CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 中國國際金融香港期貨有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-10-09 10 236 246 95.93%
2024-09-30 10 234 244 95.90%
2024-08-31 9 229 238 96.22%
2024-07-31 8 232 240 96.67%
2024-06-30 9 233 242 96.28%
2024-05-31 9 235 244 96.31%
2024-04-30 9 236 245 96.33%
2024-03-31 10 237 247 95.95%
2024-02-29 10 238 248 95.97%
2024-01-31 9 240 249 96.39%
2023-12-31 9 240 249 96.39%
2023-11-30 9 242 251 96.41%
2023-10-31 9 248 257 96.50%
2023-09-30 9 249 258 96.51%
2023-08-31 9 247 256 96.48%
2023-07-31 9 237 246 96.34%
2023-06-30 10 240 250 96.00%
2023-05-31 10 240 250 96.00%
2023-04-30 10 239 249 95.98%
2023-03-31 10 239 249 95.98%
2023-02-28 10 244 254 96.06%
2023-01-31 10 240 250 96.00%
2022-12-31 10 240 250 96.00%
2022-11-30 10 238 248 95.97%
2022-10-31 10 237 247 95.95%
2022-09-30 10 235 245 95.92%
2022-08-31 10 229 239 95.82%
2022-07-31 10 229 239 95.82%
2022-06-30 10 231 241 95.85%
2022-05-31 10 228 238 95.80%
2022-04-30 10 221 231 95.67%
2022-03-31 10 213 223 95.52%
2022-02-28 10 207 217 95.39%
2022-01-31 10 205 215 95.35%
2021-12-31 10 198 208 95.19%
2021-11-30 10 186 196 94.90%
2021-10-31 10 174 184 94.57%
2021-09-30 10 164 174 94.25%
2021-08-31 10 161 171 94.15%
2021-07-31 11 155 166 93.37%
2021-06-30 11 149 160 93.13%
2021-05-31 11 141 152 92.76%
2021-04-30 10 132 142 92.96%
2021-03-31 10 133 143 93.01%
2021-02-28 10 123 133 92.48%
2021-01-31 9 123 132 93.18%
2020-12-31 9 117 126 92.86%
2020-11-30 9 118 127 92.91%
2020-10-31 7 117 124 94.35%
2020-09-30 7 117 124 94.35%
2020-08-31 6 113 119 94.96%
2020-07-31 6 105 111 94.59%
2020-06-30 6 105 111 94.59%
2020-05-31 6 106 112 94.64%
2020-04-30 6 101 107 94.39%
2020-03-31 6 102 108 94.44%
2020-02-29 7 103 110 93.64%
2020-01-31 7 103 110 93.64%
2019-12-31 7 102 109 93.58%
2019-11-30 7 102 109 93.58%
2019-10-31 7 103 110 93.64%
2019-09-30 7 101 108 93.52%
2019-08-31 7 98 105 93.33%
2019-07-31 7 93 100 93.00%
2019-06-30 7 87 94 92.55%
2019-05-31 7 83 90 92.22%
2019-04-30 7 83 90 92.22%
2019-03-31 7 83 90 92.22%
2019-02-28 7 79 86 91.86%
2019-01-31 7 80 87 91.95%
2018-12-31 7 79 86 91.86%
2018-11-30 7 77 84 91.67%
2018-10-31 7 75 82 91.46%
2018-09-30 7 72 79 91.14%
2018-08-31 6 72 78 92.31%
2018-07-31 6 69 75 92.00%
2018-06-30 6 65 71 91.55%
2018-05-31 6 63 69 91.30%
2018-04-30 6 62 68 91.18%
2018-03-31 6 61 67 91.04%
2018-02-28 5 55 60 91.67%
2018-01-31 5 54 59 91.53%
2017-12-31 5 52 57 91.23%
2017-11-30 4 54 58 93.10%
2017-10-31 4 50 54 92.59%
2017-09-30 4 47 51 92.16%
2017-08-31 4 44 48 91.67%
2017-07-31 4 45 49 91.84%
2017-06-30 4 45 49 91.84%
2017-05-31 3 46 49 93.88%
2017-04-30 4 46 50 92.00%
2017-03-31 4 46 50 92.00%
2017-02-28 4 45 49 91.84%
2017-01-31 4 42 46 91.30%
2016-12-31 4 40 44 90.91%
2016-11-30 4 38 42 90.48%
2016-10-31 4 39 43 90.70%
2016-09-30 4 39 43 90.70%
2016-08-31 3 40 43 93.02%
2016-07-31 3 41 44 93.18%
2016-06-30 4 42 46 91.30%
2016-05-31 4 40 44 90.91%
2016-04-30 4 40 44 90.91%
2016-03-31 4 37 41 90.24%
2016-02-29 4 34 38 89.47%
2016-01-31 4 34 38 89.47%
2015-12-31 4 33 37 89.19%
2015-11-30 4 32 36 88.89%
2015-10-31 4 31 35 88.57%
2015-09-30 4 31 35 88.57%
2015-08-31 4 31 35 88.57%
2015-07-31 5 27 32 84.38%
2015-06-30 4 29 33 87.88%
2015-05-31 4 28 32 87.50%
2015-04-30 4 27 31 87.10%
2015-03-31 4 27 31 87.10%
2015-02-28 4 28 32 87.50%
2015-01-31 4 26 30 86.67%
2014-12-31 4 26 30 86.67%
2014-11-30 4 27 31 87.10%
2014-10-31 3 27 30 90.00%
2014-09-30 3 26 29 89.66%
2014-08-31 3 26 29 89.66%
2014-07-31 3 24 27 88.89%
2014-06-30 3 24 27 88.89%
2014-05-31 3 25 28 89.29%
2014-04-30 3 26 29 89.66%
2014-03-31 3 28 31 90.32%
2014-02-28 3 28 31 90.32%
2014-01-31 3 27 30 90.00%
2013-12-31 3 26 29 89.66%
2013-11-30 3 28 31 90.32%
2013-10-31 3 28 31 90.32%
2013-09-30 5 29 34 85.29%
2013-08-31 5 30 35 85.71%
2013-07-31 5 28 33 84.85%
2013-06-30 5 28 33 84.85%
2013-05-31 5 28 33 84.85%
2013-04-30 5 28 33 84.85%
2013-03-31 5 29 34 85.29%
2013-02-28 5 28 33 84.85%
2013-01-31 5 28 33 84.85%
2012-12-31 5 28 33 84.85%
2012-11-30 5 28 33 84.85%
2012-10-31 5 28 33 84.85%
2012-09-30 5 27 32 84.38%
2012-08-31 5 27 32 84.38%
2012-07-31 5 25 30 83.33%
2012-06-30 5 23 28 82.14%
2012-05-31 4 24 28 85.71%
2012-04-30 4 24 28 85.71%
2012-03-31 4 24 28 85.71%
2012-02-29 4 22 26 84.62%
2012-01-31 3 10 13 76.92%
2011-12-31 3 5 8 62.50%
2011-11-30 3 4 7 57.14%
2011-10-31 3 2 5 40.00%
2011-09-30 2 4 6 66.67%
2011-08-31 2 4 6 66.67%
2011-07-31 2 2 4 50.00%
2011-06-30 2 1 3 33.33%
2011-05-31 2 0 2 0.00%
2011-04-30 2 0 2 0.00%
2011-03-31 0 0 0 0.00%

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