China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-29 | 13 | 146 | 159 | 91.82% |
| 2023-12-31 | 13 | 142 | 155 | 91.61% |
| 2022-12-31 | 13 | 128 | 141 | 90.78% |
| 2021-12-31 | 9 | 118 | 127 | 92.91% |
| 2020-12-31 | 7 | 100 | 107 | 93.46% |
| 2019-12-31 | 7 | 76 | 83 | 91.57% |
| 2018-12-31 | 8 | 78 | 86 | 90.70% |
| 2017-12-31 | 9 | 79 | 88 | 89.77% |
| 2016-12-31 | 10 | 81 | 91 | 89.01% |
| 2015-12-31 | 7 | 71 | 78 | 91.03% |
| 2014-12-31 | 6 | 52 | 58 | 89.66% |
| 2013-12-31 | 4 | 21 | 25 | 84.00% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
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