BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-21 | 10 | 38 | 48 | 79.17% |
2023-12-31 | 12 | 42 | 54 | 77.78% |
2022-12-31 | 10 | 40 | 50 | 80.00% |
2021-12-31 | 11 | 37 | 48 | 77.08% |
2020-12-31 | 9 | 40 | 49 | 81.63% |
2019-12-31 | 9 | 44 | 53 | 83.02% |
2018-12-31 | 11 | 49 | 60 | 81.67% |
2017-12-31 | 8 | 47 | 55 | 85.45% |
2016-12-31 | 7 | 39 | 46 | 84.78% |
2015-12-31 | 9 | 41 | 50 | 82.00% |
2014-12-31 | 6 | 31 | 37 | 83.78% |
2013-12-31 | 7 | 22 | 29 | 75.86% |
2012-12-31 | 7 | 21 | 28 | 75.00% |
2011-12-31 | 8 | 14 | 22 | 63.64% |
2010-12-31 | 8 | 9 | 17 | 52.94% |
2009-12-31 | 6 | 6 | 12 | 50.00% |
2008-12-31 | 5 | 7 | 12 | 58.33% |
2007-12-31 | 4 | 5 | 9 | 55.56% |
2006-12-31 | 0 | 0 | 0 | 0.00% |
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