HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-29 | 16 | 170 | 186 | 91.40% |
| 2023-12-31 | 14 | 160 | 174 | 91.95% |
| 2022-12-31 | 13 | 147 | 160 | 91.88% |
| 2021-12-31 | 12 | 143 | 155 | 92.26% |
| 2020-12-31 | 11 | 122 | 133 | 91.73% |
| 2019-12-31 | 9 | 127 | 136 | 93.38% |
| 2018-12-31 | 11 | 115 | 126 | 91.27% |
| 2017-12-31 | 10 | 121 | 131 | 92.37% |
| 2016-12-31 | 9 | 121 | 130 | 93.08% |
| 2015-12-31 | 7 | 119 | 126 | 94.44% |
| 2014-12-31 | 10 | 102 | 112 | 91.07% |
| 2013-12-31 | 13 | 98 | 111 | 88.29% |
| 2012-12-31 | 14 | 105 | 119 | 88.24% |
| 2011-12-31 | 14 | 92 | 106 | 86.79% |
| 2010-12-31 | 15 | 93 | 108 | 86.11% |
| 2009-12-31 | 10 | 69 | 79 | 87.34% |
| 2008-12-31 | 10 | 71 | 81 | 87.65% |
| 2007-12-31 | 9 | 73 | 82 | 89.02% |
| 2006-12-31 | 11 | 67 | 78 | 85.90% |
| 2005-12-31 | 5 | 58 | 63 | 92.06% |
| 2004-12-31 | 7 | 61 | 68 | 89.71% |
| 2003-12-31 | 5 | 58 | 63 | 92.06% |
| 2003-03-31 | 5 | 58 | 63 | 92.06% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy