CMB International Capital Limited 招銀國際融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-07-17 | 19 | 89 | 108 | 82.41% |
2024-06-30 | 19 | 89 | 108 | 82.41% |
2024-05-31 | 19 | 91 | 110 | 82.73% |
2024-04-30 | 18 | 92 | 110 | 83.64% |
2024-03-31 | 18 | 92 | 110 | 83.64% |
2024-02-29 | 18 | 94 | 112 | 83.93% |
2024-01-31 | 18 | 94 | 112 | 83.93% |
2023-12-31 | 18 | 96 | 114 | 84.21% |
2023-11-30 | 19 | 98 | 117 | 83.76% |
2023-10-31 | 19 | 98 | 117 | 83.76% |
2023-09-30 | 19 | 100 | 119 | 84.03% |
2023-08-31 | 19 | 98 | 117 | 83.76% |
2023-07-31 | 20 | 102 | 122 | 83.61% |
2023-06-30 | 22 | 106 | 128 | 82.81% |
2023-05-31 | 22 | 107 | 129 | 82.95% |
2023-04-30 | 22 | 109 | 131 | 83.21% |
2023-03-31 | 22 | 109 | 131 | 83.21% |
2023-02-28 | 22 | 105 | 127 | 82.68% |
2023-01-31 | 21 | 107 | 128 | 83.59% |
2022-12-31 | 21 | 107 | 128 | 83.59% |
2022-11-30 | 21 | 108 | 129 | 83.72% |
2022-10-31 | 21 | 110 | 131 | 83.97% |
2022-09-30 | 21 | 112 | 133 | 84.21% |
2022-08-31 | 22 | 114 | 136 | 83.82% |
2022-07-31 | 22 | 110 | 132 | 83.33% |
2022-06-30 | 22 | 113 | 135 | 83.70% |
2022-05-31 | 22 | 112 | 134 | 83.58% |
2022-04-30 | 22 | 114 | 136 | 83.82% |
2022-03-31 | 22 | 114 | 136 | 83.82% |
2022-02-28 | 21 | 114 | 135 | 84.44% |
2022-01-31 | 20 | 115 | 135 | 85.19% |
2021-12-31 | 20 | 115 | 135 | 85.19% |
2021-11-30 | 19 | 111 | 130 | 85.38% |
2021-10-31 | 20 | 110 | 130 | 84.62% |
2021-09-30 | 19 | 108 | 127 | 85.04% |
2021-08-31 | 19 | 96 | 115 | 83.48% |
2021-07-31 | 19 | 85 | 104 | 81.73% |
2021-06-30 | 16 | 88 | 104 | 84.62% |
2021-05-31 | 17 | 89 | 106 | 83.96% |
2021-04-30 | 16 | 92 | 108 | 85.19% |
2021-03-31 | 17 | 88 | 105 | 83.81% |
2021-02-28 | 17 | 81 | 98 | 82.65% |
2021-01-31 | 17 | 84 | 101 | 83.17% |
2020-12-31 | 17 | 83 | 100 | 83.00% |
2020-11-30 | 17 | 82 | 99 | 82.83% |
2020-10-31 | 16 | 80 | 96 | 83.33% |
2020-09-30 | 16 | 77 | 93 | 82.80% |
2020-08-31 | 16 | 74 | 90 | 82.22% |
2020-07-31 | 16 | 74 | 90 | 82.22% |
2020-06-30 | 16 | 73 | 89 | 82.02% |
2020-05-31 | 17 | 70 | 87 | 80.46% |
2020-04-30 | 16 | 67 | 83 | 80.72% |
2020-03-31 | 16 | 67 | 83 | 80.72% |
2020-02-29 | 16 | 67 | 83 | 80.72% |
2020-01-31 | 16 | 67 | 83 | 80.72% |
2019-12-31 | 16 | 69 | 85 | 81.18% |
2019-11-30 | 16 | 68 | 84 | 80.95% |
2019-10-31 | 15 | 67 | 82 | 81.71% |
2019-09-30 | 15 | 60 | 75 | 80.00% |
2019-08-31 | 15 | 56 | 71 | 78.87% |
2019-07-31 | 15 | 58 | 73 | 79.45% |
2019-06-30 | 15 | 58 | 73 | 79.45% |
2019-05-31 | 15 | 58 | 73 | 79.45% |
2019-04-30 | 15 | 59 | 74 | 79.73% |
2019-03-31 | 15 | 58 | 73 | 79.45% |
2019-02-28 | 16 | 58 | 74 | 78.38% |
2019-01-31 | 19 | 58 | 77 | 75.32% |
2018-12-31 | 18 | 58 | 76 | 76.32% |
2018-11-30 | 18 | 57 | 75 | 76.00% |
2018-10-31 | 17 | 56 | 73 | 76.71% |
2018-09-30 | 17 | 54 | 71 | 76.06% |
2018-08-31 | 17 | 51 | 68 | 75.00% |
2018-07-31 | 16 | 51 | 67 | 76.12% |
2018-06-30 | 15 | 49 | 64 | 76.56% |
2018-05-31 | 15 | 48 | 63 | 76.19% |
2018-04-30 | 15 | 50 | 65 | 76.92% |
2018-03-31 | 14 | 48 | 62 | 77.42% |
2018-02-28 | 13 | 50 | 63 | 79.37% |
2018-01-31 | 13 | 49 | 62 | 79.03% |
2017-12-31 | 12 | 49 | 61 | 80.33% |
2017-11-30 | 10 | 51 | 61 | 83.61% |
2017-10-31 | 10 | 50 | 60 | 83.33% |
2017-09-30 | 10 | 53 | 63 | 84.13% |
2017-08-31 | 10 | 50 | 60 | 83.33% |
2017-07-31 | 10 | 44 | 54 | 81.48% |
2017-06-30 | 10 | 41 | 51 | 80.39% |
2017-05-31 | 8 | 42 | 50 | 84.00% |
2017-04-30 | 8 | 43 | 51 | 84.31% |
2017-03-31 | 8 | 44 | 52 | 84.62% |
2017-02-28 | 8 | 45 | 53 | 84.91% |
2017-01-31 | 8 | 46 | 54 | 85.19% |
2016-12-31 | 8 | 46 | 54 | 85.19% |
2016-11-30 | 8 | 44 | 52 | 84.62% |
2016-10-31 | 7 | 43 | 50 | 86.00% |
2016-09-30 | 7 | 39 | 46 | 84.78% |
2016-08-31 | 7 | 35 | 42 | 83.33% |
2016-07-31 | 6 | 32 | 38 | 84.21% |
2016-06-30 | 6 | 29 | 35 | 82.86% |
2016-05-31 | 6 | 29 | 35 | 82.86% |
2016-04-30 | 6 | 27 | 33 | 81.82% |
2016-03-31 | 7 | 24 | 31 | 77.42% |
2016-02-29 | 7 | 23 | 30 | 76.67% |
2016-01-31 | 7 | 20 | 27 | 74.07% |
2015-12-31 | 7 | 19 | 26 | 73.08% |
2015-11-30 | 6 | 18 | 24 | 75.00% |
2015-10-31 | 7 | 12 | 19 | 63.16% |
2015-09-30 | 6 | 11 | 17 | 64.71% |
2015-08-31 | 6 | 7 | 13 | 53.85% |
2015-07-31 | 5 | 6 | 11 | 54.55% |
2015-06-30 | 4 | 6 | 10 | 60.00% |
2015-05-31 | 2 | 13 | 15 | 86.67% |
2015-04-30 | 3 | 14 | 17 | 82.35% |
2015-03-31 | 3 | 13 | 16 | 81.25% |
2015-02-28 | 3 | 12 | 15 | 80.00% |
2015-01-31 | 3 | 12 | 15 | 80.00% |
2014-12-31 | 4 | 12 | 16 | 75.00% |
2014-11-30 | 4 | 12 | 16 | 75.00% |
2014-10-31 | 4 | 12 | 16 | 75.00% |
2014-09-30 | 4 | 12 | 16 | 75.00% |
2014-08-31 | 4 | 13 | 17 | 76.47% |
2014-07-31 | 4 | 13 | 17 | 76.47% |
2014-06-30 | 4 | 13 | 17 | 76.47% |
2014-05-31 | 4 | 13 | 17 | 76.47% |
2014-04-30 | 4 | 13 | 17 | 76.47% |
2014-03-31 | 4 | 13 | 17 | 76.47% |
2014-02-28 | 4 | 14 | 18 | 77.78% |
2014-01-31 | 4 | 14 | 18 | 77.78% |
2013-12-31 | 4 | 15 | 19 | 78.95% |
2013-11-30 | 4 | 16 | 20 | 80.00% |
2013-10-31 | 4 | 14 | 18 | 77.78% |
2013-09-30 | 4 | 14 | 18 | 77.78% |
2013-08-31 | 4 | 14 | 18 | 77.78% |
2013-07-31 | 4 | 15 | 19 | 78.95% |
2013-06-30 | 4 | 15 | 19 | 78.95% |
2013-05-31 | 4 | 14 | 18 | 77.78% |
2013-04-30 | 4 | 15 | 19 | 78.95% |
2013-03-31 | 4 | 15 | 19 | 78.95% |
2013-02-28 | 4 | 14 | 18 | 77.78% |
2013-01-31 | 4 | 14 | 18 | 77.78% |
2012-12-31 | 4 | 13 | 17 | 76.47% |
2012-11-30 | 4 | 13 | 17 | 76.47% |
2012-10-31 | 4 | 13 | 17 | 76.47% |
2012-09-30 | 4 | 13 | 17 | 76.47% |
2012-08-31 | 4 | 13 | 17 | 76.47% |
2012-07-31 | 4 | 13 | 17 | 76.47% |
2012-06-30 | 4 | 13 | 17 | 76.47% |
2012-05-31 | 4 | 13 | 17 | 76.47% |
2012-04-30 | 4 | 12 | 16 | 75.00% |
2012-03-31 | 4 | 12 | 16 | 75.00% |
2012-02-29 | 4 | 12 | 16 | 75.00% |
2012-01-31 | 4 | 13 | 17 | 76.47% |
2011-12-31 | 4 | 13 | 17 | 76.47% |
2011-11-30 | 4 | 13 | 17 | 76.47% |
2011-10-31 | 3 | 14 | 17 | 82.35% |
2011-09-30 | 3 | 14 | 17 | 82.35% |
2011-08-31 | 3 | 14 | 17 | 82.35% |
2011-07-31 | 3 | 14 | 17 | 82.35% |
2011-06-30 | 3 | 13 | 16 | 81.25% |
2011-05-31 | 3 | 12 | 15 | 80.00% |
2011-04-30 | 4 | 12 | 16 | 75.00% |
2011-03-31 | 4 | 11 | 15 | 73.33% |
2011-02-28 | 4 | 11 | 15 | 73.33% |
2011-01-31 | 4 | 11 | 15 | 73.33% |
2010-12-31 | 4 | 12 | 16 | 75.00% |
2010-11-30 | 4 | 11 | 15 | 73.33% |
2010-10-31 | 4 | 11 | 15 | 73.33% |
2010-09-30 | 3 | 11 | 14 | 78.57% |
2010-08-31 | 0 | 0 | 0 | 0.00% |
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