HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-23 | 19 | 168 | 187 | 89.84% |
2023-12-31 | 14 | 160 | 174 | 91.95% |
2022-12-31 | 13 | 147 | 160 | 91.88% |
2021-12-31 | 12 | 143 | 155 | 92.26% |
2020-12-31 | 11 | 122 | 133 | 91.73% |
2019-12-31 | 9 | 127 | 136 | 93.38% |
2018-12-31 | 11 | 115 | 126 | 91.27% |
2017-12-31 | 10 | 121 | 131 | 92.37% |
2016-12-31 | 9 | 121 | 130 | 93.08% |
2015-12-31 | 7 | 119 | 126 | 94.44% |
2014-12-31 | 10 | 102 | 112 | 91.07% |
2013-12-31 | 13 | 98 | 111 | 88.29% |
2012-12-31 | 14 | 105 | 119 | 88.24% |
2011-12-31 | 14 | 92 | 106 | 86.79% |
2010-12-31 | 15 | 93 | 108 | 86.11% |
2009-12-31 | 10 | 69 | 79 | 87.34% |
2008-12-31 | 10 | 71 | 81 | 87.65% |
2007-12-31 | 9 | 73 | 82 | 89.02% |
2006-12-31 | 11 | 67 | 78 | 85.90% |
2005-12-31 | 5 | 58 | 63 | 92.06% |
2004-12-31 | 7 | 61 | 68 | 89.71% |
2003-12-31 | 5 | 58 | 63 | 92.06% |
2003-03-31 | 5 | 58 | 63 | 92.06% |
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