LUEN FAT SECURITIES COMPANY LIMITED 聯發証劵有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 2 | 28 | 30 | 93.33% |
| 2023-12-31 | 2 | 28 | 30 | 93.33% |
| 2022-12-31 | 2 | 30 | 32 | 93.75% |
| 2021-12-31 | 4 | 32 | 36 | 88.89% |
| 2020-12-31 | 4 | 34 | 38 | 89.47% |
| 2019-12-31 | 4 | 35 | 39 | 89.74% |
| 2018-12-31 | 5 | 35 | 40 | 87.50% |
| 2017-12-31 | 5 | 37 | 42 | 88.10% |
| 2016-12-31 | 5 | 38 | 43 | 88.37% |
| 2015-12-31 | 5 | 39 | 44 | 88.64% |
| 2014-12-31 | 6 | 44 | 50 | 88.00% |
| 2013-12-31 | 6 | 49 | 55 | 89.09% |
| 2012-12-31 | 6 | 51 | 57 | 89.47% |
| 2011-12-31 | 6 | 55 | 61 | 90.16% |
| 2010-12-31 | 6 | 57 | 63 | 90.48% |
| 2009-12-31 | 6 | 55 | 61 | 90.16% |
| 2008-12-31 | 6 | 56 | 62 | 90.32% |
| 2007-12-31 | 6 | 51 | 57 | 89.47% |
| 2006-12-31 | 5 | 48 | 53 | 90.57% |
| 2005-12-31 | 6 | 50 | 56 | 89.29% |
| 2004-12-31 | 4 | 41 | 45 | 91.11% |
| 2003-12-31 | 4 | 42 | 46 | 91.30% |
| 2003-03-31 | 4 | 46 | 50 | 92.00% |
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