MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-10 | 14 | 267 | 281 | 95.02% |
| 2023-12-31 | 11 | 247 | 258 | 95.74% |
| 2022-12-31 | 11 | 193 | 204 | 94.61% |
| 2021-12-31 | 11 | 174 | 185 | 94.05% |
| 2020-12-31 | 13 | 181 | 194 | 93.30% |
| 2019-12-31 | 13 | 188 | 201 | 93.53% |
| 2018-12-31 | 15 | 188 | 203 | 92.61% |
| 2017-12-31 | 13 | 175 | 188 | 93.09% |
| 2016-12-31 | 13 | 155 | 168 | 92.26% |
| 2015-12-31 | 13 | 137 | 150 | 91.33% |
| 2014-12-31 | 18 | 120 | 138 | 86.96% |
| 2013-12-31 | 17 | 108 | 125 | 86.40% |
| 2012-12-31 | 19 | 79 | 98 | 80.61% |
| 2011-12-31 | 16 | 95 | 111 | 85.59% |
| 2010-12-31 | 17 | 83 | 100 | 83.00% |
| 2009-12-31 | 14 | 64 | 78 | 82.05% |
| 2008-12-31 | 9 | 52 | 61 | 85.25% |
| 2007-12-31 | 8 | 40 | 48 | 83.33% |
| 2006-12-31 | 7 | 32 | 39 | 82.05% |
| 2005-12-31 | 6 | 23 | 29 | 79.31% |
| 2004-12-31 | 3 | 22 | 25 | 88.00% |
| 2003-12-31 | 3 | 11 | 14 | 78.57% |
| 2003-03-31 | 2 | 13 | 15 | 86.67% |
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