FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-28 9 227 236 96.19%
2023-12-31 10 229 239 95.82%
2022-12-31 10 218 228 95.61%
2021-12-31 10 206 216 95.37%
2020-12-31 10 207 217 95.39%
2019-12-31 12 208 220 94.55%
2018-12-31 11 200 211 94.79%
2017-12-31 10 181 191 94.76%
2016-12-31 11 183 194 94.33%
2015-12-31 9 169 178 94.94%
2014-12-31 11 183 194 94.33%
2013-12-31 11 178 189 94.18%
2012-12-31 10 159 169 94.08%
2011-12-31 7 160 167 95.81%
2010-12-31 7 144 151 95.36%
2009-12-31 7 133 140 95.00%
2008-12-31 10 149 159 93.71%
2007-12-31 8 146 154 94.81%
2006-12-31 7 135 142 95.07%
2005-12-31 8 118 126 93.65%
2004-12-31 6 88 94 93.62%
2003-12-31 5 65 70 92.86%
2003-03-31 5 68 73 93.15%

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