Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-02-27 4 6 10 60.00%
2023-12-31 4 4 8 50.00%
2022-12-31 2 6 8 75.00%
2021-12-31 2 6 8 75.00%
2020-12-31 2 4 6 66.67%
2019-12-31 2 4 6 66.67%
2018-12-31 3 3 6 50.00%
2017-12-31 3 3 6 50.00%
2016-12-31 3 3 6 50.00%
2015-12-31 3 3 6 50.00%
2014-12-31 3 1 4 25.00%
2013-12-31 3 1 4 25.00%
2012-12-31 3 0 3 0.00%
2011-12-31 3 1 4 25.00%
2010-12-31 3 0 3 0.00%
2009-12-31 0 0 0 0.00%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top