Merrill Lynch (Asia Pacific) Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-28 42 388 430 90.23%
2024-03-31 43 382 425 89.88%
2024-02-29 43 388 431 90.02%
2024-01-31 43 393 436 90.14%
2023-12-31 46 400 446 89.69%
2023-11-30 46 400 446 89.69%
2023-10-31 46 402 448 89.73%
2023-09-30 47 403 450 89.56%
2023-08-31 49 401 450 89.11%
2023-07-31 48 381 429 88.81%
2023-06-30 48 406 454 89.43%
2023-05-31 47 407 454 89.65%
2023-04-30 46 411 457 89.93%
2023-03-31 46 408 454 89.87%
2023-02-28 51 428 479 89.35%
2023-01-31 49 433 482 89.83%
2022-12-31 48 429 477 89.94%
2022-11-30 46 441 487 90.55%
2022-10-31 46 435 481 90.44%
2022-09-30 47 429 476 90.13%
2022-08-31 48 422 470 89.79%
2022-07-31 51 406 457 88.84%
2022-06-30 51 370 421 87.89%
2022-05-31 51 362 413 87.65%
2022-04-30 51 350 401 87.28%
2022-03-31 50 355 405 87.65%
2022-02-28 50 354 404 87.62%
2022-01-31 50 366 416 87.98%
2021-12-31 49 365 414 88.16%
2021-11-30 48 367 415 88.43%
2021-10-31 46 366 412 88.83%
2021-09-30 45 366 411 89.05%
2021-08-31 46 356 402 88.56%
2021-07-31 47 350 397 88.16%
2021-06-30 48 325 373 87.13%
2021-05-31 47 313 360 86.94%
2021-04-30 47 317 364 87.09%
2021-03-31 45 314 359 87.47%
2021-02-28 44 324 368 88.04%
2021-01-31 45 330 375 88.00%
2020-12-31 45 329 374 87.97%
2020-11-30 45 329 374 87.97%
2020-10-31 46 329 375 87.73%
2020-09-30 44 331 375 88.27%
2020-08-31 47 362 409 88.51%
2020-07-31 47 399 446 89.46%
2020-06-30 46 395 441 89.57%
2020-05-31 44 383 427 89.70%
2020-04-30 44 380 424 89.62%
2020-03-31 44 378 422 89.57%
2020-02-29 43 385 428 89.95%
2020-01-31 40 395 435 90.80%
2019-12-31 40 396 436 90.83%
2019-11-30 39 402 441 91.16%
2019-10-31 40 399 439 90.89%
2019-09-30 40 399 439 90.89%
2019-08-31 40 393 433 90.76%
2019-07-31 40 384 424 90.57%
2019-06-30 39 370 409 90.46%
2019-05-31 39 372 411 90.51%
2019-04-30 37 367 404 90.84%
2019-03-31 36 369 405 91.11%
2019-02-28 37 385 422 91.23%
2019-01-31 37 384 421 91.21%
2018-12-31 37 381 418 91.15%
2018-11-30 42 452 494 91.50%
2018-10-31 41 434 475 91.37%
2018-09-30 43 444 487 91.17%
2018-08-31 43 443 486 91.15%
2018-07-31 41 430 471 91.30%
2018-06-30 42 431 473 91.12%
2018-05-31 41 435 476 91.39%
2018-04-30 41 443 484 91.53%
2018-03-31 41 441 482 91.49%
2018-02-28 40 451 491 91.85%
2018-01-31 40 469 509 92.14%
2017-12-31 40 465 505 92.08%
2017-11-30 38 472 510 92.55%
2017-10-31 37 484 521 92.90%
2017-09-30 35 484 519 93.26%
2017-08-31 37 498 535 93.08%
2017-07-31 38 493 531 92.84%
2017-06-30 38 483 521 92.71%
2017-05-31 37 493 530 93.02%
2017-04-30 38 500 538 92.94%
2017-03-31 37 504 541 93.16%
2017-02-28 41 528 569 92.79%
2017-01-31 41 528 569 92.79%
2016-12-31 42 522 564 92.55%
2016-11-30 43 529 572 92.48%
2016-10-31 41 530 571 92.82%
2016-09-30 42 532 574 92.68%
2016-08-31 44 543 587 92.50%
2016-07-31 44 518 562 92.17%
2016-06-30 45 515 560 91.96%
2016-05-31 45 515 560 91.96%
2016-04-30 44 512 556 92.09%
2016-03-31 46 509 555 91.71%
2016-02-29 51 540 591 91.37%
2016-01-31 48 539 587 91.82%
2015-12-31 47 537 584 91.95%
2015-11-30 45 541 586 92.32%
2015-10-31 42 536 578 92.73%
2015-09-30 43 527 570 92.46%
2015-08-31 41 531 572 92.83%
2015-07-31 37 528 565 93.45%
2015-06-30 36 505 541 93.35%
2015-05-31 36 508 544 93.38%
2015-04-30 36 504 540 93.33%
2015-03-31 38 504 542 92.99%
2015-02-28 38 516 554 93.14%
2015-01-31 37 517 554 93.32%
2014-12-31 37 514 551 93.28%
2014-11-30 36 514 550 93.45%
2014-10-31 36 512 548 93.43%
2014-09-30 35 505 540 93.52%
2014-08-31 36 503 539 93.32%
2014-07-31 35 485 520 93.27%
2014-06-30 34 464 498 93.17%
2014-05-31 34 460 494 93.12%
2014-04-30 34 464 498 93.17%
2014-03-31 34 475 509 93.32%
2014-02-28 35 496 531 93.41%
2014-01-31 35 504 539 93.51%
2013-12-31 34 498 532 93.61%
2013-11-30 34 503 537 93.67%
2013-10-31 33 584 617 94.65%
2013-09-30 34 600 634 94.64%
2013-08-31 31 649 680 95.44%
2013-07-31 27 675 702 96.15%
2013-06-30 24 685 709 96.61%
2013-05-31 23 685 708 96.75%
2013-04-30 24 700 724 96.69%
2013-03-31 26 710 736 96.47%
2013-02-28 26 719 745 96.51%
2013-01-31 26 716 742 96.50%
2012-12-31 27 716 743 96.37%
2012-11-30 24 716 740 96.76%
2012-10-31 24 718 742 96.77%
2012-09-30 23 723 746 96.92%
2012-08-31 23 738 761 96.98%
2012-07-31 22 730 752 97.07%
2012-06-30 22 714 736 97.01%
2012-05-31 22 705 727 96.97%
2012-04-30 23 707 730 96.85%
2012-03-31 23 724 747 96.92%
2012-02-29 24 770 794 96.98%
2012-01-31 25 776 801 96.88%
2011-12-31 26 810 836 96.89%
2011-11-30 26 806 832 96.88%
2011-10-31 24 809 833 97.12%
2011-09-30 21 812 833 97.48%
2011-08-31 20 823 843 97.63%
2011-07-31 19 825 844 97.75%
2011-06-30 19 801 820 97.68%
2011-05-31 19 802 821 97.69%
2011-04-30 18 803 821 97.81%
2011-03-31 18 815 833 97.84%
2011-02-28 19 822 841 97.74%
2011-01-31 19 818 837 97.73%
2010-12-31 20 822 842 97.62%
2010-11-30 20 822 842 97.62%
2010-10-31 21 827 848 97.52%
2010-09-30 20 835 855 97.66%
2010-08-31 21 848 869 97.58%
2010-07-31 20 844 864 97.69%
2010-06-30 19 820 839 97.74%
2010-05-31 18 798 816 97.79%
2010-04-30 18 798 816 97.79%
2010-03-31 19 802 821 97.69%
2010-02-28 18 794 812 97.78%
2010-01-31 17 789 806 97.89%
2009-12-31 17 785 802 97.88%
2009-11-30 17 787 804 97.89%
2009-10-31 16 796 812 98.03%
2009-09-30 16 793 809 98.02%
2009-08-31 15 796 811 98.15%
2009-07-31 16 773 789 97.97%
2009-06-30 15 777 792 98.11%
2009-05-31 15 781 796 98.12%
2009-04-30 17 796 813 97.91%
2009-03-31 17 793 810 97.90%
2009-02-28 17 800 817 97.92%
2009-01-31 18 819 837 97.85%
2008-12-31 18 884 902 98.00%
2008-11-30 18 897 915 98.03%
2008-10-31 20 915 935 97.86%
2008-09-30 20 937 957 97.91%
2008-08-31 19 927 946 97.99%
2008-07-31 18 933 951 98.11%
2008-06-30 18 921 939 98.08%
2008-05-31 17 925 942 98.20%
2008-04-30 16 916 932 98.28%
2008-03-31 19 908 927 97.95%
2008-02-29 19 919 938 97.97%
2008-01-31 20 924 944 97.88%
2007-12-31 22 904 926 97.62%
2007-11-30 22 901 923 97.62%
2007-10-31 22 867 889 97.53%
2007-09-30 21 845 866 97.58%
2007-08-31 21 814 835 97.49%
2007-07-31 21 788 809 97.40%
2007-06-30 21 764 785 97.32%
2007-05-31 20 726 746 97.32%
2007-04-30 20 685 705 97.16%
2007-03-31 19 654 673 97.18%
2007-02-28 19 636 655 97.10%
2007-01-31 16 650 666 97.60%
2006-12-31 15 634 649 97.69%
2006-11-30 15 631 646 97.68%
2006-10-31 16 605 621 97.42%
2006-09-30 16 595 611 97.38%
2006-08-31 16 585 601 97.34%
2006-07-31 16 560 576 97.22%
2006-06-30 16 544 560 97.14%
2006-05-31 17 528 545 96.88%
2006-04-30 17 515 532 96.80%
2006-03-31 18 483 501 96.41%
2006-02-28 18 483 501 96.41%
2006-01-31 18 484 502 96.41%
2005-12-31 18 478 496 96.37%
2005-11-30 18 472 490 96.33%
2005-10-31 18 457 475 96.21%
2005-09-30 17 459 476 96.43%
2005-08-31 17 456 473 96.41%
2005-07-31 17 428 445 96.18%
2005-06-30 17 424 441 96.15%
2005-05-31 14 415 429 96.74%
2005-04-30 10 412 422 97.63%
2005-03-31 10 405 415 97.59%
2005-02-28 11 407 418 97.37%
2005-01-31 12 405 417 97.12%
2004-12-31 12 397 409 97.07%
2004-11-30 12 395 407 97.05%
2004-10-31 11 387 398 97.24%
2004-09-30 11 386 397 97.23%
2004-08-31 10 374 384 97.40%
2004-07-31 10 368 378 97.35%
2004-06-30 10 370 380 97.37%
2004-05-31 10 363 373 97.32%
2004-04-30 10 355 365 97.26%
2004-03-31 9 338 347 97.41%
2004-02-29 9 327 336 97.32%
2004-01-31 10 330 340 97.06%
2003-12-31 9 328 337 97.33%
2003-11-30 8 327 335 97.61%
2003-10-31 8 319 327 97.55%
2003-09-30 9 305 314 97.13%
2003-08-31 9 307 316 97.15%
2003-07-31 9 306 315 97.14%
2003-06-30 9 317 326 97.24%
2003-05-31 10 323 333 97.00%
2003-04-30 10 327 337 97.03%
2003-03-31 11 329 340 96.76%

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