OCBC Bank (Hong Kong) Limited 華僑銀行 (香港) 有限公司

• Key Data
• Officers
• Overlaps
• Advisers
• Adviserships
• SFC licenses
• CCASS holdings
• Financials
• ESS
• Webb-site Reports

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Monthly
• Yearly

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date	ROs	Reps	Total	Reps v total
2024-11-16	0	0	0	0.00%

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---