CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 中國國際金融香港期貨有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-09 | 10 | 236 | 246 | 95.93% |
2024-09-30 | 10 | 234 | 244 | 95.90% |
2024-08-31 | 9 | 229 | 238 | 96.22% |
2024-07-31 | 8 | 232 | 240 | 96.67% |
2024-06-30 | 9 | 233 | 242 | 96.28% |
2024-05-31 | 9 | 235 | 244 | 96.31% |
2024-04-30 | 9 | 236 | 245 | 96.33% |
2024-03-31 | 10 | 237 | 247 | 95.95% |
2024-02-29 | 10 | 238 | 248 | 95.97% |
2024-01-31 | 9 | 240 | 249 | 96.39% |
2023-12-31 | 9 | 240 | 249 | 96.39% |
2023-11-30 | 9 | 242 | 251 | 96.41% |
2023-10-31 | 9 | 248 | 257 | 96.50% |
2023-09-30 | 9 | 249 | 258 | 96.51% |
2023-08-31 | 9 | 247 | 256 | 96.48% |
2023-07-31 | 9 | 237 | 246 | 96.34% |
2023-06-30 | 10 | 240 | 250 | 96.00% |
2023-05-31 | 10 | 240 | 250 | 96.00% |
2023-04-30 | 10 | 239 | 249 | 95.98% |
2023-03-31 | 10 | 239 | 249 | 95.98% |
2023-02-28 | 10 | 244 | 254 | 96.06% |
2023-01-31 | 10 | 240 | 250 | 96.00% |
2022-12-31 | 10 | 240 | 250 | 96.00% |
2022-11-30 | 10 | 238 | 248 | 95.97% |
2022-10-31 | 10 | 237 | 247 | 95.95% |
2022-09-30 | 10 | 235 | 245 | 95.92% |
2022-08-31 | 10 | 229 | 239 | 95.82% |
2022-07-31 | 10 | 229 | 239 | 95.82% |
2022-06-30 | 10 | 231 | 241 | 95.85% |
2022-05-31 | 10 | 228 | 238 | 95.80% |
2022-04-30 | 10 | 221 | 231 | 95.67% |
2022-03-31 | 10 | 213 | 223 | 95.52% |
2022-02-28 | 10 | 207 | 217 | 95.39% |
2022-01-31 | 10 | 205 | 215 | 95.35% |
2021-12-31 | 10 | 198 | 208 | 95.19% |
2021-11-30 | 10 | 186 | 196 | 94.90% |
2021-10-31 | 10 | 174 | 184 | 94.57% |
2021-09-30 | 10 | 164 | 174 | 94.25% |
2021-08-31 | 10 | 161 | 171 | 94.15% |
2021-07-31 | 11 | 155 | 166 | 93.37% |
2021-06-30 | 11 | 149 | 160 | 93.13% |
2021-05-31 | 11 | 141 | 152 | 92.76% |
2021-04-30 | 10 | 132 | 142 | 92.96% |
2021-03-31 | 10 | 133 | 143 | 93.01% |
2021-02-28 | 10 | 123 | 133 | 92.48% |
2021-01-31 | 9 | 123 | 132 | 93.18% |
2020-12-31 | 9 | 117 | 126 | 92.86% |
2020-11-30 | 9 | 118 | 127 | 92.91% |
2020-10-31 | 7 | 117 | 124 | 94.35% |
2020-09-30 | 7 | 117 | 124 | 94.35% |
2020-08-31 | 6 | 113 | 119 | 94.96% |
2020-07-31 | 6 | 105 | 111 | 94.59% |
2020-06-30 | 6 | 105 | 111 | 94.59% |
2020-05-31 | 6 | 106 | 112 | 94.64% |
2020-04-30 | 6 | 101 | 107 | 94.39% |
2020-03-31 | 6 | 102 | 108 | 94.44% |
2020-02-29 | 7 | 103 | 110 | 93.64% |
2020-01-31 | 7 | 103 | 110 | 93.64% |
2019-12-31 | 7 | 102 | 109 | 93.58% |
2019-11-30 | 7 | 102 | 109 | 93.58% |
2019-10-31 | 7 | 103 | 110 | 93.64% |
2019-09-30 | 7 | 101 | 108 | 93.52% |
2019-08-31 | 7 | 98 | 105 | 93.33% |
2019-07-31 | 7 | 93 | 100 | 93.00% |
2019-06-30 | 7 | 87 | 94 | 92.55% |
2019-05-31 | 7 | 83 | 90 | 92.22% |
2019-04-30 | 7 | 83 | 90 | 92.22% |
2019-03-31 | 7 | 83 | 90 | 92.22% |
2019-02-28 | 7 | 79 | 86 | 91.86% |
2019-01-31 | 7 | 80 | 87 | 91.95% |
2018-12-31 | 7 | 79 | 86 | 91.86% |
2018-11-30 | 7 | 77 | 84 | 91.67% |
2018-10-31 | 7 | 75 | 82 | 91.46% |
2018-09-30 | 7 | 72 | 79 | 91.14% |
2018-08-31 | 6 | 72 | 78 | 92.31% |
2018-07-31 | 6 | 69 | 75 | 92.00% |
2018-06-30 | 6 | 65 | 71 | 91.55% |
2018-05-31 | 6 | 63 | 69 | 91.30% |
2018-04-30 | 6 | 62 | 68 | 91.18% |
2018-03-31 | 6 | 61 | 67 | 91.04% |
2018-02-28 | 5 | 55 | 60 | 91.67% |
2018-01-31 | 5 | 54 | 59 | 91.53% |
2017-12-31 | 5 | 52 | 57 | 91.23% |
2017-11-30 | 4 | 54 | 58 | 93.10% |
2017-10-31 | 4 | 50 | 54 | 92.59% |
2017-09-30 | 4 | 47 | 51 | 92.16% |
2017-08-31 | 4 | 44 | 48 | 91.67% |
2017-07-31 | 4 | 45 | 49 | 91.84% |
2017-06-30 | 4 | 45 | 49 | 91.84% |
2017-05-31 | 3 | 46 | 49 | 93.88% |
2017-04-30 | 4 | 46 | 50 | 92.00% |
2017-03-31 | 4 | 46 | 50 | 92.00% |
2017-02-28 | 4 | 45 | 49 | 91.84% |
2017-01-31 | 4 | 42 | 46 | 91.30% |
2016-12-31 | 4 | 40 | 44 | 90.91% |
2016-11-30 | 4 | 38 | 42 | 90.48% |
2016-10-31 | 4 | 39 | 43 | 90.70% |
2016-09-30 | 4 | 39 | 43 | 90.70% |
2016-08-31 | 3 | 40 | 43 | 93.02% |
2016-07-31 | 3 | 41 | 44 | 93.18% |
2016-06-30 | 4 | 42 | 46 | 91.30% |
2016-05-31 | 4 | 40 | 44 | 90.91% |
2016-04-30 | 4 | 40 | 44 | 90.91% |
2016-03-31 | 4 | 37 | 41 | 90.24% |
2016-02-29 | 4 | 34 | 38 | 89.47% |
2016-01-31 | 4 | 34 | 38 | 89.47% |
2015-12-31 | 4 | 33 | 37 | 89.19% |
2015-11-30 | 4 | 32 | 36 | 88.89% |
2015-10-31 | 4 | 31 | 35 | 88.57% |
2015-09-30 | 4 | 31 | 35 | 88.57% |
2015-08-31 | 4 | 31 | 35 | 88.57% |
2015-07-31 | 5 | 27 | 32 | 84.38% |
2015-06-30 | 4 | 29 | 33 | 87.88% |
2015-05-31 | 4 | 28 | 32 | 87.50% |
2015-04-30 | 4 | 27 | 31 | 87.10% |
2015-03-31 | 4 | 27 | 31 | 87.10% |
2015-02-28 | 4 | 28 | 32 | 87.50% |
2015-01-31 | 4 | 26 | 30 | 86.67% |
2014-12-31 | 4 | 26 | 30 | 86.67% |
2014-11-30 | 4 | 27 | 31 | 87.10% |
2014-10-31 | 3 | 27 | 30 | 90.00% |
2014-09-30 | 3 | 26 | 29 | 89.66% |
2014-08-31 | 3 | 26 | 29 | 89.66% |
2014-07-31 | 3 | 24 | 27 | 88.89% |
2014-06-30 | 3 | 24 | 27 | 88.89% |
2014-05-31 | 3 | 25 | 28 | 89.29% |
2014-04-30 | 3 | 26 | 29 | 89.66% |
2014-03-31 | 3 | 28 | 31 | 90.32% |
2014-02-28 | 3 | 28 | 31 | 90.32% |
2014-01-31 | 3 | 27 | 30 | 90.00% |
2013-12-31 | 3 | 26 | 29 | 89.66% |
2013-11-30 | 3 | 28 | 31 | 90.32% |
2013-10-31 | 3 | 28 | 31 | 90.32% |
2013-09-30 | 5 | 29 | 34 | 85.29% |
2013-08-31 | 5 | 30 | 35 | 85.71% |
2013-07-31 | 5 | 28 | 33 | 84.85% |
2013-06-30 | 5 | 28 | 33 | 84.85% |
2013-05-31 | 5 | 28 | 33 | 84.85% |
2013-04-30 | 5 | 28 | 33 | 84.85% |
2013-03-31 | 5 | 29 | 34 | 85.29% |
2013-02-28 | 5 | 28 | 33 | 84.85% |
2013-01-31 | 5 | 28 | 33 | 84.85% |
2012-12-31 | 5 | 28 | 33 | 84.85% |
2012-11-30 | 5 | 28 | 33 | 84.85% |
2012-10-31 | 5 | 28 | 33 | 84.85% |
2012-09-30 | 5 | 27 | 32 | 84.38% |
2012-08-31 | 5 | 27 | 32 | 84.38% |
2012-07-31 | 5 | 25 | 30 | 83.33% |
2012-06-30 | 5 | 23 | 28 | 82.14% |
2012-05-31 | 4 | 24 | 28 | 85.71% |
2012-04-30 | 4 | 24 | 28 | 85.71% |
2012-03-31 | 4 | 24 | 28 | 85.71% |
2012-02-29 | 4 | 22 | 26 | 84.62% |
2012-01-31 | 3 | 10 | 13 | 76.92% |
2011-12-31 | 3 | 5 | 8 | 62.50% |
2011-11-30 | 3 | 4 | 7 | 57.14% |
2011-10-31 | 3 | 2 | 5 | 40.00% |
2011-09-30 | 2 | 4 | 6 | 66.67% |
2011-08-31 | 2 | 4 | 6 | 66.67% |
2011-07-31 | 2 | 2 | 4 | 50.00% |
2011-06-30 | 2 | 1 | 3 | 33.33% |
2011-05-31 | 2 | 0 | 2 | 0.00% |
2011-04-30 | 2 | 0 | 2 | 0.00% |
2011-03-31 | 0 | 0 | 0 | 0.00% |
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