NOAH HOLDINGS (HONG KONG) LIMITED 諾亞控股(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-13 8 91 99 91.92%
2024-04-30 8 89 97 91.75%
2024-03-31 9 88 97 90.72%
2024-02-29 8 87 95 91.58%
2024-01-31 7 87 94 92.55%
2023-12-31 6 82 88 93.18%
2023-11-30 6 71 77 92.21%
2023-10-31 6 63 69 91.30%
2023-09-30 6 61 67 91.04%
2023-08-31 6 53 59 89.83%
2023-07-31 6 43 49 87.76%
2023-06-30 6 39 45 86.67%
2023-05-31 6 35 41 85.37%
2023-04-30 6 27 33 81.82%
2023-03-31 5 25 30 83.33%
2023-02-28 6 28 34 82.35%
2023-01-31 6 28 34 82.35%
2022-12-31 6 22 28 78.57%
2022-11-30 6 18 24 75.00%
2022-10-31 6 17 23 73.91%
2022-09-30 6 17 23 73.91%
2022-08-31 6 18 24 75.00%
2022-07-31 6 17 23 73.91%
2022-06-30 6 20 26 76.92%
2022-05-31 5 25 30 83.33%
2022-04-30 4 25 29 86.21%
2022-03-31 4 24 28 85.71%
2022-02-28 5 25 30 83.33%
2022-01-31 5 26 31 83.87%
2021-12-31 5 27 32 84.38%
2021-11-30 5 30 35 85.71%
2021-10-31 5 31 36 86.11%
2021-09-30 5 28 33 84.85%
2021-08-31 4 29 33 87.88%
2021-07-31 4 28 32 87.50%
2021-06-30 4 30 34 88.24%
2021-05-31 3 29 32 90.63%
2021-04-30 3 29 32 90.63%
2021-03-31 3 30 33 90.91%
2021-02-28 3 31 34 91.18%
2021-01-31 4 31 35 88.57%
2020-12-31 4 31 35 88.57%
2020-11-30 4 30 34 88.24%
2020-10-31 4 29 33 87.88%
2020-09-30 3 28 31 90.32%
2020-08-31 3 29 32 90.63%
2020-07-31 3 31 34 91.18%
2020-06-30 3 30 33 90.91%
2020-05-31 3 31 34 91.18%
2020-04-30 3 29 32 90.63%
2020-03-31 3 31 34 91.18%
2020-02-29 5 32 37 86.49%
2020-01-31 5 33 38 86.84%
2019-12-31 4 35 39 89.74%
2019-11-30 4 35 39 89.74%
2019-10-31 4 35 39 89.74%
2019-09-30 5 38 43 88.37%
2019-08-31 5 38 43 88.37%
2019-07-31 5 40 45 88.89%
2019-06-30 5 40 45 88.89%
2019-05-31 7 42 49 85.71%
2019-04-30 7 42 49 85.71%
2019-03-31 7 42 49 85.71%
2019-02-28 7 41 48 85.42%
2019-01-31 7 42 49 85.71%
2018-12-31 7 40 47 85.11%
2018-11-30 6 35 41 85.37%
2018-10-31 6 33 39 84.62%
2018-09-30 6 31 37 83.78%
2018-08-31 5 31 36 86.11%
2018-07-31 6 33 39 84.62%
2018-06-30 6 36 42 85.71%
2018-05-31 7 35 42 83.33%
2018-04-30 7 34 41 82.93%
2018-03-31 8 35 43 81.40%
2018-02-28 8 33 41 80.49%
2018-01-31 8 33 41 80.49%
2017-12-31 8 30 38 78.95%
2017-11-30 3 34 37 91.89%
2017-10-31 3 36 39 92.31%
2017-09-30 4 36 40 90.00%
2017-08-31 4 35 39 89.74%
2017-07-31 4 33 37 89.19%
2017-06-30 4 33 37 89.19%
2017-05-31 4 33 37 89.19%
2017-04-30 4 33 37 89.19%
2017-03-31 4 35 39 89.74%
2017-02-28 4 35 39 89.74%
2017-01-31 5 34 39 87.18%
2016-12-31 5 33 38 86.84%
2016-11-30 5 33 38 86.84%
2016-10-31 5 33 38 86.84%
2016-09-30 5 32 37 86.49%
2016-08-31 5 32 37 86.49%
2016-07-31 5 30 35 85.71%
2016-06-30 4 30 34 88.24%
2016-05-31 3 32 35 91.43%
2016-04-30 3 34 37 91.89%
2016-03-31 3 36 39 92.31%
2016-02-29 3 36 39 92.31%
2016-01-31 3 36 39 92.31%
2015-12-31 3 35 38 92.11%
2015-11-30 3 36 39 92.31%
2015-10-31 3 35 38 92.11%
2015-09-30 3 33 36 91.67%
2015-08-31 3 29 32 90.63%
2015-07-31 3 28 31 90.32%
2015-06-30 3 28 31 90.32%
2015-05-31 4 26 30 86.67%
2015-04-30 4 26 30 86.67%
2015-03-31 4 23 27 85.19%
2015-02-28 4 23 27 85.19%
2015-01-31 2 24 26 92.31%
2014-12-31 2 20 22 90.91%
2014-11-30 2 17 19 89.47%
2014-10-31 2 13 15 86.67%
2014-09-30 2 11 13 84.62%
2014-08-31 2 11 13 84.62%
2014-07-31 2 10 12 83.33%
2014-06-30 2 8 10 80.00%
2014-05-31 2 8 10 80.00%
2014-04-30 2 8 10 80.00%
2014-03-31 2 7 9 77.78%
2014-02-28 2 7 9 77.78%
2014-01-31 2 7 9 77.78%
2013-12-31 2 7 9 77.78%
2013-11-30 3 4 7 57.14%
2013-10-31 3 4 7 57.14%
2013-09-30 3 4 7 57.14%
2013-08-31 3 3 6 50.00%
2013-07-31 3 3 6 50.00%
2013-06-30 3 3 6 50.00%
2013-05-31 3 3 6 50.00%
2013-04-30 3 3 6 50.00%
2013-03-31 3 2 5 40.00%
2013-02-28 3 2 5 40.00%
2013-01-31 3 2 5 40.00%
2012-12-31 3 2 5 40.00%
2012-11-30 3 2 5 40.00%
2012-10-31 3 2 5 40.00%
2012-09-30 3 2 5 40.00%
2012-08-31 3 2 5 40.00%
2012-07-31 3 2 5 40.00%
2012-06-30 3 2 5 40.00%
2012-05-31 3 1 4 25.00%
2012-04-30 3 1 4 25.00%
2012-03-31 3 1 4 25.00%
2012-02-29 3 1 4 25.00%
2012-01-31 3 1 4 25.00%
2011-12-31 0 0 0 0.00%

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