Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-29 | 1 | 3 | 4 | 75.00% |
| 2023-12-31 | 2 | 3 | 5 | 60.00% |
| 2022-12-31 | 2 | 3 | 5 | 60.00% |
| 2021-12-31 | 6 | 16 | 22 | 72.73% |
| 2020-12-31 | 7 | 16 | 23 | 69.57% |
| 2019-12-31 | 7 | 16 | 23 | 69.57% |
| 2018-12-31 | 8 | 19 | 27 | 70.37% |
| 2017-12-31 | 6 | 36 | 42 | 85.71% |
| 2016-12-31 | 6 | 38 | 44 | 86.36% |
| 2015-12-31 | 5 | 37 | 42 | 88.10% |
| 2014-12-31 | 6 | 36 | 42 | 85.71% |
| 2013-12-31 | 7 | 37 | 44 | 84.09% |
| 2012-12-31 | 5 | 35 | 40 | 87.50% |
| 2011-12-31 | 6 | 27 | 33 | 81.82% |
| 2010-12-31 | 4 | 31 | 35 | 88.57% |
| 2009-12-31 | 4 | 43 | 47 | 91.49% |
| 2008-12-31 | 5 | 41 | 46 | 89.13% |
| 2007-12-31 | 4 | 43 | 47 | 91.49% |
| 2006-12-31 | 5 | 7 | 12 | 58.33% |
| 2005-12-31 | 4 | 6 | 10 | 60.00% |
| 2004-12-31 | 1 | 3 | 4 | 75.00% |
| 2003-12-31 | 1 | 4 | 5 | 80.00% |
| 2003-03-31 | 1 | 2 | 3 | 66.67% |
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