ABCI Securities Company Limited 農銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-28 | 11 | 65 | 76 | 85.53% |
| 2023-12-31 | 11 | 61 | 72 | 84.72% |
| 2022-12-31 | 12 | 66 | 78 | 84.62% |
| 2021-12-31 | 11 | 69 | 80 | 86.25% |
| 2020-12-31 | 12 | 66 | 78 | 84.62% |
| 2019-12-31 | 11 | 70 | 81 | 86.42% |
| 2018-12-31 | 9 | 63 | 72 | 87.50% |
| 2017-12-31 | 11 | 59 | 70 | 84.29% |
| 2016-12-31 | 9 | 61 | 70 | 87.14% |
| 2015-12-31 | 11 | 50 | 61 | 81.97% |
| 2014-12-31 | 10 | 53 | 63 | 84.13% |
| 2013-12-31 | 10 | 54 | 64 | 84.38% |
| 2012-12-31 | 7 | 52 | 59 | 88.14% |
| 2011-12-31 | 6 | 50 | 56 | 89.29% |
| 2010-12-31 | 9 | 52 | 61 | 85.25% |
| 2009-12-31 | 10 | 55 | 65 | 84.62% |
| 2008-12-31 | 8 | 43 | 51 | 84.31% |
| 2007-12-31 | 6 | 51 | 57 | 89.47% |
| 2006-12-31 | 8 | 37 | 45 | 82.22% |
| 2005-12-31 | 8 | 29 | 37 | 78.38% |
| 2004-12-31 | 6 | 29 | 35 | 82.86% |
| 2003-12-31 | 4 | 29 | 33 | 87.88% |
| 2003-03-31 | 4 | 24 | 28 | 85.71% |
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