Topaz Financial Group Limited 瑭明金融集團有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-28 | 3 | 57 | 60 | 95.00% |
| 2023-12-31 | 3 | 52 | 55 | 94.55% |
| 2022-12-31 | 3 | 40 | 43 | 93.02% |
| 2021-12-31 | 3 | 31 | 34 | 91.18% |
| 2020-12-31 | 3 | 22 | 25 | 88.00% |
| 2019-12-31 | 3 | 19 | 22 | 86.36% |
| 2018-12-31 | 3 | 18 | 21 | 85.71% |
| 2017-12-31 | 3 | 17 | 20 | 85.00% |
| 2016-12-31 | 2 | 18 | 20 | 90.00% |
| 2015-12-31 | 3 | 11 | 14 | 78.57% |
| 2014-12-31 | 3 | 6 | 9 | 66.67% |
| 2013-12-31 | 3 | 6 | 9 | 66.67% |
| 2012-12-31 | 2 | 3 | 5 | 60.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy