Dongxing Securities (Hong Kong) Company Limited 東興證券(香港) 有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-31 | 5 | 18 | 23 | 78.26% |
| 2024-04-30 | 5 | 19 | 24 | 79.17% |
| 2024-03-31 | 5 | 19 | 24 | 79.17% |
| 2024-02-29 | 5 | 18 | 23 | 78.26% |
| 2024-01-31 | 5 | 16 | 21 | 76.19% |
| 2023-12-31 | 5 | 17 | 22 | 77.27% |
| 2023-11-30 | 5 | 16 | 21 | 76.19% |
| 2023-10-31 | 5 | 16 | 21 | 76.19% |
| 2023-09-30 | 5 | 15 | 20 | 75.00% |
| 2023-08-31 | 6 | 16 | 22 | 72.73% |
| 2023-07-31 | 6 | 18 | 24 | 75.00% |
| 2023-06-30 | 6 | 20 | 26 | 76.92% |
| 2023-05-31 | 10 | 23 | 33 | 69.70% |
| 2023-04-30 | 10 | 24 | 34 | 70.59% |
| 2023-03-31 | 10 | 28 | 38 | 73.68% |
| 2023-02-28 | 10 | 30 | 40 | 75.00% |
| 2023-01-31 | 11 | 30 | 41 | 73.17% |
| 2022-12-31 | 11 | 30 | 41 | 73.17% |
| 2022-11-30 | 11 | 29 | 40 | 72.50% |
| 2022-10-31 | 10 | 29 | 39 | 74.36% |
| 2022-09-30 | 10 | 26 | 36 | 72.22% |
| 2022-08-31 | 10 | 26 | 36 | 72.22% |
| 2022-07-31 | 11 | 25 | 36 | 69.44% |
| 2022-06-30 | 11 | 27 | 38 | 71.05% |
| 2022-05-31 | 12 | 27 | 39 | 69.23% |
| 2022-04-30 | 12 | 27 | 39 | 69.23% |
| 2022-03-31 | 12 | 27 | 39 | 69.23% |
| 2022-02-28 | 12 | 29 | 41 | 70.73% |
| 2022-01-31 | 12 | 30 | 42 | 71.43% |
| 2021-12-31 | 11 | 29 | 40 | 72.50% |
| 2021-11-30 | 13 | 27 | 40 | 67.50% |
| 2021-10-31 | 13 | 28 | 41 | 68.29% |
| 2021-09-30 | 13 | 27 | 40 | 67.50% |
| 2021-08-31 | 13 | 27 | 40 | 67.50% |
| 2021-07-31 | 13 | 30 | 43 | 69.77% |
| 2021-06-30 | 13 | 29 | 42 | 69.05% |
| 2021-05-31 | 13 | 29 | 42 | 69.05% |
| 2021-04-30 | 13 | 29 | 42 | 69.05% |
| 2021-03-31 | 13 | 30 | 43 | 69.77% |
| 2021-02-28 | 13 | 31 | 44 | 70.45% |
| 2021-01-31 | 12 | 32 | 44 | 72.73% |
| 2020-12-31 | 12 | 33 | 45 | 73.33% |
| 2020-11-30 | 13 | 35 | 48 | 72.92% |
| 2020-10-31 | 13 | 35 | 48 | 72.92% |
| 2020-09-30 | 13 | 34 | 47 | 72.34% |
| 2020-08-31 | 13 | 35 | 48 | 72.92% |
| 2020-07-31 | 13 | 36 | 49 | 73.47% |
| 2020-06-30 | 13 | 38 | 51 | 74.51% |
| 2020-05-31 | 13 | 38 | 51 | 74.51% |
| 2020-04-30 | 13 | 37 | 50 | 74.00% |
| 2020-03-31 | 13 | 36 | 49 | 73.47% |
| 2020-02-29 | 13 | 36 | 49 | 73.47% |
| 2020-01-31 | 13 | 36 | 49 | 73.47% |
| 2019-12-31 | 13 | 36 | 49 | 73.47% |
| 2019-11-30 | 12 | 36 | 48 | 75.00% |
| 2019-10-31 | 13 | 37 | 50 | 74.00% |
| 2019-09-30 | 12 | 37 | 49 | 75.51% |
| 2019-08-31 | 12 | 35 | 47 | 74.47% |
| 2019-07-31 | 11 | 36 | 47 | 76.60% |
| 2019-06-30 | 11 | 35 | 46 | 76.09% |
| 2019-05-31 | 12 | 36 | 48 | 75.00% |
| 2019-04-30 | 12 | 36 | 48 | 75.00% |
| 2019-03-31 | 11 | 37 | 48 | 77.08% |
| 2019-02-28 | 11 | 38 | 49 | 77.55% |
| 2019-01-31 | 11 | 38 | 49 | 77.55% |
| 2018-12-31 | 11 | 40 | 51 | 78.43% |
| 2018-11-30 | 11 | 37 | 48 | 77.08% |
| 2018-10-31 | 11 | 38 | 49 | 77.55% |
| 2018-09-30 | 10 | 36 | 46 | 78.26% |
| 2018-08-31 | 10 | 37 | 47 | 78.72% |
| 2018-07-31 | 10 | 37 | 47 | 78.72% |
| 2018-06-30 | 10 | 35 | 45 | 77.78% |
| 2018-05-31 | 10 | 33 | 43 | 76.74% |
| 2018-04-30 | 10 | 30 | 40 | 75.00% |
| 2018-03-31 | 10 | 30 | 40 | 75.00% |
| 2018-02-28 | 9 | 27 | 36 | 75.00% |
| 2018-01-31 | 10 | 25 | 35 | 71.43% |
| 2017-12-31 | 10 | 25 | 35 | 71.43% |
| 2017-11-30 | 10 | 24 | 34 | 70.59% |
| 2017-10-31 | 10 | 25 | 35 | 71.43% |
| 2017-09-30 | 9 | 27 | 36 | 75.00% |
| 2017-08-31 | 9 | 29 | 38 | 76.32% |
| 2017-07-31 | 7 | 29 | 36 | 80.56% |
| 2017-06-30 | 6 | 32 | 38 | 84.21% |
| 2017-05-31 | 5 | 34 | 39 | 87.18% |
| 2017-04-30 | 5 | 35 | 40 | 87.50% |
| 2017-03-31 | 5 | 32 | 37 | 86.49% |
| 2017-02-28 | 5 | 29 | 34 | 85.29% |
| 2017-01-31 | 5 | 27 | 32 | 84.38% |
| 2016-12-31 | 5 | 26 | 31 | 83.87% |
| 2016-11-30 | 4 | 27 | 31 | 87.10% |
| 2016-10-31 | 5 | 23 | 28 | 82.14% |
| 2016-09-30 | 5 | 22 | 27 | 81.48% |
| 2016-08-31 | 5 | 19 | 24 | 79.17% |
| 2016-07-31 | 5 | 15 | 20 | 75.00% |
| 2016-06-30 | 5 | 13 | 18 | 72.22% |
| 2016-05-31 | 5 | 12 | 17 | 70.59% |
| 2016-04-30 | 5 | 10 | 15 | 66.67% |
| 2016-03-31 | 5 | 9 | 14 | 64.29% |
| 2016-02-29 | 5 | 6 | 11 | 54.55% |
| 2016-01-31 | 3 | 2 | 5 | 40.00% |
| 2015-12-31 | 3 | 2 | 5 | 40.00% |
| 2015-11-30 | 3 | 2 | 5 | 40.00% |
| 2015-10-31 | 3 | 2 | 5 | 40.00% |
| 2015-09-30 | 3 | 2 | 5 | 40.00% |
| 2015-08-31 | 3 | 4 | 7 | 57.14% |
| 2015-07-31 | 3 | 4 | 7 | 57.14% |
| 2015-06-30 | 3 | 4 | 7 | 57.14% |
| 2015-05-31 | 3 | 4 | 7 | 57.14% |
| 2015-04-30 | 3 | 3 | 6 | 50.00% |
| 2015-03-31 | 3 | 2 | 5 | 40.00% |
| 2015-02-28 | 3 | 2 | 5 | 40.00% |
| 2015-01-31 | 3 | 2 | 5 | 40.00% |
| 2014-12-31 | 3 | 2 | 5 | 40.00% |
| 2014-11-30 | 3 | 3 | 6 | 50.00% |
| 2014-10-31 | 3 | 3 | 6 | 50.00% |
| 2014-09-30 | 3 | 3 | 6 | 50.00% |
| 2014-08-31 | 3 | 2 | 5 | 40.00% |
| 2014-07-31 | 3 | 1 | 4 | 25.00% |
| 2014-06-30 | 3 | 1 | 4 | 25.00% |
| 2014-05-31 | 3 | 0 | 3 | 0.00% |
| 2014-04-30 | 3 | 0 | 3 | 0.00% |
| 2014-03-31 | 2 | 1 | 3 | 33.33% |
| 2014-02-28 | 2 | 1 | 3 | 33.33% |
| 2014-01-31 | 2 | 1 | 3 | 33.33% |
| 2013-12-31 | 2 | 0 | 2 | 0.00% |
| 2013-11-30 | 0 | 0 | 0 | 0.00% |
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