JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-29 10 100 110 90.91%
2023-12-31 10 102 112 91.07%
2022-12-31 10 100 110 90.91%
2021-12-31 12 94 106 88.68%
2020-12-31 13 100 113 88.50%
2019-12-31 12 110 122 90.16%
2018-12-31 12 104 116 89.66%
2017-12-31 9 108 117 92.31%
2016-12-31 8 124 132 93.94%
2015-12-31 8 117 125 93.60%
2014-12-31 9 101 110 91.82%
2013-12-31 7 109 116 93.97%
2012-12-31 8 108 116 93.10%
2011-12-31 9 109 118 92.37%
2010-12-31 9 101 110 91.82%
2009-12-31 8 82 90 91.11%
2008-12-31 8 85 93 91.40%
2007-12-31 8 84 92 91.30%
2006-12-31 5 70 75 93.33%
2005-12-31 5 49 54 90.74%
2004-12-31 2 48 50 96.00%
2003-12-31 2 49 51 96.08%
2003-03-31 2 45 47 95.74%

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