Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 4 | 3 | 7 | 42.86% |
| 2023-12-31 | 4 | 3 | 7 | 42.86% |
| 2022-12-31 | 3 | 5 | 8 | 62.50% |
| 2021-12-31 | 3 | 6 | 9 | 66.67% |
| 2020-12-31 | 3 | 23 | 26 | 88.46% |
| 2019-12-31 | 7 | 22 | 29 | 75.86% |
| 2018-12-31 | 7 | 23 | 30 | 76.67% |
| 2017-12-31 | 7 | 18 | 25 | 72.00% |
| 2016-12-31 | 11 | 27 | 38 | 71.05% |
| 2015-12-31 | 9 | 40 | 49 | 81.63% |
| 2014-12-31 | 17 | 107 | 124 | 86.29% |
| 2013-12-31 | 17 | 100 | 117 | 85.47% |
| 2012-12-31 | 14 | 83 | 97 | 85.57% |
| 2011-12-31 | 12 | 58 | 70 | 82.86% |
| 2010-12-31 | 14 | 48 | 62 | 77.42% |
| 2009-12-31 | 11 | 59 | 70 | 84.29% |
| 2008-12-31 | 13 | 47 | 60 | 78.33% |
| 2007-12-31 | 8 | 52 | 60 | 86.67% |
| 2006-12-31 | 6 | 43 | 49 | 87.76% |
| 2005-12-31 | 8 | 38 | 46 | 82.61% |
| 2004-12-31 | 9 | 27 | 36 | 75.00% |
| 2003-12-31 | 6 | 31 | 37 | 83.78% |
| 2003-03-31 | 7 | 26 | 33 | 78.79% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy