China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-26 | 13 | 144 | 157 | 91.72% |
| 2024-04-30 | 13 | 146 | 159 | 91.82% |
| 2024-03-31 | 13 | 145 | 158 | 91.77% |
| 2024-02-29 | 13 | 143 | 156 | 91.67% |
| 2024-01-31 | 13 | 143 | 156 | 91.67% |
| 2023-12-31 | 13 | 142 | 155 | 91.61% |
| 2023-11-30 | 13 | 139 | 152 | 91.45% |
| 2023-10-31 | 13 | 136 | 149 | 91.28% |
| 2023-09-30 | 12 | 131 | 143 | 91.61% |
| 2023-08-31 | 12 | 132 | 144 | 91.67% |
| 2023-07-31 | 12 | 127 | 139 | 91.37% |
| 2023-06-30 | 12 | 124 | 136 | 91.18% |
| 2023-05-31 | 12 | 128 | 140 | 91.43% |
| 2023-04-30 | 12 | 131 | 143 | 91.61% |
| 2023-03-31 | 12 | 131 | 143 | 91.61% |
| 2023-02-28 | 13 | 128 | 141 | 90.78% |
| 2023-01-31 | 13 | 126 | 139 | 90.65% |
| 2022-12-31 | 13 | 128 | 141 | 90.78% |
| 2022-11-30 | 13 | 125 | 138 | 90.58% |
| 2022-10-31 | 11 | 126 | 137 | 91.97% |
| 2022-09-30 | 11 | 123 | 134 | 91.79% |
| 2022-08-31 | 11 | 119 | 130 | 91.54% |
| 2022-07-31 | 10 | 120 | 130 | 92.31% |
| 2022-06-30 | 10 | 119 | 129 | 92.25% |
| 2022-05-31 | 10 | 116 | 126 | 92.06% |
| 2022-04-30 | 10 | 117 | 127 | 92.13% |
| 2022-03-31 | 10 | 118 | 128 | 92.19% |
| 2022-02-28 | 10 | 117 | 127 | 92.13% |
| 2022-01-31 | 9 | 119 | 128 | 92.97% |
| 2021-12-31 | 9 | 118 | 127 | 92.91% |
| 2021-11-30 | 9 | 115 | 124 | 92.74% |
| 2021-10-31 | 8 | 114 | 122 | 93.44% |
| 2021-09-30 | 7 | 103 | 110 | 93.64% |
| 2021-08-31 | 7 | 105 | 112 | 93.75% |
| 2021-07-31 | 7 | 101 | 108 | 93.52% |
| 2021-06-30 | 7 | 102 | 109 | 93.58% |
| 2021-05-31 | 7 | 98 | 105 | 93.33% |
| 2021-04-30 | 7 | 99 | 106 | 93.40% |
| 2021-03-31 | 7 | 102 | 109 | 93.58% |
| 2021-02-28 | 7 | 99 | 106 | 93.40% |
| 2021-01-31 | 7 | 101 | 108 | 93.52% |
| 2020-12-31 | 7 | 100 | 107 | 93.46% |
| 2020-11-30 | 7 | 91 | 98 | 92.86% |
| 2020-10-31 | 7 | 83 | 90 | 92.22% |
| 2020-09-30 | 5 | 81 | 86 | 94.19% |
| 2020-08-31 | 5 | 84 | 89 | 94.38% |
| 2020-07-31 | 5 | 80 | 85 | 94.12% |
| 2020-06-30 | 5 | 75 | 80 | 93.75% |
| 2020-05-31 | 6 | 76 | 82 | 92.68% |
| 2020-04-30 | 7 | 79 | 86 | 91.86% |
| 2020-03-31 | 7 | 79 | 86 | 91.86% |
| 2020-02-29 | 7 | 79 | 86 | 91.86% |
| 2020-01-31 | 7 | 78 | 85 | 91.76% |
| 2019-12-31 | 7 | 76 | 83 | 91.57% |
| 2019-11-30 | 6 | 80 | 86 | 93.02% |
| 2019-10-31 | 6 | 78 | 84 | 92.86% |
| 2019-09-30 | 6 | 75 | 81 | 92.59% |
| 2019-08-31 | 6 | 68 | 74 | 91.89% |
| 2019-07-31 | 6 | 69 | 75 | 92.00% |
| 2019-06-30 | 6 | 66 | 72 | 91.67% |
| 2019-05-31 | 7 | 73 | 80 | 91.25% |
| 2019-04-30 | 6 | 74 | 80 | 92.50% |
| 2019-03-31 | 6 | 73 | 79 | 92.41% |
| 2019-02-28 | 5 | 75 | 80 | 93.75% |
| 2019-01-31 | 8 | 75 | 83 | 90.36% |
| 2018-12-31 | 8 | 78 | 86 | 90.70% |
| 2018-11-30 | 8 | 80 | 88 | 90.91% |
| 2018-10-31 | 8 | 80 | 88 | 90.91% |
| 2018-09-30 | 8 | 81 | 89 | 91.01% |
| 2018-08-31 | 7 | 82 | 89 | 92.13% |
| 2018-07-31 | 8 | 78 | 86 | 90.70% |
| 2018-06-30 | 10 | 77 | 87 | 88.51% |
| 2018-05-31 | 10 | 79 | 89 | 88.76% |
| 2018-04-30 | 10 | 73 | 83 | 87.95% |
| 2018-03-31 | 9 | 75 | 84 | 89.29% |
| 2018-02-28 | 9 | 75 | 84 | 89.29% |
| 2018-01-31 | 9 | 79 | 88 | 89.77% |
| 2017-12-31 | 9 | 79 | 88 | 89.77% |
| 2017-11-30 | 9 | 77 | 86 | 89.53% |
| 2017-10-31 | 9 | 77 | 86 | 89.53% |
| 2017-09-30 | 9 | 76 | 85 | 89.41% |
| 2017-08-31 | 10 | 77 | 87 | 88.51% |
| 2017-07-31 | 10 | 78 | 88 | 88.64% |
| 2017-06-30 | 10 | 78 | 88 | 88.64% |
| 2017-05-31 | 10 | 76 | 86 | 88.37% |
| 2017-04-30 | 10 | 76 | 86 | 88.37% |
| 2017-03-31 | 10 | 76 | 86 | 88.37% |
| 2017-02-28 | 10 | 77 | 87 | 88.51% |
| 2017-01-31 | 10 | 79 | 89 | 88.76% |
| 2016-12-31 | 10 | 81 | 91 | 89.01% |
| 2016-11-30 | 10 | 81 | 91 | 89.01% |
| 2016-10-31 | 9 | 78 | 87 | 89.66% |
| 2016-09-30 | 8 | 80 | 88 | 90.91% |
| 2016-08-31 | 8 | 83 | 91 | 91.21% |
| 2016-07-31 | 8 | 79 | 87 | 90.80% |
| 2016-06-30 | 7 | 81 | 88 | 92.05% |
| 2016-05-31 | 7 | 80 | 87 | 91.95% |
| 2016-04-30 | 8 | 81 | 89 | 91.01% |
| 2016-03-31 | 8 | 77 | 85 | 90.59% |
| 2016-02-29 | 8 | 74 | 82 | 90.24% |
| 2016-01-31 | 7 | 71 | 78 | 91.03% |
| 2015-12-31 | 7 | 71 | 78 | 91.03% |
| 2015-11-30 | 7 | 70 | 77 | 90.91% |
| 2015-10-31 | 7 | 68 | 75 | 90.67% |
| 2015-09-30 | 7 | 64 | 71 | 90.14% |
| 2015-08-31 | 7 | 60 | 67 | 89.55% |
| 2015-07-31 | 7 | 59 | 66 | 89.39% |
| 2015-06-30 | 7 | 55 | 62 | 88.71% |
| 2015-05-31 | 7 | 51 | 58 | 87.93% |
| 2015-04-30 | 7 | 49 | 56 | 87.50% |
| 2015-03-31 | 7 | 50 | 57 | 87.72% |
| 2015-02-28 | 5 | 51 | 56 | 91.07% |
| 2015-01-31 | 5 | 50 | 55 | 90.91% |
| 2014-12-31 | 6 | 52 | 58 | 89.66% |
| 2014-11-30 | 6 | 46 | 52 | 88.46% |
| 2014-10-31 | 6 | 35 | 41 | 85.37% |
| 2014-09-30 | 5 | 31 | 36 | 86.11% |
| 2014-08-31 | 5 | 31 | 36 | 86.11% |
| 2014-07-31 | 4 | 28 | 32 | 87.50% |
| 2014-06-30 | 4 | 27 | 31 | 87.10% |
| 2014-05-31 | 4 | 26 | 30 | 86.67% |
| 2014-04-30 | 5 | 25 | 30 | 83.33% |
| 2014-03-31 | 4 | 26 | 30 | 86.67% |
| 2014-02-28 | 4 | 24 | 28 | 85.71% |
| 2014-01-31 | 4 | 25 | 29 | 86.21% |
| 2013-12-31 | 4 | 21 | 25 | 84.00% |
| 2013-11-30 | 4 | 18 | 22 | 81.82% |
| 2013-10-31 | 4 | 14 | 18 | 77.78% |
| 2013-09-30 | 4 | 14 | 18 | 77.78% |
| 2013-08-31 | 4 | 12 | 16 | 75.00% |
| 2013-07-31 | 2 | 9 | 11 | 81.82% |
| 2013-06-30 | 2 | 8 | 10 | 80.00% |
| 2013-05-31 | 2 | 4 | 6 | 66.67% |
| 2013-04-30 | 2 | 0 | 2 | 0.00% |
| 2013-03-31 | 0 | 0 | 0 | 0.00% |
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