ORIENTAL PATRON SECURITIES LIMITED 東英亞洲證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-12-26 3 7 10 70.00%
2023-12-31 3 9 12 75.00%
2022-12-31 3 10 13 76.92%
2021-12-31 3 10 13 76.92%
2020-12-31 4 12 16 75.00%
2019-12-31 5 12 17 70.59%
2018-12-31 4 10 14 71.43%
2017-12-31 5 9 14 64.29%
2016-12-31 4 9 13 69.23%
2015-12-31 3 11 14 78.57%
2014-12-31 3 13 16 81.25%
2013-12-31 4 15 19 78.95%
2012-12-31 5 18 23 78.26%
2011-12-31 5 21 26 80.77%
2010-12-31 5 18 23 78.26%
2009-12-31 5 18 23 78.26%
2008-12-31 3 11 14 78.57%
2007-12-31 2 9 11 81.82%
2006-12-31 2 10 12 83.33%
2005-12-31 2 12 14 85.71%
2004-12-31 2 9 11 81.82%
2003-12-31 2 8 10 80.00%
2003-03-31 2 8 10 80.00%

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