EAST ASIA SECURITIES COMPANY LIMITED 東亞證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 6 | 40 | 46 | 86.96% |
| 2023-12-31 | 5 | 37 | 42 | 88.10% |
| 2022-12-31 | 4 | 35 | 39 | 89.74% |
| 2021-12-31 | 4 | 40 | 44 | 90.91% |
| 2020-12-31 | 4 | 46 | 50 | 92.00% |
| 2019-12-31 | 4 | 47 | 51 | 92.16% |
| 2018-12-31 | 4 | 49 | 53 | 92.45% |
| 2017-12-31 | 5 | 53 | 58 | 91.38% |
| 2016-12-31 | 4 | 66 | 70 | 94.29% |
| 2015-12-31 | 4 | 134 | 138 | 97.10% |
| 2014-12-31 | 4 | 137 | 141 | 97.16% |
| 2013-12-31 | 4 | 141 | 145 | 97.24% |
| 2012-12-31 | 4 | 147 | 151 | 97.35% |
| 2011-12-31 | 4 | 154 | 158 | 97.47% |
| 2010-12-31 | 4 | 151 | 155 | 97.42% |
| 2009-12-31 | 3 | 150 | 153 | 98.04% |
| 2008-12-31 | 3 | 148 | 151 | 98.01% |
| 2007-12-31 | 3 | 137 | 140 | 97.86% |
| 2006-12-31 | 2 | 116 | 118 | 98.31% |
| 2005-12-31 | 2 | 88 | 90 | 97.78% |
| 2004-12-31 | 2 | 86 | 88 | 97.73% |
| 2003-12-31 | 2 | 73 | 75 | 97.33% |
| 2003-03-31 | 2 | 72 | 74 | 97.30% |
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