2023-03-31 38 385 423 91.02%
2023-02-28 43 402 445 90.34%
2023-01-31 43 402 445 90.34%
2022-12-31 43 401 444 90.32%
2022-11-30 42 406 448 90.63%
2022-10-31 42 409 451 90.69%
2022-09-30 43 409 452 90.49%
2022-08-31 43 407 450 90.44%
2022-07-31 46 396 442 89.59%
2022-06-30 48 355 403 88.09%
2022-05-31 49 343 392 87.50%
2022-04-30 49 332 381 87.14%
2022-03-31 49 335 384 87.24%
2022-02-28 49 332 381 87.14%
2022-01-31 49 334 383 87.21%
2021-12-31 48 333 381 87.40%
2021-11-30 48 334 382 87.43%
2021-10-31 46 337 383 87.99%
2021-09-30 45 340 385 88.31%
2021-08-31 46 330 376 87.77%
2021-07-31 47 337 384 87.76%
2021-06-30 50 311 361 86.15%
2021-05-31 50 306 356 85.96%
2021-04-30 49 306 355 86.20%
2021-03-31 47 302 349 86.53%
2021-02-28 47 310 357 86.83%
2021-01-31 48 314 362 86.74%
2020-12-31 48 310 358 86.59%
2020-11-30 48 311 359 86.63%
2020-10-31 49 313 362 86.46%
2020-09-30 47 316 363 87.05%
2020-08-31 50 332 382 86.91%
2020-07-31 50 370 420 88.10%
2020-06-30 47 367 414 88.65%
2020-05-31 45 367 412 89.08%
2020-04-30 45 365 410 89.02%
2020-03-31 45 362 407 88.94%
2020-02-29 44 369 413 89.35%
2020-01-31 41 379 420 90.24%
2019-12-31 41 383 424 90.33%
2019-11-30 40 387 427 90.63%
2019-10-31 41 385 426 90.38%
2019-09-30 41 387 428 90.42%
2019-08-31 41 383 424 90.33%
2019-07-31 41 372 413 90.07%
2019-06-30 40 363 403 90.07%
2019-05-31 40 361 401 90.02%
2019-04-30 39 363 402 90.30%
2019-03-31 39 358 397 90.18%
2019-02-28 40 369 409 90.22%
2019-01-31 41 375 416 90.14%
2018-12-31 41 373 414 90.10%
2018-11-30 41 375 416 90.14%
2018-10-31 40 373 413 90.31%
2018-09-30 42 383 425 90.12%
2018-08-31 42 381 423 90.07%
2018-07-31 40 385 425 90.59%
2018-06-30 40 387 427 90.63%
2018-05-31 40 387 427 90.63%
2018-04-30 40 393 433 90.76%
2018-03-31 41 390 431 90.49%
2018-02-28 40 403 443 90.97%
2018-01-31 40 415 455 91.21%
2017-12-31 40 416 456 91.23%
2017-11-30 38 418 456 91.67%
2017-10-31 36 426 462 92.21%
2017-09-30 35 427 462 92.42%
2017-08-31 36 428 464 92.24%
2017-07-31 34 427 461 92.62%
2017-06-30 34 410 444 92.34%
2017-05-31 33 415 448 92.63%
2017-04-30 34 417 451 92.46%
2017-03-31 34 423 457 92.56%
2017-02-28 38 441 479 92.07%
2017-01-31 38 443 481 92.10%
2016-12-31 39 438 477 91.82%
2016-11-30 41 441 482 91.49%
2016-10-31 40 441 481 91.68%
2016-09-30 41 440 481 91.48%
2016-08-31 43 450 493 91.28%
2016-07-31 43 430 473 90.91%
2016-06-30 44 429 473 90.70%
2016-05-31 44 431 475 90.74%
2016-04-30 43 431 474 90.93%
2016-03-31 44 432 476 90.76%
2016-02-29 49 458 507 90.34%
2016-01-31 46 458 504 90.87%
2015-12-31 45 456 501 91.02%
2015-11-30 43 459 502 91.43%
2015-10-31 40 455 495 91.92%
2015-09-30 41 446 487 91.58%
2015-08-31 39 449 488 92.01%
2015-07-31 35 448 483 92.75%
2015-06-30 33 429 462 92.86%
2015-05-31 33 428 461 92.84%
2015-04-30 33 425 458 92.79%
2015-03-31 35 426 461 92.41%
2015-02-28 35 439 474 92.62%
2015-01-31 34 437 471 92.78%
2014-12-31 34 434 468 92.74%
2014-11-30 33 433 466 92.92%
2014-10-31 33 429 462 92.86%
2014-09-30 32 422 454 92.95%
2014-08-31 33 422 455 92.75%
2014-07-31 32 405 437 92.68%
2014-06-30 32 386 418 92.34%
2014-05-31 32 384 416 92.31%
2014-04-30 32 382 414 92.27%
2014-03-31 33 383 416 92.07%
2014-02-28 34 402 436 92.20%
2014-01-31 34 409 443 92.33%
2013-12-31 33 403 436 92.43%
2013-11-30 33 406 439 92.48%
2013-10-31 31 457 488 93.65%
2013-09-30 32 464 496 93.55%
2013-08-31 29 504 533 94.56%
2013-07-31 25 513 538 95.35%
2013-06-30 22 519 541 95.93%
2013-05-31 21 515 536 96.08%
2013-04-30 22 525 547 95.98%
2013-03-31 24 533 557 95.69%
2013-02-28 24 539 563 95.74%
2013-01-31 24 536 560 95.71%
2012-12-31 26 536 562 95.37%
2012-11-30 23 538 561 95.90%
2012-10-31 23 540 563 95.91%
2012-09-30 22 547 569 96.13%
2012-08-31 22 559 581 96.21%
2012-07-31 20 554 574 96.52%
2012-06-30 20 537 557 96.41%
2012-05-31 20 528 548 96.35%
2012-04-30 21 527 548 96.17%
2012-03-31 21 541 562 96.26%
2012-02-29 22 568 590 96.27%
2012-01-31 23 574 597 96.15%
2011-12-31 24 609 633 96.21%
2011-11-30 24 608 632 96.20%
2011-10-31 22 612 634 96.53%
2011-09-30 19 617 636 97.01%
2011-08-31 18 622 640 97.19%
2011-07-31 17 624 641 97.35%
2011-06-30 17 600 617 97.24%
2011-05-31 17 599 616 97.24%
2011-04-30 16 599 615 97.40%
2011-03-31 16 612 628 97.45%
2011-02-28 17 621 638 97.34%
2011-01-31 17 618 635 97.32%
2010-12-31 18 613 631 97.15%
2010-11-30 18 614 632 97.15%
2010-10-31 17 607 624 97.28%
2010-09-30 15 598 613 97.55%
2010-08-31 16 437 453 96.47%
2010-07-31 9 338 347 97.41%
2010-06-30 9 316 325 97.23%
2010-05-31 10 301 311 96.78%
2010-04-30 10 298 308 96.75%
2010-03-31 10 298 308 96.75%
2010-02-28 10 290 300 96.67%
2010-01-31 10 285 295 96.61%
2009-12-31 10 284 294 96.60%
2009-11-30 10 284 294 96.60%
2009-10-31 9 291 300 97.00%
2009-09-30 9 289 298 96.98%
2009-08-31 8 293 301 97.34%
2009-07-31 9 274 283 96.82%
2009-06-30 9 270 279 96.77%
2009-05-31 11 269 280 96.07%
2009-04-30 12 277 289 95.85%
2009-03-31 12 280 292 95.89%
2009-02-28 12 295 307 96.09%
2009-01-31 13 305 318 95.91%
2008-12-31 13 350 363 96.42%
2008-11-30 13 352 365 96.44%
2008-10-31 15 356 371 95.96%
2008-09-30 15 367 382 96.07%
2008-08-31 14 359 373 96.25%
2008-07-31 13 362 375 96.53%
2008-06-30 13 349 362 96.41%
2008-05-31 12 358 370 96.76%
2008-04-30 11 353 364 96.98%
2008-03-31 12 349 361 96.68%
2008-02-29 12 352 364 96.70%
2008-01-31 13 358 371 96.50%
2007-12-31 15 346 361 95.84%
2007-11-30 15 351 366 95.90%
2007-10-31 14 337 351 96.01%
2007-09-30 13 329 342 96.20%
2007-08-31 13 314 327 96.02%
2007-07-31 14 304 318 95.60%
2007-06-30 14 294 308 95.45%
2007-05-31 13 285 298 95.64%
2007-04-30 13 263 276 95.29%
2007-03-31 13 242 255 94.90%
2007-02-28 13 234 247 94.74%
2007-01-31 10 227 237 95.78%
2006-12-31 10 212 222 95.50%
2006-11-30 10 213 223 95.52%
2006-10-31 11 195 206 94.66%
2006-09-30 11 194 205 94.63%
2006-08-31 11 192 203 94.58%
2006-07-31 11 188 199 94.47%
2006-06-30 11 186 197 94.42%
2006-05-31 11 183 194 94.33%
2006-04-30 11 183 194 94.33%
2006-03-31 11 162 173 93.64%
2006-02-28 11 164 175 93.71%
2006-01-31 11 166 177 93.79%
2005-12-31 11 163 174 93.68%
2005-11-30 11 163 174 93.68%
2005-10-31 11 163 174 93.68%
2005-09-30 11 157 168 93.45%
2005-08-31 11 155 166 93.37%
2005-07-31 11 143 154 92.86%
2005-06-30 11 144 155 92.90%
2005-05-31 10 137 147 93.20%
2005-04-30 7 92 99 92.93%
2005-03-31 7 65 72 90.28%
2005-02-28 8 119 127 93.70%
2005-01-31 9 120 129 93.02%
2004-12-31 9 115 124 92.74%
2004-11-30 9 115 124 92.74%
2004-10-31 8 115 123 93.50%
2004-09-30 8 114 122 93.44%
2004-08-31 7 114 121 94.21%
2004-07-31 7 111 118 94.07%
2004-06-30 7 112 119 94.12%
2004-05-31 7 109 116 93.97%
2004-04-30 7 109 116 93.97%
2004-03-31 6 104 110 94.55%
2004-02-29 6 101 107 94.39%
2004-01-31 8 102 110 92.73%
2003-12-31 7 103 110 93.64%
2003-11-30 6 107 113 94.69%
2003-10-31 6 111 117 94.87%
2003-09-30 7 115 122 94.26%
2003-08-31 7 114 121 94.21%
2003-07-31 7 114 121 94.21%
2003-06-30 7 115 122 94.26%
2003-05-31 8 118 126 93.65%
2003-04-30 8 120 128 93.75%
2003-03-31 9 121 130 93.08%

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