KGI FUTURES (HONG KONG) LIMITED 凱基期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-08-23 | 18 | 274 | 292 | 93.84% |
2024-07-31 | 18 | 273 | 291 | 93.81% |
2024-06-30 | 18 | 275 | 293 | 93.86% |
2024-05-31 | 18 | 279 | 297 | 93.94% |
2024-04-30 | 18 | 276 | 294 | 93.88% |
2024-03-31 | 18 | 277 | 295 | 93.90% |
2024-02-29 | 18 | 283 | 301 | 94.02% |
2024-01-31 | 17 | 283 | 300 | 94.33% |
2023-12-31 | 17 | 282 | 299 | 94.31% |
2023-11-30 | 18 | 282 | 300 | 94.00% |
2023-10-31 | 18 | 283 | 301 | 94.02% |
2023-09-30 | 18 | 284 | 302 | 94.04% |
2023-08-31 | 18 | 284 | 302 | 94.04% |
2023-07-31 | 18 | 291 | 309 | 94.17% |
2023-06-30 | 18 | 292 | 310 | 94.19% |
2023-05-31 | 16 | 295 | 311 | 94.86% |
2023-04-30 | 16 | 296 | 312 | 94.87% |
2023-03-31 | 16 | 293 | 309 | 94.82% |
2023-02-28 | 16 | 294 | 310 | 94.84% |
2023-01-31 | 16 | 300 | 316 | 94.94% |
2022-12-31 | 16 | 299 | 315 | 94.92% |
2022-11-30 | 16 | 301 | 317 | 94.95% |
2022-10-31 | 16 | 299 | 315 | 94.92% |
2022-09-30 | 15 | 302 | 317 | 95.27% |
2022-08-31 | 14 | 309 | 323 | 95.67% |
2022-07-31 | 14 | 309 | 323 | 95.67% |
2022-06-30 | 14 | 313 | 327 | 95.72% |
2022-05-31 | 14 | 315 | 329 | 95.74% |
2022-04-30 | 15 | 316 | 331 | 95.47% |
2022-03-31 | 15 | 318 | 333 | 95.50% |
2022-02-28 | 15 | 322 | 337 | 95.55% |
2022-01-31 | 14 | 343 | 357 | 96.08% |
2021-12-31 | 14 | 359 | 373 | 96.25% |
2021-11-30 | 14 | 360 | 374 | 96.26% |
2021-10-31 | 14 | 362 | 376 | 96.28% |
2021-09-30 | 14 | 360 | 374 | 96.26% |
2021-08-31 | 14 | 366 | 380 | 96.32% |
2021-07-31 | 14 | 371 | 385 | 96.36% |
2021-06-30 | 14 | 377 | 391 | 96.42% |
2021-05-31 | 14 | 385 | 399 | 96.49% |
2021-04-30 | 14 | 384 | 398 | 96.48% |
2021-03-31 | 14 | 388 | 402 | 96.52% |
2021-02-28 | 14 | 388 | 402 | 96.52% |
2021-01-31 | 14 | 385 | 399 | 96.49% |
2020-12-31 | 14 | 383 | 397 | 96.47% |
2020-11-30 | 14 | 386 | 400 | 96.50% |
2020-10-31 | 14 | 388 | 402 | 96.52% |
2020-09-30 | 14 | 387 | 401 | 96.51% |
2020-08-31 | 14 | 388 | 402 | 96.52% |
2020-07-31 | 14 | 389 | 403 | 96.53% |
2020-06-30 | 14 | 395 | 409 | 96.58% |
2020-05-31 | 15 | 400 | 415 | 96.39% |
2020-04-30 | 15 | 399 | 414 | 96.38% |
2020-03-31 | 15 | 405 | 420 | 96.43% |
2020-02-29 | 15 | 409 | 424 | 96.46% |
2020-01-31 | 16 | 419 | 435 | 96.32% |
2019-12-31 | 16 | 425 | 441 | 96.37% |
2019-11-30 | 16 | 428 | 444 | 96.40% |
2019-10-31 | 15 | 430 | 445 | 96.63% |
2019-09-30 | 14 | 430 | 444 | 96.85% |
2019-08-31 | 15 | 434 | 449 | 96.66% |
2019-07-31 | 15 | 434 | 449 | 96.66% |
2019-06-30 | 14 | 439 | 453 | 96.91% |
2019-05-31 | 14 | 451 | 465 | 96.99% |
2019-04-30 | 14 | 471 | 485 | 97.11% |
2019-03-31 | 14 | 473 | 487 | 97.13% |
2019-02-28 | 14 | 472 | 486 | 97.12% |
2019-01-31 | 14 | 477 | 491 | 97.15% |
2018-12-31 | 13 | 475 | 488 | 97.34% |
2018-11-30 | 13 | 485 | 498 | 97.39% |
2018-10-31 | 13 | 487 | 500 | 97.40% |
2018-09-30 | 13 | 486 | 499 | 97.39% |
2018-08-31 | 14 | 485 | 499 | 97.19% |
2018-07-31 | 14 | 483 | 497 | 97.18% |
2018-06-30 | 14 | 484 | 498 | 97.19% |
2018-05-31 | 14 | 481 | 495 | 97.17% |
2018-04-30 | 15 | 476 | 491 | 96.95% |
2018-03-31 | 15 | 482 | 497 | 96.98% |
2018-02-28 | 13 | 484 | 497 | 97.38% |
2018-01-31 | 13 | 483 | 496 | 97.38% |
2017-12-31 | 13 | 482 | 495 | 97.37% |
2017-11-30 | 13 | 484 | 497 | 97.38% |
2017-10-31 | 13 | 483 | 496 | 97.38% |
2017-09-30 | 13 | 481 | 494 | 97.37% |
2017-08-31 | 13 | 478 | 491 | 97.35% |
2017-07-31 | 13 | 476 | 489 | 97.34% |
2017-06-30 | 13 | 474 | 487 | 97.33% |
2017-05-31 | 13 | 471 | 484 | 97.31% |
2017-04-30 | 13 | 476 | 489 | 97.34% |
2017-03-31 | 13 | 474 | 487 | 97.33% |
2017-02-28 | 13 | 472 | 485 | 97.32% |
2017-01-31 | 13 | 468 | 481 | 97.30% |
2016-12-31 | 13 | 469 | 482 | 97.30% |
2016-11-30 | 13 | 473 | 486 | 97.33% |
2016-10-31 | 13 | 474 | 487 | 97.33% |
2016-09-30 | 12 | 474 | 486 | 97.53% |
2016-08-31 | 12 | 470 | 482 | 97.51% |
2016-07-31 | 12 | 468 | 480 | 97.50% |
2016-06-30 | 12 | 469 | 481 | 97.51% |
2016-05-31 | 12 | 468 | 480 | 97.50% |
2016-04-30 | 12 | 469 | 481 | 97.51% |
2016-03-31 | 12 | 467 | 479 | 97.49% |
2016-02-29 | 11 | 467 | 478 | 97.70% |
2016-01-31 | 11 | 463 | 474 | 97.68% |
2015-12-31 | 11 | 462 | 473 | 97.67% |
2015-11-30 | 11 | 468 | 479 | 97.70% |
2015-10-31 | 12 | 466 | 478 | 97.49% |
2015-09-30 | 12 | 462 | 474 | 97.47% |
2015-08-31 | 12 | 454 | 466 | 97.42% |
2015-07-31 | 12 | 451 | 463 | 97.41% |
2015-06-30 | 11 | 450 | 461 | 97.61% |
2015-05-31 | 11 | 444 | 455 | 97.58% |
2015-04-30 | 11 | 442 | 453 | 97.57% |
2015-03-31 | 10 | 443 | 453 | 97.79% |
2015-02-28 | 10 | 442 | 452 | 97.79% |
2015-01-31 | 10 | 439 | 449 | 97.77% |
2014-12-31 | 10 | 434 | 444 | 97.75% |
2014-11-30 | 9 | 433 | 442 | 97.96% |
2014-10-31 | 9 | 434 | 443 | 97.97% |
2014-09-30 | 9 | 430 | 439 | 97.95% |
2014-08-31 | 10 | 427 | 437 | 97.71% |
2014-07-31 | 10 | 424 | 434 | 97.70% |
2014-06-30 | 10 | 417 | 427 | 97.66% |
2014-05-31 | 10 | 410 | 420 | 97.62% |
2014-04-30 | 9 | 414 | 423 | 97.87% |
2014-03-31 | 9 | 408 | 417 | 97.84% |
2014-02-28 | 9 | 406 | 415 | 97.83% |
2014-01-31 | 9 | 404 | 413 | 97.82% |
2013-12-31 | 10 | 402 | 412 | 97.57% |
2013-11-30 | 10 | 398 | 408 | 97.55% |
2013-10-31 | 10 | 399 | 409 | 97.56% |
2013-09-30 | 8 | 400 | 408 | 98.04% |
2013-08-31 | 9 | 400 | 409 | 97.80% |
2013-07-31 | 9 | 394 | 403 | 97.77% |
2013-06-30 | 10 | 393 | 403 | 97.52% |
2013-05-31 | 10 | 390 | 400 | 97.50% |
2013-04-30 | 10 | 385 | 395 | 97.47% |
2013-03-31 | 10 | 382 | 392 | 97.45% |
2013-02-28 | 9 | 388 | 397 | 97.73% |
2013-01-31 | 9 | 382 | 391 | 97.70% |
2012-12-31 | 9 | 378 | 387 | 97.67% |
2012-11-30 | 9 | 376 | 385 | 97.66% |
2012-10-31 | 9 | 378 | 387 | 97.67% |
2012-09-30 | 9 | 373 | 382 | 97.64% |
2012-08-31 | 9 | 372 | 381 | 97.64% |
2012-07-31 | 9 | 370 | 379 | 97.63% |
2012-06-30 | 9 | 373 | 382 | 97.64% |
2012-05-31 | 9 | 370 | 379 | 97.63% |
2012-04-30 | 9 | 375 | 384 | 97.66% |
2012-03-31 | 9 | 374 | 383 | 97.65% |
2012-02-29 | 8 | 373 | 381 | 97.90% |
2012-01-31 | 8 | 364 | 372 | 97.85% |
2011-12-31 | 8 | 363 | 371 | 97.84% |
2011-11-30 | 7 | 368 | 375 | 98.13% |
2011-10-31 | 8 | 362 | 370 | 97.84% |
2011-09-30 | 8 | 359 | 367 | 97.82% |
2011-08-31 | 8 | 356 | 364 | 97.80% |
2011-07-31 | 8 | 355 | 363 | 97.80% |
2011-06-30 | 8 | 354 | 362 | 97.79% |
2011-05-31 | 8 | 350 | 358 | 97.77% |
2011-04-30 | 8 | 357 | 365 | 97.81% |
2011-03-31 | 8 | 360 | 368 | 97.83% |
2011-02-28 | 8 | 358 | 366 | 97.81% |
2011-01-31 | 8 | 357 | 365 | 97.81% |
2010-12-31 | 8 | 352 | 360 | 97.78% |
2010-11-30 | 8 | 347 | 355 | 97.75% |
2010-10-31 | 8 | 349 | 357 | 97.76% |
2010-09-30 | 8 | 350 | 358 | 97.77% |
2010-08-31 | 8 | 348 | 356 | 97.75% |
2010-07-31 | 8 | 345 | 353 | 97.73% |
2010-06-30 | 8 | 341 | 349 | 97.71% |
2010-05-31 | 8 | 340 | 348 | 97.70% |
2010-04-30 | 8 | 337 | 345 | 97.68% |
2010-03-31 | 10 | 338 | 348 | 97.13% |
2010-02-28 | 10 | 328 | 338 | 97.04% |
2010-01-31 | 10 | 327 | 337 | 97.03% |
2009-12-31 | 10 | 328 | 338 | 97.04% |
2009-11-30 | 10 | 324 | 334 | 97.01% |
2009-10-31 | 10 | 321 | 331 | 96.98% |
2009-09-30 | 10 | 313 | 323 | 96.90% |
2009-08-31 | 9 | 309 | 318 | 97.17% |
2009-07-31 | 9 | 300 | 309 | 97.09% |
2009-06-30 | 10 | 290 | 300 | 96.67% |
2009-05-31 | 10 | 281 | 291 | 96.56% |
2009-04-30 | 10 | 271 | 281 | 96.44% |
2009-03-31 | 11 | 265 | 276 | 96.01% |
2009-02-28 | 11 | 270 | 281 | 96.09% |
2009-01-31 | 11 | 271 | 282 | 96.10% |
2008-12-31 | 10 | 268 | 278 | 96.40% |
2008-11-30 | 10 | 264 | 274 | 96.35% |
2008-10-31 | 10 | 257 | 267 | 96.25% |
2008-09-30 | 8 | 253 | 261 | 96.93% |
2008-08-31 | 8 | 251 | 259 | 96.91% |
2008-07-31 | 8 | 246 | 254 | 96.85% |
2008-06-30 | 8 | 245 | 253 | 96.84% |
2008-05-31 | 9 | 238 | 247 | 96.36% |
2008-04-30 | 9 | 232 | 241 | 96.27% |
2008-03-31 | 9 | 231 | 240 | 96.25% |
2008-02-29 | 9 | 225 | 234 | 96.15% |
2008-01-31 | 8 | 222 | 230 | 96.52% |
2007-12-31 | 8 | 215 | 223 | 96.41% |
2007-11-30 | 8 | 217 | 225 | 96.44% |
2007-10-31 | 8 | 218 | 226 | 96.46% |
2007-09-30 | 9 | 217 | 226 | 96.02% |
2007-08-31 | 9 | 211 | 220 | 95.91% |
2007-07-31 | 9 | 203 | 212 | 95.75% |
2007-06-30 | 8 | 199 | 207 | 96.14% |
2007-05-31 | 8 | 196 | 204 | 96.08% |
2007-04-30 | 8 | 194 | 202 | 96.04% |
2007-03-31 | 8 | 194 | 202 | 96.04% |
2007-02-28 | 8 | 189 | 197 | 95.94% |
2007-01-31 | 8 | 188 | 196 | 95.92% |
2006-12-31 | 8 | 187 | 195 | 95.90% |
2006-11-30 | 8 | 187 | 195 | 95.90% |
2006-10-31 | 8 | 182 | 190 | 95.79% |
2006-09-30 | 8 | 180 | 188 | 95.74% |
2006-08-31 | 8 | 177 | 185 | 95.68% |
2006-07-31 | 8 | 170 | 178 | 95.51% |
2006-06-30 | 6 | 172 | 178 | 96.63% |
2006-05-31 | 6 | 173 | 179 | 96.65% |
2006-04-30 | 6 | 173 | 179 | 96.65% |
2006-03-31 | 6 | 170 | 176 | 96.59% |
2006-02-28 | 6 | 172 | 178 | 96.63% |
2006-01-31 | 7 | 172 | 179 | 96.09% |
2005-12-31 | 7 | 171 | 178 | 96.07% |
2005-11-30 | 7 | 169 | 176 | 96.02% |
2005-10-31 | 7 | 168 | 175 | 96.00% |
2005-09-30 | 7 | 169 | 176 | 96.02% |
2005-08-31 | 7 | 169 | 176 | 96.02% |
2005-07-31 | 6 | 167 | 173 | 96.53% |
2005-06-30 | 6 | 164 | 170 | 96.47% |
2005-05-31 | 6 | 160 | 166 | 96.39% |
2005-04-30 | 6 | 160 | 166 | 96.39% |
2005-03-31 | 7 | 159 | 166 | 95.78% |
2005-02-28 | 6 | 155 | 161 | 96.27% |
2005-01-31 | 6 | 150 | 156 | 96.15% |
2004-12-31 | 6 | 150 | 156 | 96.15% |
2004-11-30 | 6 | 143 | 149 | 95.97% |
2004-10-31 | 5 | 143 | 148 | 96.62% |
2004-09-30 | 4 | 146 | 150 | 97.33% |
2004-08-31 | 4 | 143 | 147 | 97.28% |
2004-07-31 | 4 | 143 | 147 | 97.28% |
2004-06-30 | 4 | 144 | 148 | 97.30% |
2004-05-31 | 4 | 142 | 146 | 97.26% |
2004-04-30 | 4 | 139 | 143 | 97.20% |
2004-03-31 | 4 | 141 | 145 | 97.24% |
2004-02-29 | 4 | 138 | 142 | 97.18% |
2004-01-31 | 4 | 141 | 145 | 97.24% |
2003-12-31 | 4 | 136 | 140 | 97.14% |
2003-11-30 | 3 | 128 | 131 | 97.71% |
2003-10-31 | 3 | 123 | 126 | 97.62% |
2003-09-30 | 3 | 125 | 128 | 97.66% |
2003-08-31 | 4 | 126 | 130 | 96.92% |
2003-07-31 | 4 | 127 | 131 | 96.95% |
2003-06-30 | 4 | 128 | 132 | 96.97% |
2003-05-31 | 1 | 139 | 140 | 99.29% |
2003-04-30 | 1 | 141 | 142 | 99.30% |
2003-03-31 | 1 | 142 | 143 | 99.30% |
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