CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-07-20 | 29 | 606 | 635 | 95.43% |
2023-12-31 | 29 | 504 | 533 | 94.56% |
2022-12-31 | 28 | 369 | 397 | 92.95% |
2021-12-31 | 15 | 227 | 242 | 93.80% |
2020-12-31 | 13 | 110 | 123 | 89.43% |
2019-12-31 | 15 | 94 | 109 | 86.24% |
2018-12-31 | 19 | 91 | 110 | 82.73% |
2017-12-31 | 10 | 77 | 87 | 88.51% |
2016-12-31 | 11 | 60 | 71 | 84.51% |
2015-12-31 | 12 | 70 | 82 | 85.37% |
2014-12-31 | 6 | 24 | 30 | 80.00% |
2013-12-31 | 5 | 20 | 25 | 80.00% |
2012-12-31 | 5 | 14 | 19 | 73.68% |
2011-12-31 | 5 | 20 | 25 | 80.00% |
2010-12-31 | 5 | 20 | 25 | 80.00% |
2009-12-31 | 5 | 21 | 26 | 80.77% |
2008-12-31 | 7 | 16 | 23 | 69.57% |
2007-12-31 | 6 | 13 | 19 | 68.42% |
2006-12-31 | 5 | 13 | 18 | 72.22% |
2005-12-31 | 3 | 15 | 18 | 83.33% |
2004-12-31 | 2 | 18 | 20 | 90.00% |
2003-12-31 | 2 | 17 | 19 | 89.47% |
2003-03-31 | 3 | 15 | 18 | 83.33% |
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