Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2022-07-08 3 0 3 0.00%
2021-12-31 3 1 4 25.00%
2020-12-31 4 0 4 0.00%
2019-12-31 4 1 5 20.00%
2018-12-31 1 0 1 0.00%
2017-12-31 0 0 0 0.00%

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