LMR Partners Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-11-16 | 4 | 13 | 17 | 76.47% |
2023-12-31 | 5 | 13 | 18 | 72.22% |
2022-12-31 | 5 | 12 | 17 | 70.59% |
2021-12-31 | 3 | 16 | 19 | 84.21% |
2020-12-31 | 2 | 19 | 21 | 90.48% |
2019-12-31 | 2 | 19 | 21 | 90.48% |
2018-12-31 | 2 | 14 | 16 | 87.50% |
2017-12-31 | 2 | 9 | 11 | 81.82% |
2016-12-31 | 2 | 7 | 9 | 77.78% |
2015-12-31 | 2 | 2 | 4 | 50.00% |
2014-12-31 | 2 | 3 | 5 | 60.00% |
2013-12-31 | 2 | 2 | 4 | 50.00% |
2012-12-31 | 2 | 0 | 2 | 0.00% |
2011-12-31 | 0 | 0 | 0 | 0.00% |
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