ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-27 | 5 | 12 | 17 | 70.59% |
2023-12-31 | 3 | 13 | 16 | 81.25% |
2022-12-31 | 5 | 16 | 21 | 76.19% |
2021-12-31 | 5 | 22 | 27 | 81.48% |
2020-12-31 | 6 | 27 | 33 | 81.82% |
2019-12-31 | 6 | 25 | 31 | 80.65% |
2018-12-31 | 4 | 22 | 26 | 84.62% |
2017-12-31 | 4 | 9 | 13 | 69.23% |
2016-12-31 | 3 | 7 | 10 | 70.00% |
2015-12-31 | 3 | 8 | 11 | 72.73% |
2014-12-31 | 3 | 9 | 12 | 75.00% |
2013-12-31 | 3 | 9 | 12 | 75.00% |
2012-12-31 | 3 | 10 | 13 | 76.92% |
2011-12-31 | 2 | 8 | 10 | 80.00% |
2010-12-31 | 4 | 8 | 12 | 66.67% |
2009-12-31 | 5 | 6 | 11 | 54.55% |
2008-12-31 | 5 | 5 | 10 | 50.00% |
2007-12-31 | 4 | 2 | 6 | 33.33% |
2006-12-31 | 5 | 2 | 7 | 28.57% |
2005-12-31 | 2 | 3 | 5 | 60.00% |
2004-12-31 | 2 | 1 | 3 | 33.33% |
2003-12-31 | 2 | 1 | 3 | 33.33% |
2003-03-31 | 2 | 2 | 4 | 50.00% |
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