SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 13 | 200 | 213 | 93.90% |
| 2023-12-31 | 14 | 189 | 203 | 93.10% |
| 2022-12-31 | 9 | 171 | 180 | 95.00% |
| 2021-12-31 | 8 | 177 | 185 | 95.68% |
| 2020-12-31 | 12 | 177 | 189 | 93.65% |
| 2019-12-31 | 14 | 171 | 185 | 92.43% |
| 2018-12-31 | 14 | 188 | 202 | 93.07% |
| 2017-12-31 | 13 | 207 | 220 | 94.09% |
| 2016-12-31 | 10 | 93 | 103 | 90.29% |
| 2015-12-31 | 9 | 74 | 83 | 89.16% |
| 2014-12-31 | 11 | 74 | 85 | 87.06% |
| 2013-12-31 | 14 | 71 | 85 | 83.53% |
| 2012-12-31 | 12 | 74 | 86 | 86.05% |
| 2011-12-31 | 14 | 74 | 88 | 84.09% |
| 2010-12-31 | 8 | 62 | 70 | 88.57% |
| 2009-12-31 | 9 | 57 | 66 | 86.36% |
| 2008-12-31 | 9 | 64 | 73 | 87.67% |
| 2007-12-31 | 10 | 39 | 49 | 79.59% |
| 2006-12-31 | 10 | 42 | 52 | 80.77% |
| 2005-12-31 | 12 | 42 | 54 | 77.78% |
| 2004-12-31 | 6 | 47 | 53 | 88.68% |
| 2003-12-31 | 5 | 34 | 39 | 87.18% |
| 2003-03-31 | 5 | 30 | 35 | 85.71% |
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