S&P Global Ratings Hong Kong Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 8 | 106 | 114 | 92.98% |
| 2023-12-31 | 8 | 106 | 114 | 92.98% |
| 2022-12-31 | 8 | 107 | 115 | 93.04% |
| 2021-12-31 | 7 | 104 | 111 | 93.69% |
| 2020-12-31 | 9 | 101 | 110 | 91.82% |
| 2019-12-31 | 8 | 110 | 118 | 93.22% |
| 2018-12-31 | 6 | 110 | 116 | 94.83% |
| 2017-12-31 | 4 | 92 | 96 | 95.83% |
| 2016-12-31 | 3 | 74 | 77 | 96.10% |
| 2015-12-31 | 3 | 59 | 62 | 95.16% |
| 2014-12-31 | 2 | 43 | 45 | 95.56% |
| 2013-12-31 | 4 | 39 | 43 | 90.70% |
| 2012-12-31 | 6 | 21 | 27 | 77.78% |
| 2011-12-31 | 7 | 20 | 27 | 74.07% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
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