Quam Securities Limited 華富建業證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 13 | 105 | 118 | 88.98% |
| 2023-12-31 | 13 | 108 | 121 | 89.26% |
| 2022-12-31 | 12 | 125 | 137 | 91.24% |
| 2021-12-31 | 17 | 142 | 159 | 89.31% |
| 2020-12-31 | 18 | 147 | 165 | 89.09% |
| 2019-12-31 | 14 | 159 | 173 | 91.91% |
| 2018-12-31 | 13 | 159 | 172 | 92.44% |
| 2017-12-31 | 10 | 174 | 184 | 94.57% |
| 2016-12-31 | 12 | 185 | 197 | 93.91% |
| 2015-12-31 | 14 | 201 | 215 | 93.49% |
| 2014-12-31 | 13 | 242 | 255 | 94.90% |
| 2013-12-31 | 11 | 252 | 263 | 95.82% |
| 2012-12-31 | 9 | 238 | 247 | 96.36% |
| 2011-12-31 | 9 | 199 | 208 | 95.67% |
| 2010-12-31 | 6 | 138 | 144 | 95.83% |
| 2009-12-31 | 6 | 83 | 89 | 93.26% |
| 2008-12-31 | 7 | 72 | 79 | 91.14% |
| 2007-12-31 | 7 | 53 | 60 | 88.33% |
| 2006-12-31 | 7 | 90 | 97 | 92.78% |
| 2005-12-31 | 4 | 80 | 84 | 95.24% |
| 2004-12-31 | 3 | 42 | 45 | 93.33% |
| 2003-12-31 | 4 | 36 | 40 | 90.00% |
| 2003-03-31 | 3 | 29 | 32 | 90.63% |
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